0001079973-12-000295.txt : 20120423 0001079973-12-000295.hdr.sgml : 20120423 20120423154254 ACCESSION NUMBER: 0001079973-12-000295 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120411 FILED AS OF DATE: 20120423 DATE AS OF CHANGE: 20120423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEIERLS E JEFFREY CENTRAL INDEX KEY: 0000942453 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33531 FILM NUMBER: 12773299 MAIL ADDRESS: STREET 1: 73 SOUTH HOLMAN WAY CITY: GOLDEN STATE: CO ZIP: 80401 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AeroGrow International, Inc. CENTRAL INDEX KEY: 0001316644 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-BUILDING MATERIALS, HARDWARE, GARDEN SUPPLY [5200] IRS NUMBER: 460510685 STATE OF INCORPORATION: NV FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 6075 LONGBOW DRIVE STREET 2: SUITE 200 CITY: BOULDER STATE: CO ZIP: 80301 BUSINESS PHONE: 303-444-7755 MAIL ADDRESS: STREET 1: 6075 LONGBOW DRIVE STREET 2: SUITE 200 CITY: BOULDER STATE: CO ZIP: 80301 3 1 jeffreypeierls_3.xml OWNERSHIP DOCUMENT X0205 3 2012-04-11 0 0001316644 AeroGrow International, Inc. AERO.PK 0000942453 PEIERLS E JEFFREY 73 SOUTH HOLMAN WAY GOLDEN CO 80401 0 0 1 0 Common Stock 5515313 D Common Stock 36768754 I By The Peierls Foundation, Inc. Common Stock 1194985 I By the UD E.F. Peierls for B.E. Peierls Common Stock 1194985 I By the UD E.F. Peierls for E.J. Peierls Common Stock 781337 I By the UD E.S. Peierls for E.F. Peierls et al Common Stock 3217266 I By the UD Ethel F. Peierls Charitable Lead Trust Common Stock 1516712 I By the UD J.N. Peierls for B.E. Peierls Common Stock 1516712 I By the UD J.N. Peierls for E.J. Peierls Common Stock 1011141 I By the UW E.S. Peierls for BEP Art VI-Accum Common Stock 689415 I By the UW E.S. Peierls for EJP Art VI-Accum Common Stock 1470751 I By the UW J.N. Peierls E.J. Peierls Common Stock 1470751 I By the UW J.N. Peierls for B.E. Peierls Warrants (right to buy) 0.07 2015-05-06 Common Stock 1200000 D Warrants (right to buy) 0.07 2015-05-06 Common Stock 8000000 I By The Peierls Foundation, Inc. Warrants (right to buy) 0.07 2015-05-06 Common Stock 170000 I By the UD E.S. Peierls for E.F. Peierls et al Warrants (right to buy) 0.07 2015-05-06 Common Stock 260000 I By the UD E.F. Peierls for B.E. Peierls Warrants (right to buy) 0.07 2015-05-06 Common Stock 260000 I By the UD E.F. Peierls for E.J. Peierls Warrants (right to buy) 0.07 2015-05-06 Common Stock 220000 I By the UW E.S. Peierls for BEP Art VI-Accum Warrants (right to buy) 0.07 2015-05-06 Common Stock 150000 I By the UW E.S. Peierls for EJP Art VI-Accum Warrants (right to buy) 0.07 2015-05-06 Common Stock 320000 I By the UW J.N. Peierls for B.E. Peierls Warrants (right to buy) 0.07 2015-05-06 Common Stock 320000 I By the UW J.N. Peierls E.J. Peierls Warrants (right to buy) 0.07 2015-05-06 Common Stock 330000 I By the UD J.N. Peierls for B.E. Peierls Warrants (right to buy) 0.07 2015-05-06 Common Stock 330000 I By the UD J.N. Peierls E.J. Peierls Warrants (right to buy) 0.07 2015-05-06 Common Stock 700000 I By the UD Ethel F. Peierls Charitable Lead Trust Mr. Peierls is President and a Director of The Peierls Foundation, Inc. ("Foundation") and may be deemed to indirectly own the securities owned by the Foundation. Mr. Peierls is a Co-Trustee of the E.F. Peierls et al Trust ("Trust") and may be deemed to indirectly own the securities owned by the Trust. Mr. Peierls is a Co-Trustee of the UD E.F. Peierls for B.E. Peierls Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust. Mr. Peierls is a Co-Trustee of the UD E.F. Peierls for E.J. Peierls Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust. Mr. Peierls is a Co-Trustee of the UW E.S. Peierls for BEP Art VI-Accum Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust. Mr. Peierls is a Co-Trustee of the UW E.S. Peierls for EJP Art VI-Accum Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust. Mr. Peierls is a Co-Trustee of the UW J.N. Peierls for B.E. Peierls Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust. Mr. Peierls is a Co-Trustee of the UW J.N. Peierls E.J. Peierls Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust. Mr. Peierls is a Co-Trustee of the UD J.N.. Peierls for B.E. Peierls Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust. Mr. Peierls is a Co-Trustee of the UD J.N. Peierls E.J. Peierls Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust. Mr. Peierls is a Co-Trustee of the U.D. Ethel F. Peierls Charitable Lead Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust. The Warrants are exercisable immediately. /s/ E. Jeffrey Peierls 2012-04-23