0001079973-12-000295.txt : 20120423
0001079973-12-000295.hdr.sgml : 20120423
20120423154254
ACCESSION NUMBER: 0001079973-12-000295
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120411
FILED AS OF DATE: 20120423
DATE AS OF CHANGE: 20120423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PEIERLS E JEFFREY
CENTRAL INDEX KEY: 0000942453
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33531
FILM NUMBER: 12773299
MAIL ADDRESS:
STREET 1: 73 SOUTH HOLMAN WAY
CITY: GOLDEN
STATE: CO
ZIP: 80401
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AeroGrow International, Inc.
CENTRAL INDEX KEY: 0001316644
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-BUILDING MATERIALS, HARDWARE, GARDEN SUPPLY [5200]
IRS NUMBER: 460510685
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: 6075 LONGBOW DRIVE
STREET 2: SUITE 200
CITY: BOULDER
STATE: CO
ZIP: 80301
BUSINESS PHONE: 303-444-7755
MAIL ADDRESS:
STREET 1: 6075 LONGBOW DRIVE
STREET 2: SUITE 200
CITY: BOULDER
STATE: CO
ZIP: 80301
3
1
jeffreypeierls_3.xml
OWNERSHIP DOCUMENT
X0205
3
2012-04-11
0
0001316644
AeroGrow International, Inc.
AERO.PK
0000942453
PEIERLS E JEFFREY
73 SOUTH HOLMAN WAY
GOLDEN
CO
80401
0
0
1
0
Common Stock
5515313
D
Common Stock
36768754
I
By The Peierls Foundation, Inc.
Common Stock
1194985
I
By the UD E.F. Peierls for B.E. Peierls
Common Stock
1194985
I
By the UD E.F. Peierls for E.J. Peierls
Common Stock
781337
I
By the UD E.S. Peierls for E.F. Peierls et al
Common Stock
3217266
I
By the UD Ethel F. Peierls Charitable Lead Trust
Common Stock
1516712
I
By the UD J.N. Peierls for B.E. Peierls
Common Stock
1516712
I
By the UD J.N. Peierls for E.J. Peierls
Common Stock
1011141
I
By the UW E.S. Peierls for BEP Art VI-Accum
Common Stock
689415
I
By the UW E.S. Peierls for EJP Art VI-Accum
Common Stock
1470751
I
By the UW J.N. Peierls E.J. Peierls
Common Stock
1470751
I
By the UW J.N. Peierls for B.E. Peierls
Warrants (right to buy)
0.07
2015-05-06
Common Stock
1200000
D
Warrants (right to buy)
0.07
2015-05-06
Common Stock
8000000
I
By The Peierls Foundation, Inc.
Warrants (right to buy)
0.07
2015-05-06
Common Stock
170000
I
By the UD E.S. Peierls for E.F. Peierls et al
Warrants (right to buy)
0.07
2015-05-06
Common Stock
260000
I
By the UD E.F. Peierls for B.E. Peierls
Warrants (right to buy)
0.07
2015-05-06
Common Stock
260000
I
By the UD E.F. Peierls for E.J. Peierls
Warrants (right to buy)
0.07
2015-05-06
Common Stock
220000
I
By the UW E.S. Peierls for BEP Art VI-Accum
Warrants (right to buy)
0.07
2015-05-06
Common Stock
150000
I
By the UW E.S. Peierls for EJP Art VI-Accum
Warrants (right to buy)
0.07
2015-05-06
Common Stock
320000
I
By the UW J.N. Peierls for B.E. Peierls
Warrants (right to buy)
0.07
2015-05-06
Common Stock
320000
I
By the UW J.N. Peierls E.J. Peierls
Warrants (right to buy)
0.07
2015-05-06
Common Stock
330000
I
By the UD J.N. Peierls for B.E. Peierls
Warrants (right to buy)
0.07
2015-05-06
Common Stock
330000
I
By the UD J.N. Peierls E.J. Peierls
Warrants (right to buy)
0.07
2015-05-06
Common Stock
700000
I
By the UD Ethel F. Peierls Charitable Lead Trust
Mr. Peierls is President and a Director of The Peierls Foundation, Inc. ("Foundation") and may be deemed to indirectly own the securities owned by the Foundation.
Mr. Peierls is a Co-Trustee of the E.F. Peierls et al Trust ("Trust") and may be deemed to indirectly own the securities owned by the Trust.
Mr. Peierls is a Co-Trustee of the UD E.F. Peierls for B.E. Peierls Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust.
Mr. Peierls is a Co-Trustee of the UD E.F. Peierls for E.J. Peierls Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust.
Mr. Peierls is a Co-Trustee of the UW E.S. Peierls for BEP Art VI-Accum Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust.
Mr. Peierls is a Co-Trustee of the UW E.S. Peierls for EJP Art VI-Accum Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust.
Mr. Peierls is a Co-Trustee of the UW J.N. Peierls for B.E. Peierls Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust.
Mr. Peierls is a Co-Trustee of the UW J.N. Peierls E.J. Peierls Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust.
Mr. Peierls is a Co-Trustee of the UD J.N.. Peierls for B.E. Peierls Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust.
Mr. Peierls is a Co-Trustee of the UD J.N. Peierls E.J. Peierls Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust.
Mr. Peierls is a Co-Trustee of the U.D. Ethel F. Peierls Charitable Lead Trust (the "Trust") and may be deemed to indirectly own the securities owned by the Trust.
The Warrants are exercisable immediately.
/s/ E. Jeffrey Peierls
2012-04-23