-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HavkRcE60w8nUh/r72ZblpAB6YxgyDcWOIdX1aewvFbiCxNnFkwn70Fm6VUbhS+t gPeXpXLFC5kErTw07rT3aQ== 0001125282-04-004947.txt : 20041006 0001125282-04-004947.hdr.sgml : 20041006 20041006215139 ACCESSION NUMBER: 0001125282-04-004947 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041004 FILED AS OF DATE: 20041006 DATE AS OF CHANGE: 20041006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS EQUITY PARTNERS LP CENTRAL INDEX KEY: 0001075598 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50954 FILM NUMBER: 041069334 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVE. CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128780600 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus Ventures International CENTRAL INDEX KEY: 0001304632 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50954 FILM NUMBER: 041069333 BUSINESS ADDRESS: BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NESS TECHNOLOGIES INC CENTRAL INDEX KEY: 0001089638 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] BUSINESS ADDRESS: STREET 1: NESS BLDG 4 PO BOX 58182 STREET 2: KIRYATATIDIM CITY: TELAVIV ISRAEL STATE: L3 ZIP: 61580 BUSINESS PHONE: 0119723766800 MAIL ADDRESS: STREET 1: NESS BLDG 4 PO BOX 58182 STREET 2: KIRYATATIDIM CITY: TELAVIV ISRAEL STATE: L3 ZIP: 61580 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS & CO CENTRAL INDEX KEY: 0000929408 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50954 FILM NUMBER: 041069335 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 100173147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS VENTURES LP CENTRAL INDEX KEY: 0000942263 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50954 FILM NUMBER: 041069337 BUSINESS ADDRESS: STREET 1: E M WARBURG PINCUS & CO INC STREET 2: 466 LEXINGTON AVE 10TH FL CITY: NEW YORK STATE: NY ZIP: 10017-3147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: E M WARBURG PINCUS & CO INC STREET 2: 466 LEXINGTON AVE 10TH FL CITY: NEW YORK STATE: NY ZIP: 10017-3147 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS LLC CENTRAL INDEX KEY: 0001162870 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-50954 FILM NUMBER: 041069336 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 4 1 b401459_ex.xml X0202 4 2004-10-04 0 0001089638 NESS TECHNOLOGIES INC NSTC 0000929408 WARBURG PINCUS & CO 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001075598 WARBURG PINCUS EQUITY PARTNERS LP 466 LEXINGTON AVE. NEW YORK NY 10017 0 0 1 0 0001304632 Warburg Pincus Ventures International 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0000942263 WARBURG PINCUS VENTURES LP E M WARBURG PINCUS & CO INC 466 LEXINGTON AVE 10TH FL NEW YORK NY 10017-3147 0 0 1 0 0001162870 WARBURG PINCUS LLC 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 Common Stock, $0.01 par value 2004-10-04 4 C 0 2299242 A 7210829 D Common Stock, $0.01 par value 2004-10-04 4 C 0 815080 A 8025909 D Common Stock, $0.01 par value 2004-10-04 4 J 0 370398 A 8396307 D Common Stock, $0.01 par value 2004-10-04 4 S 0 1645318 11.16 D 6750989 D Class B Convertible Preferred Stock 0 2004-10-04 4 C 0 3196501 D Common Stock 3196501 0 D Class C Convertible Preferred Stock 0 2004-10-04 4 C 0 699890 D Common Stock 0 D The stockholders are Warburg, Pincus Equity Partners, L.P., a Delaware limited partnership, including three affiliated partnerships ("WPEP"), Warburg, Pincus Ventures International, L.P., a Bermuda limited partnership ("WPVI") and Warburg, Pincus Ventures, L.P., a Delaware limited partnership ("WPV"). Warburg Pincus & Co., a New York general partnership ("WP") is the sole general partner of each of WPEP, WPVI and WPV. Warburg Pincus LLC, a New York limited liability company, ("WP LLC," and together with WPEP, WPVI, WPV and WP, the "Warburg Entities") manages each of WPEP, WPVI and WPV. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended, the Warburg Entities may be deemed to be the beneficial owners of the shares of Common Stock, Series B Convertible Preferred Stock and Series C Convertible Preferred Stock (together, the "Shares"). *(footnote continued under remarks) Common Stock was issued as a dividend on the Class B Convertible Preferred Stock. The Class B Convertible Preferred Stock and the Class C Convertible Preferred Stock are convertible at any time at the request of the reporting persons, and automatically converted upon the occurrence of certain events. Each share of Class C Convertible Preferred Stock is convertible into one share of Common Stock, par value $0.01 per share, subject to adjustment based on certain anti-dilution provisions pursuant to the Certificate of Designations, Number, Voting Powers, Preferences and Rights of Class C Convertible Preferred Stock of Ness Technologies, Inc. Not Applicable *Each of the Warburg Entities disclaims beneficial ownership of any of the Shares owned of record by any other Warburg Entity, except to the extent of any indirect pecuniary interest therein. The address of each Warburg Entity is 466 Lexington Avenue, New York, NY 10017. Scott A. Arenare, Partner, Warburg, Pincus & Co. 2004-10-06 Scott A. Arenare, Partner, Warburg, Pincus & Co., General Partner, WARBURG, PINCUS EQUITY PARTNERS, L.P. 2004-10-06 Scott A. Arenare, Partner, Warburg, Pincus & Co., General Partner, WARBURG, PINCUS VENTURES INTERNATIONAL, L.P. 2004-10-06 Scott A. Arenare, Partner, Warburg, Pincus & Co., General Partner, WARBURG, PINCUS VENTURES L.P. 2004-10-06 Scott A. Arenare, Managing Director, WARBURG PINCUS LLC 2004-10-06 -----END PRIVACY-ENHANCED MESSAGE-----