SC 13G/A 1 0001.txt AMENDMENT NO. 3 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Amendment No. 3 BEA SYSTEMS, INC. ----------------- (Name of Issuer) COMMON STOCK ------------ (Title of Class of Securities) 073325 10 2 ----------- (CUSIP Number) The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 9 Pages CUSIP No. 073325102 13G Page 2 of 9 Pages ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warburg, Pincus Ventures, L.P. I.D. No. 13-3784037 ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF -0- SHARES ----------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 38,419,116 ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- PERSON ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH 38,419,116 ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 38,419,116 ------------------------------------------------------------------------------ 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.09% ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON PN ------------------------------------------------------------------------------ 2 CUSIP No. 073325102 13G Page 3 of 9 Pages ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warburg, Pincus & Co. I.D. No. 13-6358475 ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF -0- SHARES ----------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY OWNED BY 38,739,549 ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- PERSON ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH 38,739,549 ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 38,739,549 ------------------------------------------------------------------------------ 10 CHECK B0X IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.17% ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON PN ------------------------------------------------------------------------------ 3 CUSIP No. 073325102 13G Page 4 of 9 Pages ------------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON E.M. Warburg, Pincus & Co., LLC. I.D. No. 13-3536050 ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [_] (b) [X] ------------------------------------------------------------------------------ 3 SEC USE ONLY ------------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York ------------------------------------------------------------------------------ 5 SOLE VOTING POWER NUMBER OF -0- SHARES ----------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY 38,419,116 OWNED BY ----------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING -0- PERSON ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER WITH 38,419,116 ------------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 38,419,116 ------------------------------------------------------------------------------ 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] ------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.09% ------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON OO ------------------------------------------------------------------------------ 4 CUSIP No. 073325102 13G Page 7 of 9 Pages Item 1. (a) Name of Issuer: BEA Systems, Inc. (the "Issuer") (b) Address of Issuer's Principal Executive Offices: 2315 North First Street, San Jose, CA 95131 Item 2. (a)&(b) Name of Person Filing, Address of Principal Business Office: This statement is filed by and on behalf of (a) Warburg, Pincus Ventures, L.P., a Delaware limited partnership ("WPV"); (b) Warburg, Pincus & Co., a New York general partnership ("WP"); and (c) E.M. Warburg, Pincus & Co., LLC, a New York limited liability company ("EMW LLC"), which manages WPV. WP, as the sole general partner of WPV, has a 15% interest in the profits of WPV. Lionel I. Pincus is the managing partner of WP and the managing member of EMW LLC and may be deemed to control both WP and EMW LLC. The members of EMW LLC are substantially the same as the partners of WP. The business address of each of the foregoing is 466 Lexington Avenue, New York, New York 10017. (c) Citizenship: Not applicable. (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 073325 10 2 Item 3. Not applicable. Item 4. Ownership. (a) Amount beneficially owned: 38,419,116 shares as of September 8, 2000 (b) Percent of Class: 10.09%, as of September 8, 2000. (c) Number of shares as to which the person has: (i) sole power to vote or to direct the vote: -0- shares. 5 CUSIP No. 073325102 13G Page 7 of 9 Pages (ii) shared power to vote or to direct the vote: 38,419,116 (iii) sole power to dispose or to direct the disposition of: -0- shares. (iv) shared power to dispose or to direct the disposition of: 38,419,116 Item 5. Ownership of Five Percent or Less of a Class Not applicable. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. Item 8. Identification and Classification of Members of the Group Not applicable. Item 9. Notice of Dissolution of the Group Not applicable. Item 10. Certification Not applicable. 6 CUSIP No. 073325102 13G Page 7 of 9 Pages SIGNATURE After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Date: September 14, 2000 WARBURG, PINCUS VENTURES, L.P. By: Warburg, Pincus & Co., General Partner By: /s/ Stephen Distler -------------------------------- Stephen Distler Its: Partner WARBURG, PINCUS & CO. By: /s/ Stephen Distler -------------------------------- Stephen Distler Its: Partner E.M. WARBURG, PINCUS & CO., LLC By: /s/ Stephen Distler -------------------------------- Stephen Distler Its: Member 7 CUSIP No. 073325102 13G Page 8 of 9 Pages EXHIBITS Exhibit 1 Joint Filing Agreement, dated September 14, 2000, among the signatories to this Schedule 13G. 8