-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AvsECoEHN5+9WDxpiqbPBIFtiHDhW//q/oXsaNmfCeesyZVC/VK1LrGYjDfjKFBi trB1gXrQHy1IJPnbZafM4Q== 0000899681-00-000039.txt : 20000211 0000899681-00-000039.hdr.sgml : 20000211 ACCESSION NUMBER: 0000899681-00-000039 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000210 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RADIO UNICA COMMUNICATIONS CORP CENTRAL INDEX KEY: 0001089953 STANDARD INDUSTRIAL CLASSIFICATION: RADIO BROADCASTING STATIONS [4832] IRS NUMBER: 650856900 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-57809 FILM NUMBER: 530393 BUSINESS ADDRESS: STREET 1: 8400 NW 52ND ST STREET 2: STE 101 CITY: MIAMI STATE: FL ZIP: 33166 BUSINESS PHONE: 3054635000 MAIL ADDRESS: STREET 1: 8400 NW 52ND ST STREET 2: STE 101 CITY: MIAMI STATE: FL ZIP: 33166 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WARBURG PINCUS VENTURES LP CENTRAL INDEX KEY: 0000942263 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133784037 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: E M WARBURG PINCUS & CO INC STREET 2: 466 LEXINGTON AVE 10TH FL CITY: NEW YORK STATE: NY ZIP: 10017-3147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: E M WARBURG PINCUS & CO INC STREET 2: 466 LEXINGTON AVE 10TH FL CITY: NEW YORK STATE: NY ZIP: 10017-3147 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* --- RADIO UNICA COMMUNICATIONS CORP. ---------------------------------- (Name of Issuer) COMMON STOCK -------------- (Title of Class of Securities) 75040Q106 ----------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of __ Pages SCHEDULE 13G - --------------------------------- ------------------------------ CUSIP No. 75040Q106 Page 2 of Pages - --------------------------------- ------------------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warburg, Pincus Ventures, L.P. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - ------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES ------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 12,841,611 ------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING ------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 12,841,611 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,841,611 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 61.3% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G - --------------------------- ----------------------- CUSIP No. 75040Q106 Page 3 of Pages - --------------------------- ----------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON E.M. Warburg, Pincus & Co., LLC - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - ------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES ---------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 12,841,611 ---------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING ---------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 12,841,611 ---------------------------------------------------- - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,841,611 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 61.3% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* 00 - ------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G - ---------------------------- ------------------------------- CUSIP No. 75040Q106 Page 4 of Pages - ---------------------------- ------------------------------- - ------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warburg, Pincus & Co. - ------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) /X/ - ------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - ------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES ------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 12,841,611 ------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING ------------------------------------------------------- PERSON 8 SHARED DISPOSITIVE POWER WITH 12,841,611 - ------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 12,841,611 - ------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* / / - ------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 61.3% - ------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------------------------------------------------------------------------- * SEE INSTRUCTIONS BEFORE FILLING OUT! ITEM 1(a). NAME OF ISSUER: - --------- -------------- Radio Unica Communications Corp. ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: - --------- ----------------------------------------------- 8400 N.W. 52nd Street Suite 101 Miami, Florida 33166 Items 2(a), (b) AND (c). NAME OF PERSON FILING; ADDRESS OF PRINCIPAL BUSINESS OFFICE; CITIZENSHIP: - ----------- ------------------------------------------------------------ This statement is being filed by (a) Warburg, Pincus Ventures, L.P., a Delaware limited partnership ("WPV"); (b) E.M. Warburg, Pincus & Co., LLC, a Delaware limited liability company ("EMW"); and (c) Warburg, Pincus & Co., a New York general partnership ("WP"). WP is the sole general partner of WPV and EMW manages WPV. Lionel I. Pincus is the managing partner of WP and the managing member of EMW and may be deemed to control both entities. Sidney Lapidus and John D. Santoleri, directors of the Issuer, are managing directors and members of EMW and general partners of WP. Sidney Lapidus and John D. Santoleri may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 under the Securities Exchange Act of 1934) in an indeterminate portion of the shares beneficially owned by WPV. The business address of each of the foregoing is 466 Lexington Avenue, New York, New York 10017. ITEM 2(d). TITLE OF CLASS OF SECURITIES: - --------- ---------------------------- Common Stock ITEM 2(e). CUSIP NUMBER: - --------- ------------ 75040Q106 ITEM 3. Not Applicable - ------ ITEM 4. OWNERSHIP: - ------ --------- (a) 12,841,611 (b) 61.3% (c) (i) 0 (ii) 12,841,611 (iii) 0 (iv) 12,841,611 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: - ------ -------------------------------------------- Not Applicable ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: - ------ --------------------------------------------------------------- Not Applicable ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: - ------ ----------------------------------------------------------------- Not Applicable ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: - ------ --------------------------------------------------------- Not Applicable ITEM 9. NOTICE OF DISSOLUTION OF GROUP: - ------ ------------------------------ Not Applicable ITEM 10. CERTIFICATION: - ------- ------------- Not Applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. WARBURG, PINCUS VENTURES, L.P. By: Warburg, Pincus & Co., General Partner By: /s/ STEPHEN DISTLER ------------------------------ Stephen Distler, Partner E. M. WARBURG, PINCUS & CO., LLC By: /s/ STEPHEN DISTLER ------------------------------ Stephen Distler, Member WARBURG, PINCUS & CO. By: /s/ STEPHEN DISTLER ----------------------------- Stephen Distler, Partner Dated: January 28, 2000 -----END PRIVACY-ENHANCED MESSAGE-----