-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SKfosL2lGUKtp9teIAzyTZJCrpUONTvqsHz2zN0y0Ndd4PgyRVswxsCFBPWUbZ9Q Qa5+XXHfTexZl4NVIY/WZA== 0000899140-05-000572.txt : 20050615 0000899140-05-000572.hdr.sgml : 20050614 20050615161559 ACCESSION NUMBER: 0000899140-05-000572 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20050613 FILED AS OF DATE: 20050615 DATE AS OF CHANGE: 20050615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KYPHON INC CENTRAL INDEX KEY: 0001123313 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 770366069 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1221 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 4085486500 MAIL ADDRESS: STREET 1: 1221 CROSSMAN AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WEATHERMAN ELIZABETH H CENTRAL INDEX KEY: 0001188681 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49804 FILM NUMBER: 05897737 BUSINESS ADDRESS: STREET 1: 5677 AIRLINE RD CITY: ARLINGTON STATE: TN ZIP: 38002 BUSINESS PHONE: 9018679971 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus Partners LLC CENTRAL INDEX KEY: 0001322709 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49804 FILM NUMBER: 05897738 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS LLC CENTRAL INDEX KEY: 0001162870 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49804 FILM NUMBER: 05897739 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS & CO CENTRAL INDEX KEY: 0000929408 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49804 FILM NUMBER: 05897740 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 100173147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS VENTURES LP CENTRAL INDEX KEY: 0000942263 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49804 FILM NUMBER: 05897741 BUSINESS ADDRESS: STREET 1: E M WARBURG PINCUS & CO INC STREET 2: 466 LEXINGTON AVE 10TH FL CITY: NEW YORK STATE: NY ZIP: 10017-3147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: E M WARBURG PINCUS & CO INC STREET 2: 466 LEXINGTON AVE 10TH FL CITY: NEW YORK STATE: NY ZIP: 10017-3147 4 1 wpv_kyphon4-061505ex.xml X0202 4 2005-06-13 0 0001123313 KYPHON INC KYPH 0000942263 WARBURG PINCUS VENTURES LP 466 LEXINGTON AVE NEW YORK NY 10017 0 0 1 0 0000929408 WARBURG PINCUS & CO 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001162870 WARBURG PINCUS LLC 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001322709 Warburg Pincus Partners LLC 466 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001188681 WEATHERMAN ELIZABETH H 466 LEXINGTON AVENUE NEW YORK NY 10017 1 0 0 0 Common Stock 2005-06-13 4 J 0 2021998 D 6504854 D See Exhibit 99.1. See Exhibit 99.1. See Exhibit 99.1. /s/ Scott A Arenare by: Warburg Pincus Partners LLC, its General Partner, By: Warburg Pincus & Co., its Managing Member, Name: Scott A. Arenare Title: Partner 2005-06-15 EX-99.1 2 w2900980a.txt FOOTNOTES Exhibit 99.1. Continuation Sheet Footnotes (1) The stockholder is Warburg Pincus Ventures, L.P. ("Ventures"). Ventures beneficially owns 6,504,854 shares of common stock ("Common Stock") of Kyphon Inc. (the "Issuer"). The sole general partner of Ventures is Warburg Pincus Partners LLC, a New York limited liability company ("WPP LLC") and a subsidiary of Warburg Pincus & Co. ("WP"). Warburg Pincus LLC (formerly E.M. Warburg Pincus & Co., LLC), a New York limited liability company ("WP LLC"), manages Ventures. By reason of the provisions of Rule 16a-1 of the Exchange Act, WPP LLC, WP and WP LLC may be deemed to be the beneficial owners of the Common Stock held by Ventures, although WPP LLC, WP and WP LLC disclaim beneficial ownership of the Common Stock except to the extent of any indirect pecuniary interest therein. Ms. Weatherman, a director of the Issuer, is a general partner of WP and a member of WP LLC. As such, Ms. Weatherman may be deemed to have an indirect pecuniary interest (within the meaning of Rule 16a-1 of the Exchange Act) in an indeterminate portion of the shares beneficially owned by Ventures, WP LLC, WP and WPP LLC. Ms. Weatherman disclaims beneficial ownership of such shares except to the extent of any indirect pecuniary interest therein. (2) On June 13, 2005, Ventures distributed an aggregate of 2,021,998 shares of Common Stock to its partners. (3) Price not applicable. EX-99.2 3 w2902510.txt FILERS AND SIGNATURE PAGE Exhibit 99.2 Designated Filer: Warburg Pincus Ventures, L.P. Issuer & Ticker Symbol: Kyphon Inc. [KYPH] Date of Event Requiring Statement: June 13, 2005 1. Name: Warburg Pincus Ventures, L.P. Address: 466 Lexington Avenue New York, New York 10017 2. Name: Warburg Pincus & Co Address: 466 Lexington Avenue New York, New York 10017 3. Name: Warburg Pincus LLC Address: 466 Lexington Avenue New York, New York 10017 4. Name: Warburg Pincus Partners LLC Address: 466 Lexington Avenue New York, New York 10017 5. Name: Elizabeth Weatherman Address: 466 Lexington Avenue New York, New York 10017 WARBURG PINCUS & CO. /s/ Scott A. Arenare By: ---------------------- 6/15/05 Name: Scott A. Arenare ------- Title: Partner Date WARBURG PINCUS LLC /s/ Scott A. Arenare By: ---------------------- 6/15/05 Name: Scott A. Arenare ------- Title: Member Date WARBURG PINCUS PARTNERS LLC By: Warburg Pincus & Co., its Managing Member /s/ Scott A. Arenare By: ---------------------- 6/15/05 Name: Scott A. Arenare ------- Title: Partner Date ELIZABETH WEATHERMAN /s/ Scott A. Arenare By: ---------------------- 6/15/05 Name: Scott A. Arenare ------- Title: Partner Date -----END PRIVACY-ENHANCED MESSAGE-----