0001209191-13-038994.txt : 20130802 0001209191-13-038994.hdr.sgml : 20130802 20130802165115 ACCESSION NUMBER: 0001209191-13-038994 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130731 FILED AS OF DATE: 20130802 DATE AS OF CHANGE: 20130802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER CARL H III CENTRAL INDEX KEY: 0000942082 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 131006979 MAIL ADDRESS: STREET 1: 14TH FLOOR PROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-07-31 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000942082 LINDNER CARL H III 301 EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Co-CEO & Co-President Common Stock 2013-04-01 5 G 0 E 24526 0.00 D 2502353 I #1 Common Stock 2013-05-10 5 G 0 E 21681 0.00 D 2480672 I #1 Common Stock 2013-05-22 5 G 0 E 103 0.00 D 2480569 I #1 Common Stock 2013-07-31 4 S 0 35000 51.933 D 2445569 I #1 Common Stock 2013-08-01 4 M 0 50000 26.8933 A 2495569 I #1 Common Stock 2013-08-01 4 S 0 50000 53.2574 D 2445569 I #1 Common Stock 36938 I #2 Common Stock 1348500 I #12 Common Stock 176166 I #21 Common Stock 33091 I #22 Common Stock 146659 I #25 Common Stock 1637904 I #26 Common Stock 77671 I #27 Common Stock 1079 I #28 Common Stock 2013-03-20 5 G 0 E 3184 0.00 D 2385487 I #29 Common Stock 110589 I #30 Stock Option Exercise 26.8933 2013-08-01 4 M 0 50000 0.00 D 2016-02-22 Common Stock 50000 32500 D On 4/1/2013, Indirect #26 transferred 24,526 shares of AFG Common Stock to Indirect #1 Indirect #1: CHL III, TTEE (or his Successors) of the Carl H. Lindner III Family Trust DTD 8/29/02 as Amended. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.679 to $52.20, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnotes (3) and (4). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.125 to $53.41 inclusive. Indirect #2: Martha S. Lindner, (or her Successor) of the Martha S. Lindner Family Trust DTD 8/30/02 as amended. Indirect #12: Seraphim Partners LLC fka CHL Investments, LLC Indirect #21: Doug Marcian, TTEE MBL Trust Dtd 10/26/05. Indirect #22: Doug Marcian, TTEE GD Trust Dtd 10/26/05. Indirect #25: Lou Ann Flint TTEE MBL 2009 Consolidation Trust DTD 12/22/09. Indirect #26: CHL III 2010-1 Qualified Annuity Trust DTD 4/9/10. Indirect #27: Lou Ann Flint TTEE MBL 2009 Trust DTD 4/13/2009. Indirect #28 MBL TTEE MBL Trust DTD 1/17/2008 Indirect #29: Shares voting and dispositive power and holds a remainder interest in shares held directly or indirectly by a charitable lead annuity trust. The reporting person disclaims beneficial interest of the shares held by the trust except to the extent of his pecuniary interest in such shares. Indirect #30: Martha S. Lindner TTEE Carl H. Lindner Dynasty Trust DTD 12/21/12 These Employee Stock Options become exercisable in five equal installments beginning on the first anniversary of the grant date. Carl H. Lindner III By: Karl J. Grafe, as Attorney-in-Fact 2013-08-02