-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PadplVXJlYHzMFJJVCHmZayG7vSpLyxB6K3A+lAJBLFKMuVnF1ePMpRuDiM6SLXw 0kA9L7arNoqeVyhm/14U2g== 0001209191-08-066743.txt : 20081219 0001209191-08-066743.hdr.sgml : 20081219 20081219163504 ACCESSION NUMBER: 0001209191-08-066743 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081217 FILED AS OF DATE: 20081219 DATE AS OF CHANGE: 20081219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER CARL H III CENTRAL INDEX KEY: 0000942082 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 081261505 BUSINESS ADDRESS: BUSINESS PHONE: 5155792540 MAIL ADDRESS: STREET 1: 14TH FLOOR PROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1208 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2008-12-17 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000942082 LINDNER CARL H III ONE EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Co-CEO & Co-President Comon Stock 2008-04-29 5 G 0 E 630294 0.00 A 4758014 I #1 Common Stock 2008-05-14 5 G 0 E 1764 0.00 D 4756250 I #1 Common Stock 2008-06-03 5 G 0 E 6666 0.00 D 4749584 I #1 Common Stock 2008-09-17 5 G 0 E 1804 0.00 D 5022175 I #1 Common Stock 2008-09-29 5 G 0 E 7856 0.00 D 5367684 I #1 Common Stock 33188 I #2 Common Stock 36687 I #4 Common Stock 10 I #6 Common Stock 129151 I #7 Common Stock 191202 I #8 Common Stock 10055 I #9 Common Stock 2008-12-17 4 S 0 35215 22.1269 D 0 I #10 Common Stock 20402 I #11 Common Stock 1468500 I #12 Common Stock 2376 I #14 Common Stock 30457 I #15 Common Stock 0 I #18 Common Stock 35220 I #19 Common Stock 293091 I #20 Common Stock 293091 I #21 Common Stock 293091 I #22 Common Stock 2008-12-17 4 S 0 40000 22.1244 D 22051 I #23 Indirect #1: CHL III, TTEE of the Second Amended & Restate CHL III Family Trust DTD 3/11/94. On April 4, 2008, Indirect #18 transferred to Indirect #1 2,093,215 shares of Common Stock. And on May 29, 2008 Indirect #15 transferred 35,220 shares of Common stock to Indirect #19. On July 9, 2008 Indirect #18 transferred 274,395 shares of Common Stock to Indirect #1. On August 21, 2008 Indirect #11 transferred 10,055 shares of Common Stock to Indirect #9, and Indirect #7 transferred 62,051 shares of Common Stock to Indirect #23. On October 7, 2008 Indirect #18 transferred 260,135 shares to Indirect #1. On October 26, 2008, Indirect #18 transferred 93,230 shares of Common Stock to Indirect #1 and transferred 1,465,455 shares of Common Stock out of Indirect #1 to Indirect #20, #21, #22 and two emancipated, each receiving 293,091 shares. Indirect #2: Martha S. Lindner, (or her Successor) o the Martha S. Lindner Family Trust DTD 8/30/02 as amended. Indirect #4: The Company's Retirement and Savings Plans. The number of shares of Common Stock which would be represented by the value of the Reporting Person's Company Securities Funds account in the Issuer's Retirement and Savings Plan is based on a statement dated as of 12/31/07. Indirect #6: CDL Indirect #7: Keith E. Lindner TTEE, CDL Trust C/U Irrevocable Trust Agreement DTD 11/1/82. Indirect #8: Keith E. Lindner TTEE, MLB Trust C/U Irrevocable Trust Agreement DTD 11/1/82. Indirect #9: Keith E. Lindner TTEE, CDL Withdrawal Trust C/U Irrevocable Trust Agreement DTD 7/1/83. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions, by two trusts for the benefit of two of his children, at prices ranging from $22.00 to $22.54, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Indirect #10: KEL, TTEE Under Irrevocable Trust Agreement with CHL III and Martha S. Lindner Grantors Dated 9/26/89. Indirect #11: Keith E. Lindner TTEE, CDL Trust C/U Irrevocable Trust Agreement DTD 7/1/83. Indirect #12: CHL Investments, LLC Indirect #14: CHL III, custodian of a minor. Indirect #15: KEL TTEE, MBL Trust C/U Irrevocable Trust Agreement DTD 7/1/83. Indirect #18: CHL III, TTEE CHL III 2005-1 Qualified Annuity Trust DTD 10/26/05. Indirect #19: CDL TTEE of the CDL TR Dtd 11/22/06. Indirect #20: SCL TTEE CDL Trust DTD 10/26/05. Indirect #21: SCL TTEE MBL Trust Dtd 10/26/05. Indirect #22: SCL TTEE GD Trust Dtd 10/26/05. Indirect #23: KEL TTEE CDL Withdrawal Trust C/U Irrevocable Trust Agreement DTD 11/1/82. Carl H. Lindner III By: Karl J. Grafe, as Attorney-in-Fact 2008-12-19 -----END PRIVACY-ENHANCED MESSAGE-----