0001209191-20-045919.txt : 20200810 0001209191-20-045919.hdr.sgml : 20200810 20200810160200 ACCESSION NUMBER: 0001209191-20-045919 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200806 FILED AS OF DATE: 20200810 DATE AS OF CHANGE: 20200810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER S CRAIG CENTRAL INDEX KEY: 0000942061 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 201089255 MAIL ADDRESS: STREET 1: 2ND FLOOR PROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: GREAT AMERICAN INSURANCE GROUP TOWER STREET 2: 301 E. 4TH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-08-06 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000942061 LINDNER S CRAIG 301 EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Co-CEO & Co-President Common Stock 2020-05-20 5 G 0 E 5484 0.00 D 1877118 I Indirect #1 Common Stock 2020-08-06 4 P 0 3000 63.1957 A 1880118 I Indirect #1 Common Stock 2020-08-06 4 P 0 3000 63.1957 A 1215690 I Indirect #2 Common Stock 113229 I Indirect #3 Common Stock 2020-08-06 4 P 0 3000 63.1957 A 3000 I Indirect #4 Common Stock 2020-08-06 4 P 0 3000 63.1957 A 3000 I Indirect #5 Common Stock 82788.043 I 401(k) plan Phantom Stock 62.88 2020-08-06 4 A 0 17411.63 62.88 A Common Stock 17411.63 34907.97 D On April 17, 2020, Indirect #1 transferred 1,250,000 to Indirect #2 and on June 30, 2020 Indirect #2 transferred 1,877,118 to Indirect #1. Indirect #1: Shares held by a trust where the reporting person serves as trustee. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.45 to $63.60, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote (3). Indirect #2: Shares held by a trust where the reporting person serves as trustee. Indirect #3: Shares held by a trust where the reporting person's spouse serves as trustee. Indirect #4: Shares held by a trust where the reporting person serves as trustee. Indirect #5: Shares held by a trust where the reporting person serves as trustee. Indirect #12: Held in the Company's 401(k) Retirement and Savings Plan. Represents amounts held by the Reporting Person in a retirement plan of the Issuer. Each share is the economic equivalent of one share of common stock. The Reporting Person's account balance is distributed in cash following termination of employment. S. Craig Lindner By: Karl J. Grafe, as Attorney-in-Fact 2020-08-10