-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BahiLY4qh1KQlT0+epqExeNvnsfLPZbidsX0z8aSNwgga7cBuQhXsGwt1Nb1bayG u7pqi+XXz4jK+H8yOEh44g== 0001042046-03-000209.txt : 20031120 0001042046-03-000209.hdr.sgml : 20031120 20031120163648 ACCESSION NUMBER: 0001042046-03-000209 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20031119 FILED AS OF DATE: 20031120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LINDNER S CRAIG CENTRAL INDEX KEY: 0000942061 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13653 FILM NUMBER: 031015840 BUSINESS ADDRESS: STREET 1: 2ND FLOORPROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792540 MAIL ADDRESS: STREET 1: 2ND FLOOR PROVIDENT TOWER STREET 2: ONE EAST FOURTH STREET CITY: CINCINNATI STATE: OH ZIP: 45202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN FINANCIAL GROUP INC CENTRAL INDEX KEY: 0001042046 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 311544320 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 5135792121 MAIL ADDRESS: STREET 1: ONE EAST FOURTH STREET STREET 2: SUITE 919 CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN FINANCIAL GROUP HOLDINGS INC DATE OF NAME CHANGE: 19970709 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-11-19 0 0001042046 AMERICAN FINANCIAL GROUP INC AFG 0000942061 LINDNER S CRAIG 2ND FLOOR PROVIDENT TOWER ONE EAST FOURTH STREET CINCINNATI OH 45202 1 1 0 0 Co-President Common Stock 2003-11-19 5 G 0 E 11000 0 D 2994338 I #1 Common Stock 1012148 I #2 Common Stock 50000 I #3 Common Stock 13072 I #4 Common Stock 13072 I #5 Common Stock 96881 I #6 Common Stock 680029 I #7 Common Stock 13072 I #8 Common Stock 13072 I #9 Common Stock 1000000 I #10 See attached Exhibit 99 where all Indirect Holdings are defined. Karl J. Grafe, Attorney-in-Fact for S. Craig Lindner 2003-11-20 EX-99 3 sclexhibit-99.htm INDIRECT HOLDINGS INDIRECT HOLDINGS HELD IN THE NAME OF:

EXHIBIT 99

 

 



INDIRECT HOLDINGS HELD IN THE NAME OF:

 

NUMBER OF SHARES HELD AFTER TRANSACTIONS

 

 

 

 

 

 

 

 

#1

S. Craig Lindner, Trustee for the S. Craig Lindner Living Trust dated 3-30-83.

 


2,994,338

 

 

 

 

#2

Malott Nyhart, Trustee of the S. Craig Lindner 1996-2 Qualified Annuity Trust dated 3/28/96.

 

1,012,148

 

 

 

 

#3

Frances R. Lindner (spouse), Trustee for the Frances R. Lindner Living Trust dated 9-13-93.

 


50,000

 

 

 

 

#4

Frances R. Lindner (spouse), Custodian for minor child, CAL.

 


13,072

 

 

 

 

#5

Frances R. Lindner (spouse), Custodian for minor child, CFL.

 


13,072

 

 

 

 

#6

Keith E. Lindner, Trustee under an Irrevocable Trust indenture with Frances R. Lindner dated 2/13/85.

 


96,881

 

 

 

 

#7

Keith E. Lindner, Trustee under an Irrevocable Trust indenture with Stephen Craig Lindner dated 12/22/83.

 


680,029

 

 

 

 

#8

SCL, Jr. TTEE, SCL Jr. 2001 Living Trust dtd 12/26/01

 

13,072

 

 

 

 

#9

Corinne E. Lindner, TTEE CEL 2002 Living Trust dtd 11/4/02

 


13,072

 

 

 

 

#10

SCL Investments, LLC, a limited liability company directly or indirectly wholly-owned by the Reporting Person

 



1,000,000

 


 

 

 

 

On 7/15/003, Indirect #2 transferred 115, 779 shares of Common Stock to Indirect #1

On 10/6/03, Indirect #2 transferred 120,803 shares of Common Stock to Indirect #1.

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