-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D1Y6y3a3DvtzUPhMVFF1ITZqEXdTfTslqkkfG7ctBedflEjfTjNebfQZ5LHVF+uf XXeot3tJ5vU3qUIl/JyUHw== 0000941883-06-000001.txt : 20080626 0000941883-06-000001.hdr.sgml : 20080626 20060109173157 ACCESSION NUMBER: 0000941883-06-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060106 FILED AS OF DATE: 20060109 DATE AS OF CHANGE: 20080620 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERITRANS CAPITAL CORP CENTRAL INDEX KEY: 0001064015 IRS NUMBER: 522102424 STATE OF INCORPORATION: DE FISCAL YEAR END: 0607 BUSINESS ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123552449 MAIL ADDRESS: STREET 1: 747 THIRD AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRANOFF GARY C CENTRAL INDEX KEY: 0000941883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00193 FILM NUMBER: 06520176 BUSINESS ADDRESS: STREET 1: ELK ASSOCIATES FUNDING CORP STREET 2: 747 THIRD AVE, 4TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 800-214-1047 MAIL ADDRESS: STREET 1: C/O ELK ASSOCIATES FUNDING CORP STREET 2: 747 THIRD AVE 4TH FL CITY: NEW YORK STATE: NY ZIP: 10017 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2006-01-06 0 0001064015 AMERITRANS CAPITAL CORP AMTC 0000941883 GRANOFF GARY C C/O ELK ASSOCIATES FUNDING CORP 747 THIRD AVE 4TH FL NEW YORK NY 10017 1 1 1 0 President, CEO, CFO Common stock, $.0001 par value 2006-01-06 4 P 0 10000 5.85 A 328025 D 9 3/8 Participating Preferred Stock 7038 D Warrant 6.44 2006-01-06 4 P 0 2500 6.12 A 2006-01-06 2011-01-06 Common stock, $.0001 par value 2500 35800 D Includes (i) 153,180 Shares owned directly by Mr. Granoff; (ii) 16,900 Shares owned by the Granoff Family Foundation, a charitable foundation for which Mr. Granoff and his mother and brother are trustees; (iii) 261 Shares held by GCG Associates Inc., a corporation controlled by Mr. Granoff; (iv) 78,584 Shares owned by DAPARY Management Corp., a corporation controlled by Mr. Granoff; (v) 12,000 Shares owned by J & H Associates Ltd. Pts., a partnership whose general partner is GCG Associates Inc., a corporation controlled by Mr. Granoff; (vi) 67,100 Shares held by Mr. Granoff in various IRA or pension accounts. Excludes (A) 12,937 Shares and 1,000 Public Warrants owned directly by Leslie Granoff, Mr. Granoff's wife, of which Shares he disclaims beneficial ownership; and (B) 47,855 Shares held by JR Realty Corp., a company owned in part and controlled in part by Mr. Granoff's wife, where Mr. Granoff serves as Treasurer. Includes (i) 500 shares of Participating Preferred Stock, owned by DAPARY Management Corp., a corporation controlled by Mr. Granoff; (ii) 1,000 shares of Participating Preferred Stock owned by J & H Associates Ltd. Pts., a partnership whose general partner is GCG Associates Inc., a corporation controlled by Mr. Granoff; (iii) 5,538 shares of Participating Preferred Stock held by Mr. Granoff in various IRA or pension accounts. Excludes 1,000 shares of Participating Preferred Stock directly owned by Leslie Granoff, Mr. Granoff's wife, of which Shares he disclaims beneficial ownership. Includes (i) 3,300 public warrants held directly by Mr. Granoff exercisable into shares of common stock (the "Public Warrants"); (ii) 500 Public Warrants owned by DAPARY Management Corp., a corporation controlled by Mr. Granoff; (iii) 1,000 Public Warrants owned by J & H Associates Ltd. Pts., a partnership whose general partner is GCG Associates Inc., a corporation controlled by Mr. Granoff; (iv) 1800 Public Warrants held by Mr. Granoff in various IRA or pension accounts; (v) 2,500 shares issuable upon the exercise of five (5) year warrants issued pursuant to the Company's July 29, 2005 Offering of Common Stock and Warrants held by Mr. Granoff in various IRA or pension accounts, and (vi) 26,700 shares issuable upon exercise of five-year options issued under the 1999 Employee Plan. Gary C. Granoff 2006-01-09 -----END PRIVACY-ENHANCED MESSAGE-----