0001638599-16-001094.txt : 20160617 0001638599-16-001094.hdr.sgml : 20160617 20160617160155 ACCESSION NUMBER: 0001638599-16-001094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160601 FILED AS OF DATE: 20160617 DATE AS OF CHANGE: 20160617 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fortress Biotech, Inc. CENTRAL INDEX KEY: 0001429260 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 205157386 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 GANSEVOORT STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 781-652-4500 MAIL ADDRESS: STREET 1: 2 GANSEVOORT STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 FORMER COMPANY: FORMER CONFORMED NAME: CORONADO BIOSCIENCES INC DATE OF NAME CHANGE: 20080310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENWALD LINDSAY A MD CENTRAL INDEX KEY: 0000941841 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35366 FILM NUMBER: 161720151 MAIL ADDRESS: STREET 1: 375 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10152 FORMER NAME: FORMER CONFORMED NAME: ROSENWALD LINDSAY MD DATE OF NAME CHANGE: 19950316 4 1 doc4_4025.xml PRIMARY DOCUMENT X0306 4 2016-06-01 0 0001429260 Fortress Biotech, Inc. FBIO 0000941841 ROSENWALD LINDSAY A MD C/O FORTRESS BIOTECH, INC. 2 GANSEVOORT STREET, 9TH FLOOR NEW YORK NY 10014 1 1 1 0 President and CEO Common Stock, par value $0.001 2016-06-01 4 P 0 613 2.40 A 5303739 D Common Stock, par value $0.001 170983 I By Capretti Grandi LLC Common Stock, par value $0.001 453822 I By LAR Family Trusts Common Stock, par value $0.001 742861 I By Paramount Biosciences Common Stock, par value $0.001 100000 I By The Lindsay A. Rosenwald Rhode Island Irrevocable Trust U/T/A DTD 8-28-01 Common Stock, par value $0.001 80000 I By The Lindsay A. Rosenwald Alaska Irrevocable Trust U/T/A DTD 8-29-01 Common Stock, par value $0.001 720000 I By The Lindsay A. Rosenwald 2000 Irrevocable Trust U/T/A DTD 5-24-00 Common Stock, par value $0.001 100000 I By The Lindsay A. Rosenwald Nevada Irrevocable Indenture of Trust U/T/A DTD 8-29-01 Options to purchase Common Stock 1.37 2020-10-05 Common Stock 25000 25000 D Options to purchase Common Stock 6.25 2022-02-10 Common Stock 15000 15000 D Options to purchase Common Stock 7.42 2023-02-07 Common Stock 15000 15000 D These shares were acquired under the Issuer's 2012 Employee Stock Purchase Plan. This option is fully vested. One-third of the shares vested on each of February 10, 2013, 2014 and 2015. One-third of the shares vested on each of February 7, 2014, 2015 and 2016. /s/ Lindsay A. Rosenwald 2016-06-17