0001144204-17-051784.txt : 20171010 0001144204-17-051784.hdr.sgml : 20171009 20171010083610 ACCESSION NUMBER: 0001144204-17-051784 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171004 FILED AS OF DATE: 20171010 DATE AS OF CHANGE: 20171010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROSENWALD LINDSAY A MD CENTRAL INDEX KEY: 0000941841 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38114 FILM NUMBER: 171128764 MAIL ADDRESS: STREET 1: 375 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10152 FORMER NAME: FORMER CONFORMED NAME: ROSENWALD LINDSAY MD DATE OF NAME CHANGE: 19950316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVENUE THERAPEUTICS, INC. CENTRAL INDEX KEY: 0001644963 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 474113275 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 2 GANSEVOORT STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 781-652-4500 MAIL ADDRESS: STREET 1: 2 GANSEVOORT STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 4 1 tv476670_form4.xml FORM 4 X0306 4 2017-10-04 0 0001644963 AVENUE THERAPEUTICS, INC. ATXI 0000941841 ROSENWALD LINDSAY A MD C/O AVENUE THERAPEUTICS, INC. 2 GANSEVOORT STREET, 9TH FLOOR NEW YORK NY 10014 1 0 0 0 Common Stock 2017-10-04 4 P 0 2200 5.60 A 12200 D Common Stock 2017-10-05 4 P 0 3550 5.60 A 15750 D Common Stock 2017-10-06 4 P 0 2900 5.63 A 18650 D Common Stock 2017-10-09 4 P 0 1350 5.40 A 20000 D Includes 10,000 shares of restricted stock. /s/ Lucy Lu, M.D., Attorney-in-Fact 2017-10-10