0001144204-15-070137.txt : 20151209
0001144204-15-070137.hdr.sgml : 20151209
20151209165443
ACCESSION NUMBER: 0001144204-15-070137
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151201
FILED AS OF DATE: 20151209
DATE AS OF CHANGE: 20151209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fortress Biotech, Inc.
CENTRAL INDEX KEY: 0001429260
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 205157386
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3 COLUMBUS CIRCLE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 781-652-4500
MAIL ADDRESS:
STREET 1: 3 COLUMBUS CIRCLE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: CORONADO BIOSCIENCES INC
DATE OF NAME CHANGE: 20080310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ROSENWALD LINDSAY A MD
CENTRAL INDEX KEY: 0000941841
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35366
FILM NUMBER: 151278810
MAIL ADDRESS:
STREET 1: 375 PARK AVE
CITY: NEW YORK
STATE: NY
ZIP: 10152
FORMER NAME:
FORMER CONFORMED NAME: ROSENWALD LINDSAY MD
DATE OF NAME CHANGE: 19950316
4
1
form476312_20151209045340-.xml
X0306
4
2015-12-01
0
0001429260
Fortress Biotech, Inc.
FBIO
0000941841
ROSENWALD LINDSAY A MD
C/O FORTRESS BIOTECH, INC.
3 COLUMBUS CIRCLE, 15TH FLOOR
NEW YORK
NY
US 10019
1
1
1
0
President and CEO
Common Stock, par value $0.001
2015-12-01
4
P
0
586
2.41
A
4792692
D
Common Stock, par value $0.001
170983
I
By Capretti Grandi LLC
Common Stock, par value $0.001
453822
I
By LAR Family Trusts
Common Stock, par value $0.001
742861
I
By Paramount Biosciences
Common Stock, par value $0.001
100000
I
By The Lindsay A. Rosenwald Rhode Island Irrevocable Trust U/T/A DTD 8-28-01
Common Stock, par value $0.001
80000
I
By The Lindsay A. Rosenwald Alaska Irrevocable Trust U/T/A DTD 8-29-01
Common Stock, par value $0.001
720000
I
By The Lindsay A. Rosenwald 2000 Irrevocable Trust U/T/A DTD 5-24-00
Common Stock, par value $0.001
100000
I
By The Lindsay A. Rosenwald Nevada Irrevocable Indenture of Trust U/T/A DTD 8-29-01
Options to purchase Common Stock
1.37
2020-10-05
Common Stock
25000
25000
D
Options to purchase Common Stock
6.25
2022-02-10
Common Stock
15000
15000
D
Options to purchase Common Stock
7.42
2023-02-07
Common Stock
15000
15000
D
These shares were acquired under the Issuer's 2012 Employee Stock Purchase Plan.
This option is fully vested.
One-third of the shares vested on each of February 10, 2013, 2014 and 2015.
One-third of the shares will vest on each of February 7, 2014, 2015 and 2016.
/s/ Lindsay A. Rosenwald
2015-12-09