-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QUQfcML/DZLCCSPG5WAp94S6eNEvi3psMYHGKScEMeYeGahoKY8Kshg41Ie8sC1J cyg7741S1vIoBDcnpX+bVw== 0001111830-08-000902.txt : 20080805 0001111830-08-000902.hdr.sgml : 20080805 20080805164628 ACCESSION NUMBER: 0001111830-08-000902 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080805 DATE AS OF CHANGE: 20080805 EFFECTIVENESS DATE: 20080805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OAK VALUE TRUST CENTRAL INDEX KEY: 0000941722 IRS NUMBER: 311435225 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-09000 FILM NUMBER: 08991923 BUSINESS ADDRESS: STREET 1: 3100 TOWER BLVD STREET 2: STE 700 CITY: DURHAM STATE: NC ZIP: 27707 BUSINESS PHONE: 513-587-3400 MAIL ADDRESS: STREET 1: 225 PICTORIA DRIVE, SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 FORMER COMPANY: FORMER CONFORMED NAME: TUSCARORA INVESTMENT TRUST DATE OF NAME CHANGE: 19950316 0000941722 S000001546 Oak Value Fund C000004200 Oak Value Fund OAKVX N-PX 1 npx-0608.txt OAK VALUE TRUST - FORM N-PX -------------------------- OMB APPROVAL -------------------------- OMB Number: 3235-0582 Expires: April 30, 2009 Estimated average burden hours per response 14.4 -------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09000 ---------------------------------------------- Oak Value Trust - -------------------------------------------------------------------------------- (Exact name of registrant as specified in charter) 3100 Tower Boulevard, Suite 700 Durham, North Carolina 27707 - -------------------------------------------------------------------------------- (Address of principal executive offices) (Zip code) Larry D. Coats, Jr. Oak Value Capital Management, Inc. 3100 Tower Blvd., Suite 700 Durham, NC 27707 - -------------------------------------------------------------------------------- (Name and address of agent for service) Registrant's telephone number, including area code: (919) 419-1900 --------------------------- Date of fiscal year end: June 30 --------------------------- Date of reporting period: July 1, 2007 - June 30, 2008 ------------------------------------ Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles. A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507. ITEM 1. PROXY VOTING RECORD. Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote: (a) The name of the issuer of the portfolio security; (b) The exchange ticker symbol of the portfolio security; (c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; (d) The shareholder meeting date; (e) A brief identification of the matter voted on; (f) Whether the matter was proposed by the issuer or by a security holder; (g) Whether the registrant cast its vote on the matter; (h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and (i) Whether the registrant cast its vote for or against management. SIGNATURES ---------- [See General Instruction F] Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) Oak Value Trust -------------------------------------------------------------------- By (Signature and Title)* /s/ Larry D. Coats, Jr. ------------------------------------------------------- Larry D. Coats, Jr., President Date August 4, 2008 --------------------------------------------------------------------------- * Print the name and title of each signing officer under his or her signature. EXHIBIT A - ---------
- --------------------------------------------------------------------------------------------------------------------------- CONSTELLATION BRANDS, INC. STZ Annual Meeting Date: 07/26/2007 Issuer: 21036P108 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP, Management For For CERTIFIED PUBLIC ACCOUNTANTS, AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING FEBRUARY 29, 2008. 01 DIRECTOR Management For BARRY A. FROMBERG Management For For JEANANNE K. HAUSWALD Management For For JAMES A. LOCKE III Management For For RICHARD SANDS Management For For ROBERT SANDS Management For For THOMAS C. MCDERMOTT Management For For PAUL L. SMITH Management For For PETER H. SODERBERG Management For For 05 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management For For OF THE COMPANY S ANNUAL MANAGEMENT INCENTIVE PLAN. 04 PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT Management Against Against OF THE COMPANY S LONG-TERM STOCK INCENTIVE PLAN. 03 PROPOSAL TO AMEND THE COMPANY S CERTIFICATE OF Management For For INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK FROM 300,000,000 SHARES TO 315,000,000 SHARES. - --------------------------------------------------------------------------------------------------------------------------- MEDTRONIC, INC. MDT Annual Meeting Date: 08/23/2007 Issuer: 585055106 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS MEDTRONIC S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 01 DIRECTOR Management For DAVID L. CALHOUN Management For For ARTHUR D. COLLINS, JR. Management For For JAMES T. LENEHAN Management For For KENDALL J. POWELL Management For For 03 TO AMEND MEDTRONIC S RESTATED ARTICLES OF INCORPORATION Management For For TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. - --------------------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION ORCL Annual Meeting Date: 11/02/2007 Issuer: 68389X105 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 05 STOCKHOLDER PROPOSAL ON AN OPEN SOURCE REPORT. Shareholder Against For 04 STOCKHOLDER PROPOSAL ON THE AMENDMENT TO THE Shareholder Against For CORPORATE BYLAWS ESTABLISHING A BOARD COMMITTEE ON HUMAN RIGHTS. 03 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MAY 31, 2008. 02 PROPOSAL FOR THE APPROVAL OF THE ADOPTION OF Management For For THE FISCAL YEAR 2008 EXECUTIVE BONUS PLAN. 01 DIRECTOR Management For JEFFREY O. HENLEY Management For For LAWRENCE J. ELLISON Management For For DONALD L. LUCAS Management For For MICHAEL J. BOSKIN Management For For JACK F. KEMP Management For For JEFFREY S. BERG Management For For SAFRA A. CATZ Management For For HECTOR GARCIA-MOLINA Management For For H. RAYMOND BINGHAM Management For For CHARLES E. PHILLIPS, JR Management For For NAOMI O. SELIGMAN Management For For - --------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION MSFT Annual Meeting Date: 11/13/2007 Issuer: 594918104 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 1A ELECTION OF DIRECTOR: WILLIAM H. GATES, III Management For For 1B ELECTION OF DIRECTOR: STEVEN A. BALLMER Management For For 1C ELECTION OF DIRECTOR: JAMES I. CASH JR., PHD Management For For 1D ELECTION OF DIRECTOR: DINA DUBLON Management For For 1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For 1F ELECTION OF DIRECTOR: REED HASTINGS Management For For 1G ELECTION OF DIRECTOR: DAVID F. MARQUARDT Management For For 1H ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For 1I ELECTION OF DIRECTOR: DR. HELMUT PANKE Management For For 1J ELECTION OF DIRECTOR: JON A. SHIRLEY Management For For 02 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE Management For For LLP AS THE COMPANY S INDEPENDENT AUDITOR. 03 SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ON Shareholder Against For INTERNET CENSORSHIP. 04 SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD Shareholder Against For COMMITTEE ON HUMAN RIGHTS. - --------------------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION UTX Annual Meeting Date: 04/09/2008 Issuer: 913017109 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 06 SHAREOWNER PROPOSAL: PAY FOR SUPERIOR PERFORMANCE Shareholder Against For 05 SHAREOWNER PROPOSAL: GLOBAL SET OF CORPORATE Shareholder Against For STANDARDS 04 SHAREOWNER PROPOSAL: PRINCIPLES FOR HEALTH CARE Shareholder Against For REFORM 03 APPROVAL OF AMENDMENT TO THE 2005 LONG-TERM INCENTIVE Management For For PLAN 02 APPOINTMENT OF INDEPENDENT AUDITORS Management For For 01 DIRECTOR Management LOUIS R. CHENEVERT Management For For GEORGE DAVID Management For For JOHN V. FARACI Management For For JEAN-PIERRE GARNIER Management For For JAMIE S. GORELICK Management For For CHARLES R. LEE Management For For RICHARD D. MCCORMICK Management For For HAROLD MCGRAW III Management For For RICHARD B. MYERS Management Withheld Against H. PATRICK SWYGERT Management For For ANDRE VILLENEUVE Management For For CHRISTINE TODD WHITMAN Management For For 07 SHAREOWNER PROPOSAL: OFFSETS FOR FOREIGN MILITARY Shareholder Against For SALES - --------------------------------------------------------------------------------------------------------------------------- CADBURY SCHWEPPES PLC CSG Special Meeting Date: 04/11/2008 Issuer: 127209302 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- CA1 TO CONSIDER, AND IF THOUGHT FIT, TO APPROVE (WITH Management For For OR WITHOUT MODIFICATION) THE SCHEME OF ARRANGEMENT REFERRED TO IN THE NOTICE OF COURT MEETING DATED 19 MARCH, 2008. EB1 TO APPROVE THE SCHEME OF ARRANGEMENT (WITH OR Management For For WITHOUT MODIFICATION), THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION AND OTHER RELATED MATTERS. EB2 TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTION Management For For 1, THE DEMERGER OF AMERICAS BEVERAGES, INCLUDING THE CADBURY PLC REDUCTION OF CAPITAL AND THE ENTRY INTO THE DEMERGER AGREEMENTS. EB3 TO APPROVE THE PROPOSED CADBURY PLC REDUCTION Management For For OF CAPITAL (AS DEFINED IN THE CIRCULAR AND DESCRIBED IN PART II EXPLANATORY STATEMENT OF THE CIRCULAR). EB4 TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTIONS Management For For 1 AND 2, THE AMENDMENTS TO THE EXECUTIVE SHARE SCHEMES. EB5 TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTION Management For For 1, THE ESTABLISHMENT BY CADBURY PLC OF THE CADBURY PLC 2008 SHARE OPTION PLAN, THE CADBURY PLC 2008 LONG TERM INCENTIVE PLAN, THE CADBURY PLC 2008 BONUS SHARE RETENTION PLAN AND THE CADBURY PLC 2008 INTERNATIONAL SHARE AWARD PLAN. EB6 TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTION Management For For 1, THE ESTABLISHMENT BY CADBURY PLC OF THE CADBURY PLC 2008 SAVINGS RELATED SHARE OPTION SCHEME, THE CADBURY PLC 2008 IRISH SAVINGS RELATED SHARE OPTION SCHEME, THE CADBURY PLC 2008 IRISH AVC SAVINGS RELATED SHARE OPTION SCHEME, THE CADBURY PLC 2008 INTERNATIONAL SAVINGS RELATED SHARE OPTION SCHEME, THE CADBURY PLC 2008 US EMPLOYEES SHARE OPTION PLAN, THE CADBURY PLC 2008 AMERICAS EMPLOYEES SHARE OPTION PLAN, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. C1 TO RECEIVE THE 2007 FINANCIAL STATEMENTS AND Management For For THE 2007 ANNUAL REPORT AND ACCOUNTS. EB7 TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTION Management For For 1, THE ESTABLISHMENT BY CADBURY PLC OF ADDITIONAL SHARE SCHEMES TO THOSE MENTIONED IN RESOLUTIONS 4 AND 6 FOR THE BENEFIT OF OVERSEAS EMPLOYEES OF CADBURY PLC AND ITS SUBSIDIARIES. EB8 TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTION Management For For 1 AND 5, THE INCREASE IN THE MAXIMUM VALUE OF AN ANNUAL AWARD UNDER THE CADBURY PLC 2008 LONG TERM INCENTIVE PLAN TO 300% OF BASIC PAY. C2 TO DECLARE THE FINAL DIVIDEND. Management For For C3 TO APPROVE THE DIRECTOR S REMUNERATION REPORT. Management For For C4 TO RE-APPOINT WOLFGANG BERNDT AS A DIRECTOR. Management For For C5 TO RE-APPOINT LORD PATTEN AS A DIRECTOR. Management For For C6 TO RE-APPOINT BOB STACK AS A DIRECTOR. Management For For C7 TO RE-APPOINT GUY ELLIOTT AS A DIRECTOR. Management For For C8 TO RE-APPOINT ELLEN MARRAM AS A DIRECTOR. Management For For C9 TO RE-APPOINT DELOITTE & TOUCHE LLP AS AUDITORS. Management For For C10 TO AUTHORISE THE DIRECTORS TO SET THE AUDITORS Management For For FEES. C11 TO AUTHORISE THE DIRECTORS TO ALLOT FURTHER SHARES. Management For For C12 TO DISAPPLY PRE-EMPTION RIGHTS. Management For For C13 TO AUTHORISE THE COMPANY TO BUY BACK SHARES. Management For For - --------------------------------------------------------------------------------------------------------------------------- MOODY'S CORPORATION MCO Annual Meeting Date: 04/22/2008 Issuer: 615369105 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- IA ELECTION OF DIRECTOR: ROBERT R. GLAUBER Management For For IB ELECTION OF DIRECTOR: CONNIE MACK Management For For IC ELECTION OF DIRECTOR: NANCY S. NEWCOMB Management For For II RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. III STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY Shareholder For Against VOTE REQUIREMENTS IN THE COMPANY S CHARTER AND BY-LAWS. - --------------------------------------------------------------------------------------------------------------------------- PRAXAIR, INC. PX Annual Meeting Date: 04/22/2008 Issuer: 74005P104 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For NANCE K. DICCIANI Management For For EDWARD G. GALANTE Management For For IRA D. HALL Management For For RAYMOND W. LEBOEUF Management For For LARRY D. MCVAY Management For For WAYNE T. SMITH Management For For H. MITCHELL WATSON, JR. Management For For ROBERT L. WOOD Management For For 02 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For REGARDING THE ELECTION OF DIRECTORS BY MAJORITY VOTE. 03 PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For AUDITOR. - --------------------------------------------------------------------------------------------------------------------------- WILLIS GROUP HOLDINGS LIMITED WSH Annual Meeting Date: 04/23/2008 Issuer: G96655108 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 1A ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Management For For 1B ELECTION OF DIRECTOR: JOSEPH A. CALIFANO Management For For 1C ELECTION OF DIRECTOR: ANNA C. CATALANO Management For For 1D ELECTION OF DIRECTOR: ERIC G. FRIBERG Management For For 1E ELECTION OF DIRECTOR: SIR ROY GARDNER Management For For 1F ELECTION OF DIRECTOR: SIR JEREMY HANLEY Management For For 1G ELECTION OF DIRECTOR: ROBYN S. KRAVIT Management For For 1H ELECTION OF DIRECTOR: WENDY E. LANE Management For For 1I ELECTION OF DIRECTOR: JAMES F. MCCANN Management For For 1J ELECTION OF DIRECTOR: JOSEPH J. PLUMERI Management For For 1K ELECTION OF DIRECTOR: DOUGLAS B. ROBERTS Management For For 02 REAPPOINTMENT AND REMUNERATION OF DELOITTE & Management For For TOUCHE AS INDEPENDENT AUDITORS. 03 APPROVAL AND ADOPTION OF 2008 SHARE PURCHASE Management Against Against AND OPTION PLAN. 04 AMENDMENT TO THE MEMORANDUM OF ASSOCIATION. Management For For 05 AMENDMENT TO THE BYE-LAWS. *** SUCH OTHER BUSINESS Management For For AS MAY COME BEFORE THE MEETING *** - --------------------------------------------------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION COF Annual Meeting Date: 04/24/2008 Issuer: 14040H105 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 1A ELECTION OF DIRECTOR: PATRICK W. GROSS Management For For 1B ELECTION OF DIRECTOR: ANN FRITZ HACKETT Management For For 1C ELECTION OF DIRECTOR: PIERRE E. LEROY Management For For 02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For AUDITORS OF THE CORPORATION FOR 2008. 03 APPROVAL AND ADOPTION OF CAPITAL ONE S AMENDED Management For For AND RESTATED ASSOCIATE STOCK PURCHASE PLAN. 04 STOCKHOLDER PROPOSAL: STOCKHOLDER ADVISORY VOTE Shareholder For Against ON EXECUTIVE COMPENSATION. - --------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON JNJ Annual Meeting Date: 04/24/2008 Issuer: 478160104 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For MARY SUE COLEMAN Management For For JAMES G. CULLEN Management For For MICHAEL M.E. JOHNS Management For For ARNOLD G. LANGBO Management For For SUSAN L. LINDQUIST Management For For LEO F. MULLIN Management For For WILLIAM D. PEREZ Management For For CHRISTINE A. POON Management For For CHARLES PRINCE Management For For STEVEN S REINEMUND Management For For DAVID SATCHER Management For For WILLIAM C. WELDON Management For For 02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 03 SHAREHOLDER PROPOSAL: ADVISORY VOTE ON EXECUTIVE Shareholder For Against COMPENSATION POLICIES AND DISCLOSURE - --------------------------------------------------------------------------------------------------------------------------- HARLEY-DAVIDSON, INC. HOG Annual Meeting Date: 04/26/2008 Issuer: 412822108 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For GEORGE H. CONRADES Management For For SARA L. LEVINSON Management For For GEORGE L. MILES, JR. Management For For JOCHEN ZEITZ Management For For 02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP, Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO BE THE AUDITORS. - --------------------------------------------------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY AXP Annual Meeting Date: 04/28/2008 Issuer: 025816109 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For D.F. AKERSON Management For For C. BARSHEFSKY Management For For U.M. BURNS Management For For K.I. CHENAULT Management For For P. CHERNIN Management For For J. LESCHLY Management For For R.C. LEVIN Management For For R.A. MCGINN Management For For E.D. MILLER Management For For S.S REINEMUND Management For For R.D. WALTER Management For For R.A. WILLIAMS Management For For 02 A PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. 03 A PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For TO REQUIRE A MAJORITY VOTE FOR THE ELECTION OF DIRECTORS IN NON-CONTESTED ELECTIONS. 4A PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For TO ELIMINATE STATUTORY SUPERMAJORITY VOTING: MERGER OR CONSOLIDATION. 4B PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For TO ELIMINATE STATUTORY SUPERMAJORITY VOTING: SALE, LEASE, EXCHANGE OR OTHER DISPOSITION OF ALL OR SUBSTANTIALLY ALL OF THE COMPANY S ASSETS OUTSIDE THE ORDINARY COURSE OF BUSINESS. 4C PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For TO ELIMINATE STATUTORY SUPERMAJORITY VOTING: PLAN FOR THE EXCHANGE OF SHARES. 4D PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION Management For For TO ELIMINATE STATUTORY SUPERMAJORITY VOTING: AUTHORIZATION OF DISSOLUTION. 05 A SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE Shareholder Against For VOTING FOR DIRECTORS. - --------------------------------------------------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY DD Annual Meeting Date: 04/30/2008 Issuer: 263534109 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management RICHARD H. BROWN Management For For ROBERT A. BROWN Management Withheld Against BERTRAND P. COLLOMB Management For For CURTIS J. CRAWFORD Management For For ALEXANDER M. CUTLER Management For For JOHN T. DILLON Management For For ELEUTHERE I. DU PONT Management For For MARILLYN A. HEWSON Management For For CHARLES O. HOLLIDAY, JR Management For For LOIS D. JULIBER Management For For SEAN O'KEEFE Management For For WILLIAM K. REILLY Management For For 02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For ACCOUNTING FIRM 03 ON PLANT CLOSURE Shareholder Against For 04 ON SEPARATION OF POSITIONS OF CHAIRMAN AND CEO Shareholder Against For 05 ON GLOBAL WARMING REPORT Shareholder Against For 06 ON AMENDMENT TO HUMAN RIGHTS POLICY Shareholder Against For 07 ON SHAREHOLDER SAY ON EXECUTIVE PAY Shareholder For Against - --------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. BRKA Annual Meeting Date: 05/03/2008 Issuer: 084670108 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For WARREN E. BUFFETT Management For For CHARLES T. MUNGER Management For For HOWARD G. BUFFETT Management For For SUSAN L. DECKER Management For For WILLIAM H. GATES III Management For For DAVID S. GOTTESMAN Management For For CHARLOTTE GUYMAN Management For For DONALD R. KEOUGH Management For For THOMAS S. MURPHY Management For For RONALD L. OLSON Management For For WALTER SCOTT, JR. Management For For - --------------------------------------------------------------------------------------------------------------------------- AFLAC INCORPORATED AFL Contested Annual Meeting Date: 05/05/2008 Issuer: 001055102 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For DANIEL P. AMOS Management For For JOHN SHELBY AMOS II Management For For PAUL S. AMOS II Management For For YOSHIRO AOKI Management For For MICHAEL H. ARMACOST Management For For KRISS CLONINGER III Management For For JOE FRANK HARRIS Management For For ELIZABETH J. HUDSON Management For For KENNETH S. JANKE SR. Management For For DOUGLAS W. JOHNSON Management For For ROBERT B. JOHNSON Management For For CHARLES B. KNAPP Management For For E. STEPHEN PURDOM Management For For B.K. RIMER, DR. PH Management For For MARVIN R. SCHUSTER Management For For DAVID GARY THOMPSON Management For For ROBERT L. WRIGHT Management For For 02 TO APPROVE THE AMENDMENT OF ARTICLE IV OF THE Management For For COMPANY S ARTICLES OF INCORPORATION TO INCREASE THE COMPANY S AUTHORIZED SHARES OF $.10 PAR VALUE COMMON STOCK FROM 1,000,000,000 SHARES TO 1,900,000,000 SHARES. 03 TO ADOPT THE AMENDED AND RESTATED MANAGEMENT Management For For INCENTIVE PLAN (THE 2009 MANAGEMENT INCENTIVE PLAN ). 04 TO APPROVE THE FOLLOWING ADVISORY (NON-BINDING) Shareholder For For PROPOSAL: RESOLVED, THAT THE SHAREHOLDERS APPROVE THE OVERALL EXECUTIVE PAY-FOR-PERFORMANCE COMPENSATION POLICIES AND PROCEDURES EMPLOYED BY THE COMPANY, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS AND THE TABULAR DISCLOSURE REGARDING NAMED EXECUTIVE OFFICER COMPENSATION IN THIS PROXY STATEMENT. 05 TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2008. - --------------------------------------------------------------------------------------------------------------------------- 3M COMPANY MMM Annual Meeting Date: 05/13/2008 Issuer: 88579Y101 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management LINDA G. ALVARADO Management For For GEORGE W. BUCKLEY Management For For VANCE D. COFFMAN Management For For MICHAEL L. ESKEW Management Withheld Against W. JAMES FARRELL Management Withheld Against HERBERT L. HENKEL Management Withheld Against EDWARD M. LIDDY Management Withheld Against ROBERT S. MORRISON Management For For AULANA L. PETERS Management For For ROBERT J. ULRICH Management For For 02 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For LLP AS 3M S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. 03 TO APPROVE THE LONG-TERM INCENTIVE PLAN. Management Against Against - --------------------------------------------------------------------------------------------------------------------------- TIFFANY & CO. TIF Annual Meeting Date: 05/15/2008 Issuer: 886547108 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 1A ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI Management For For 1B ELECTION OF DIRECTOR: ROSE MARIE BRAVO Management For For 1C ELECTION OF DIRECTOR: GARY E. COSTLEY Management For For 1D ELECTION OF DIRECTOR: LAWRENCE K. FISH Management For For 1E ELECTION OF DIRECTOR: ABBY F. KOHNSTAMM Management For For 1F ELECTION OF DIRECTOR: CHARLES K. MARQUIS Management For For 1G ELECTION OF DIRECTOR: PETER W. MAY Management For For 1H ELECTION OF DIRECTOR: J. THOMAS PRESBY Management For For 1I ELECTION OF DIRECTOR: WILLIAM A. SHUTZER Management For For 02 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2008. 03 APPROVAL OF THE TIFFANY & CO. 2008 DIRECTORS Management Against Against EQUITY COMPENSATION PLAN. - --------------------------------------------------------------------------------------------------------------------------- AON CORPORATION AOC Annual Meeting Date: 05/16/2008 Issuer: 037389103 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management PATRICK G. RYAN Management For For GREGORY C. CASE Management For For FULVIO CONTI Management For For EDGAR D. JANNOTTA Management For For JAN KALFF Management Withheld Against LESTER B. KNIGHT Management For For J. MICHAEL LOSH Management Withheld Against R. EDEN MARTIN Management For For ANDREW J. MCKENNA Management For For ROBERT S. MORRISON Management Withheld Against RICHARD B. MYERS Management Withheld Against RICHARD C. NOTEBAERT Management For For JOHN W. ROGERS, JR. Management For For GLORIA SANTONA Management Withheld Against CAROLYN Y. WOO Management Withheld Against 02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG Management For For LLP AS AON S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. - --------------------------------------------------------------------------------------------------------------------------- FIDELITY NAT'L INFORMATION SERVICES INC FIS Annual Meeting Date: 05/29/2008 Issuer: 31620M106 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management For MARSHALL HAINES Management For For DAVID K. HUNT Management For For CARY H. THOMPSON Management For For 02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR Management For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2008 FISCAL YEAR. 03 TO APPROVE THE FIDELITY NATIONAL INFORMATION Management Against Against SERVICES, INC. 2008 OMNIBUS INCENTIVE PLAN. - --------------------------------------------------------------------------------------------------------------------------- AMBAC FINANCIAL GROUP, INC. ABK Annual Meeting Date: 06/03/2008 Issuer: 023139108 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management Withheld MICHAEL A. CALLEN Management Withheld Against JILL M. CONSIDINE Management Withheld Against PHILIP N. DUFF Management Withheld Against THOMAS C. THEOBALD Management Withheld Against LAURA S. UNGER Management Withheld Against HENRY D.G. WALLACE Management Withheld Against 02 PROPOSAL 2 TO AMEND THE CERTIFICATE OF INCORPORATION Management For For TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 350,000,000 TO 650,000,000. 03 PROPOSAL 3 TO APPROVE AMENDMENTS TO AMBAC S EQUITY Management Against Against PLAN. 04 PROPOSAL 4 TO APPROVE AMENDMENTS TO AMBAC S DIRECTORS Management Against Against PLAN. 05 RATIFY SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS Management For For FOR 2008. - --------------------------------------------------------------------------------------------------------------------------- THE E.W. SCRIPPS COMPANY SSP Annual Meeting Date: 06/13/2008 Issuer: 811054204 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 01 DIRECTOR Management WILLIAM R. BURLEIGH Management For For DAVID A. GALLOWAY Management For For DAVID M. MOFFETT Management For For JARL MOHN Management Withheld Against - --------------------------------------------------------------------------------------------------------------------------- EBAY INC. EBAY Annual Meeting Date: 06/19/2008 Issuer: 278642103 ISIN: SEDOL: - --------------------------------------------------------------------------------------------------------------------------- Vote Group: GLOBAL Proposal Proposal Vote For or Against Number Proposal Type Cast Management - --------------------------------------------------------------------------------------------------------------------------- 1A ELECTION OF DIRECTOR: FRED D. ANDERSON Management For For 1B ELECTION OF DIRECTOR: EDWARD W. BARNHOLT Management For For 1C ELECTION OF DIRECTOR: SCOTT D. COOK Management For For 1D ELECTION OF DIRECTOR: JOHN J. DONAHOE Management For For 02 APPROVAL OF OUR 2008 EQUITY INCENTIVE AWARD PLAN. Management Against Against 03 RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS Management For For LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2008.
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