0001415889-21-006223.txt : 20211227 0001415889-21-006223.hdr.sgml : 20211227 20211227151945 ACCESSION NUMBER: 0001415889-21-006223 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211223 FILED AS OF DATE: 20211227 DATE AS OF CHANGE: 20211227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN NEAL I CENTRAL INDEX KEY: 0001182567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15757 FILM NUMBER: 211520203 MAIL ADDRESS: STREET 1: 170 SOUTHPORT DRIVE CITY: MORRISVILLE STATE: NC ZIP: 27560 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMAGEWARE SYSTEMS INC CENTRAL INDEX KEY: 0000941685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330224167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11440 W. BERNARDO COURT STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 8586738600 MAIL ADDRESS: STREET 1: 11440 W. BERNARDO COURT STREET 2: SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92127 FORMER COMPANY: FORMER CONFORMED NAME: IMAGEWARE SOFTWARE INC DATE OF NAME CHANGE: 19991123 4 1 form4-12272021_121233.xml X0306 4 2021-12-23 0000941685 IMAGEWARE SYSTEMS INC IWSY 0001182567 GOLDMAN NEAL I C/O IMAGEWARE SYSTEMS, INC. 11440 WEST BERNARDO COURT, SUITE 300 SAN DIEGO CA 92127 false false true false Common Stock 2021-12-23 4 S 0 3472361 0.0195 D 53027767 D Common Stock (Indirect) 3000000 I By The Goldman Family 2012 GST Trust Common Stock (Indirect) 11361077 I held in an individual retirement account Common Stock (Indirect) 147700 I By The Neal and Marlene Goldman Foundation The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on at prices ranging from $0.018 to $0.022, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. /s/ Neal I. Goldman 2021-12-27