0001415889-18-001753.txt : 20181212
0001415889-18-001753.hdr.sgml : 20181212
20181212141606
ACCESSION NUMBER: 0001415889-18-001753
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181210
FILED AS OF DATE: 20181212
DATE AS OF CHANGE: 20181212
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carey David W
CENTRAL INDEX KEY: 0001355416
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15757
FILM NUMBER: 181230693
MAIL ADDRESS:
STREET 1: 10815 RANCHO BERNARDO RD.,
STREET 2: SUITE 310
CITY: SAN DIEGO
STATE: CA
ZIP: 92127
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: IMAGEWARE SYSTEMS INC
CENTRAL INDEX KEY: 0000941685
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 330224167
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10815 RANCHO BERNARDO RD.,
STREET 2: SUITE 310
CITY: SAN DIEGO
STATE: CA
ZIP: 92127
BUSINESS PHONE: 8586738600
MAIL ADDRESS:
STREET 1: 10815 RANCHO BERNARDO RD.,
STREET 2: SUITE 310
CITY: SAN DIEGO
STATE: CA
ZIP: 92127
FORMER COMPANY:
FORMER CONFORMED NAME: IMAGEWARE SOFTWARE INC
DATE OF NAME CHANGE: 19991123
4
1
form4-12122018_111250.xml
X0306
4
2018-12-10
0000941685
IMAGEWARE SYSTEMS INC
IWSY
0001355416
Carey David W
C/O IMAGEWARE SYSTEMS, INC.
13500 EVENING CREEK DRIVE N SUITE 550
SAN DIEGO
CA
92128
true
false
false
false
Common Stock
2018-12-10
4
M
0
5000
0.20
A
56686
D
Common Stock
30000
I
Held in Reporting Person's Trust Account
Common Stock
20000
I
Held in Reporting Person's IRA
Stock Options
0.20
2018-12-10
4
M
0
5000
0
D
2019-01-27
Common Stock
5000
0
D
The Options were granted to the Reporting Person on January 27, 2009 pursuant to the Issuer's 1999 Stock Award Plan, and vested as follows: 1,672 on the first anniversary of the issuance date, and 416 on each of the next eight quarterly anniversaries thereafter.
/s/ Wayne Wetherell, Attorney-in-Fact
2018-12-12