0001415889-18-001753.txt : 20181212 0001415889-18-001753.hdr.sgml : 20181212 20181212141606 ACCESSION NUMBER: 0001415889-18-001753 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181210 FILED AS OF DATE: 20181212 DATE AS OF CHANGE: 20181212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carey David W CENTRAL INDEX KEY: 0001355416 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15757 FILM NUMBER: 181230693 MAIL ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMAGEWARE SYSTEMS INC CENTRAL INDEX KEY: 0000941685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330224167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 8586738600 MAIL ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 FORMER COMPANY: FORMER CONFORMED NAME: IMAGEWARE SOFTWARE INC DATE OF NAME CHANGE: 19991123 4 1 form4-12122018_111250.xml X0306 4 2018-12-10 0000941685 IMAGEWARE SYSTEMS INC IWSY 0001355416 Carey David W C/O IMAGEWARE SYSTEMS, INC. 13500 EVENING CREEK DRIVE N SUITE 550 SAN DIEGO CA 92128 true false false false Common Stock 2018-12-10 4 M 0 5000 0.20 A 56686 D Common Stock 30000 I Held in Reporting Person's Trust Account Common Stock 20000 I Held in Reporting Person's IRA Stock Options 0.20 2018-12-10 4 M 0 5000 0 D 2019-01-27 Common Stock 5000 0 D The Options were granted to the Reporting Person on January 27, 2009 pursuant to the Issuer's 1999 Stock Award Plan, and vested as follows: 1,672 on the first anniversary of the issuance date, and 416 on each of the next eight quarterly anniversaries thereafter. /s/ Wayne Wetherell, Attorney-in-Fact 2018-12-12