0001415889-18-000169.txt : 20180202 0001415889-18-000169.hdr.sgml : 20180202 20180202173103 ACCESSION NUMBER: 0001415889-18-000169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180131 FILED AS OF DATE: 20180202 DATE AS OF CHANGE: 20180202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carey David W CENTRAL INDEX KEY: 0001355416 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15757 FILM NUMBER: 18572023 MAIL ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMAGEWARE SYSTEMS INC CENTRAL INDEX KEY: 0000941685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330224167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 8586738600 MAIL ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 FORMER COMPANY: FORMER CONFORMED NAME: IMAGEWARE SOFTWARE INC DATE OF NAME CHANGE: 19991123 4 1 form4-02022018_020249.xml X0306 4 2018-01-31 0000941685 IMAGEWARE SYSTEMS INC IWSY 0001355416 Carey David W 10815 RANCHO BERNARDO ROAD SUITE 310 SAN DIEGO CA 92127 true false false false Stock Options 1.75 2018-01-31 4 A 0 10000 1.75 A 2028-01-31 Common Stock 10000 10000 D Stock Options 1.75 2018-01-31 4 A 0 36000 1.75 A 2028-01-31 Common Stock 36000 36000 D One third of the options will vest on the one-year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments thereafter. Options issued in lieu of board fees in connection with the Reporting Person's service on the Issuer's Board of Directors. Options will begin vesting immediately, and will vest ratably over the next 12 months. /s/ Wayne Wetherell, Attorney-in-Fact 2018-02-02