0001415889-16-007216.txt : 20160926 0001415889-16-007216.hdr.sgml : 20160926 20160926185843 ACCESSION NUMBER: 0001415889-16-007216 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160922 FILED AS OF DATE: 20160926 DATE AS OF CHANGE: 20160926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMAGEWARE SYSTEMS INC CENTRAL INDEX KEY: 0000941685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330224167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 8586738600 MAIL ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 FORMER COMPANY: FORMER CONFORMED NAME: IMAGEWARE SOFTWARE INC DATE OF NAME CHANGE: 19991123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cronin John E CENTRAL INDEX KEY: 0001543108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15757 FILM NUMBER: 161903127 MAIL ADDRESS: STREET 1: 11 MARION WAY CITY: JERICHO STATE: VT ZIP: 05465 4 1 form4-09262016_030933.xml X0306 4 2016-09-22 0000941685 IMAGEWARE SYSTEMS INC IWSY 0001543108 Cronin John E 10815 RANCHO BERNARDO ROAD SUITE 310 SAN DIEGO CA 92127 true false false false Stock Options 1.37 2016-09-22 4 A 0 10000 1.37 A 2026-09-22 Common Stock 10000 10000 D Stock Options 1.37 2016-09-22 4 A 0 24000 1.37 A 2026-09-22 Common Stock 24000 24000 D One third of the options will vest on the one-year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments thereafter. Options issued in lieu of board fees in connection with the Reporting Person's service on the Issuer's Board of Directors. Options will vest ratably over a 12 month period beginning in January 2017. /s/ Wayne Wetherell, Attorney-in-Fact 2016-09-26