0001415889-14-003926.txt : 20141217 0001415889-14-003926.hdr.sgml : 20141217 20141217212608 ACCESSION NUMBER: 0001415889-14-003926 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141215 FILED AS OF DATE: 20141217 DATE AS OF CHANGE: 20141217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMAGEWARE SYSTEMS INC CENTRAL INDEX KEY: 0000941685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330224167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 8586738600 MAIL ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 FORMER COMPANY: FORMER CONFORMED NAME: IMAGEWARE SOFTWARE INC DATE OF NAME CHANGE: 19991123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CROCKER CHARLES CENTRAL INDEX KEY: 0001061568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15757 FILM NUMBER: 141294087 MAIL ADDRESS: STREET 1: ONE POST ST STREET 2: STE 2500 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 4 1 form4-12172014_061259.xml X0306 4 2014-12-15 0000941685 IMAGEWARE SYSTEMS INC IWSY 0001061568 CROCKER CHARLES 10815 RANCHO BERNARDO RD. SUITE 310 SAN DIEGO CA 92101 true false false false Common Stock 2014-12-15 4 A 0 15686 0 A 264686 D Common Stock 50000 I By the Crocker 2004 Charitable Remainder Uni Trust Stock Options 2.29 2014-12-15 4 A 0 10000 0 A 2024-12-15 Common Stock 10000 10000 D Shares issued in lieu of board fees in connection with the Reporting Person's service on the Issuer's Board of Directors. Shares are currently restricted and will vest ratably over a 12 month period beginning in January 2015. One-third of the options reported herein will vest on the one-year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments thereafter. /s/ Wayne Wetherell , Attorney-in-Fact 2014-12-17