0001415889-13-002149.txt : 20131031 0001415889-13-002149.hdr.sgml : 20131031 20131031153617 ACCESSION NUMBER: 0001415889-13-002149 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131029 FILED AS OF DATE: 20131031 DATE AS OF CHANGE: 20131031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMAGEWARE SYSTEMS INC CENTRAL INDEX KEY: 0000941685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330224167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 8586738600 MAIL ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 FORMER COMPANY: FORMER CONFORMED NAME: IMAGEWARE SOFTWARE INC DATE OF NAME CHANGE: 19991123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cronin John E CENTRAL INDEX KEY: 0001543108 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15757 FILM NUMBER: 131182556 MAIL ADDRESS: STREET 1: 11 MARION WAY CITY: JERICHO STATE: VT ZIP: 05465 4 1 form4-10312013_121009.xml X0306 4 2013-10-29 0000941685 IMAGEWARE SYSTEMS INC IWSY 0001543108 Cronin John E 10815 RANCHO BERNARDO ROAD SUITE 310 SAN DIEGO CA 92127 true false false false Common Stock 2013-10-29 4 A 0 24000 1.93 A 24000 D Stock Options 1.93 2013-10-29 4 A 0 10000 1.93 A 2023-10-29 Common Stock 10000 10000 D Represents shares of restricted stock. Shares vest ratably over a 14 month period beginning November 2013 and ending December 2014. Options shall vest as follows: 3,336 shares will vest on the one year anniversary of the grant date, with the remainder vesting equally in eight quarterly installments. /s/ Wayne Wetherell, Attorney-in-Fact 2013-10-31