0001415889-12-001373.txt : 20120912 0001415889-12-001373.hdr.sgml : 20120912 20120912144429 ACCESSION NUMBER: 0001415889-12-001373 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120910 FILED AS OF DATE: 20120912 DATE AS OF CHANGE: 20120912 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDMAN NEAL I CENTRAL INDEX KEY: 0001182567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15757 FILM NUMBER: 121087644 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMAGEWARE SYSTEMS INC CENTRAL INDEX KEY: 0000941685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330224167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 8586738600 MAIL ADDRESS: STREET 1: 10815 RANCHO BERNARDO RD., STREET 2: SUITE 310 CITY: SAN DIEGO STATE: CA ZIP: 92127 FORMER COMPANY: FORMER CONFORMED NAME: IMAGEWARE SOFTWARE INC DATE OF NAME CHANGE: 19991123 4 1 form4-09122012_110919.xml X0306 4 2012-09-10 0000941685 IMAGEWARE SYSTEMS INC IWSY 0001182567 GOLDMAN NEAL I 767 3RD AVENUE 25TH FLOOR NEW YORK NY 10017 false false true false Common Stock 2012-09-10 4 X 0 3250000 0.50 A 10469068 D Common Stock 2012-09-10 4 X 0 3750000 0.50 A 10136077 I By Goldman Capital Management MPP Common Stock 800000 I By Individual Retirement Account Beneficially Owned by Neal Goldman Common Stock 30000 I By Neal and Marlene Goldman Foundation Common Stock 3000000 I By Goldman Family 2012 GST Trust Common Stock 4000000 I By Goldman Partners LP Warrant 0.50 2012-09-10 4 X 0 2725000 0.50 D 2010-11-24 2012-11-24 Common Stock 2725000 0 D Warrant 0.50 2012-09-10 4 X 0 525000 0.50 D 2010-12-08 2012-12-08 Common Stock 525000 0 D Warrant 0.50 2012-09-10 4 X 0 2025000 0.50 D 2010-11-24 2012-11-24 Common Stock 2025000 0 I By Goldman Capital Management MPP Warrant 0.50 2012-09-10 4 X 0 1725000 0.50 D 2010-12-08 2012-12-08 Common Stock 1725000 0 I By Goldman Capital Management MPP Warrant 1.25 2011-06-09 2016-06-09 Common Stock 300000 300000 D Warrant 0.50 2011-12-20 2016-12-20 Common Stock 750000 750000 D Warrant 0.50 2011-12-20 2016-12-20 Common Stock 2000000 2000000 I By Goldman Partners LP Warrant 0.50 2011-12-20 2016-12-20 Common Stock 525000 525000 I By Goldman Capital Management MPP Warrant 0.50 2012-03-29 2014-03-29 Common Stock 250000 250000 D /s/ Neil I. Goldman 2012-09-12