-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rgt96zxSddg6pV/3ZI0T6Yx8URczc0j19i/rCAYQ1Nn2XGI6QGAh2WQTFXEseBDf FxrJg3w8GA6RMlprnCOBQQ== 0001307921-10-000001.txt : 20100120 0001307921-10-000001.hdr.sgml : 20100120 20100120170435 ACCESSION NUMBER: 0001307921-10-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100116 FILED AS OF DATE: 20100120 DATE AS OF CHANGE: 20100120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hamm G Steve CENTRAL INDEX KEY: 0001307921 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15757 FILM NUMBER: 10536828 MAIL ADDRESS: STREET 1: IMAGEWARE SYSTEMS, INC. STREET 2: 10883 THORNMINT RD. CITY: SAN DIEGO STATE: CA ZIP: 92127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IMAGEWARE SYSTEMS INC CENTRAL INDEX KEY: 0000941685 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330224167 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10883 THORNMINT RD STREET 2: 619-673-8600 CITY: SAN DIEGO STATE: CA ZIP: 92127 BUSINESS PHONE: 6196738600 MAIL ADDRESS: STREET 1: 10883 THORNMINT RD CITY: SAN DIEGO STATE: CA ZIP: 92127 FORMER COMPANY: FORMER CONFORMED NAME: IMAGEWARE SOFTWARE INC DATE OF NAME CHANGE: 19991123 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-01-16 0 0000941685 IMAGEWARE SYSTEMS INC IWSY.PK 0001307921 Hamm G Steve IMAGEWARE SYSTEMS, INC. 10883 THORNMINT RD. SAN DIEGO CA 92127 1 0 0 0 Stock Options 1.45 2010-01-16 4 D 0 5000 D 2018-01-02 Common Stock 5000 5000 D Stock Options 1.99 2010-01-16 4 D 0 5000 D 2016-01-13 Common Stock 5000 5000 D Stock Options 2.45 2010-01-16 4 D 0 10000 D 2014-11-03 Common Stock 10000 5000 D Stock Options 2.49 2010-01-16 4 D 0 5000 D 2017-04-03 Common Stock 5000 5000 D Stock Options 2.74 2010-01-16 4 D 0 2000 D 2015-02-03 Common Stock 2000 5000 D Restricted Stock 0 2010-01-16 4 A 0 16200 0 A Common Stock 16200 16200 D The cancelled options provided vesting of one third on 1/1/2009, and installments of one-eighth of the remainder per quarter over the following eight quarters thereafter. On January 16, 2010, the issuer cancelled, pursuant to the issuer's option exchange program, certain options granted to the reporting person on November 3, 2004, February 3, 2005, January 13, 2006, April 3, 2007, and January 2, 2008. In exchange for the options cancelled, the reporting person received a grant of 16,200 shares of restricted stock subject to a three-year vesting schedule, vesting one-twelfth on each quarterly anniversary of the grant date. The cancelled options provided vesting of one third on 1/13/2007, and installments of one-eighth of the remainder per quarter over the following eight quarters thereafter. The cancelled options provided vesting of one third on 11/3/2005, and installments of one-eighth of the remainder per quarter over the following eight quarters thereafter. The cancelled options provided vesting of one third on 4/2/2008, and installments of one-eighth of the remainder per quarter over the following eight quarters thereafter. The cancelled options provided vesting of one third on 2/3/2006, and installments of one-eighth of the remainder per quarter over the following eight quarters thereafter. Not Applicable. Wayne G. Wetherell, Attorney in Fact for G. Steve Hamm 2010-01-20 -----END PRIVACY-ENHANCED MESSAGE-----