0001144204-19-018271.txt : 20190405 0001144204-19-018271.hdr.sgml : 20190405 20190405060744 ACCESSION NUMBER: 0001144204-19-018271 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190404 FILED AS OF DATE: 20190405 DATE AS OF CHANGE: 20190405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BELL LON E CENTRAL INDEX KEY: 0000941593 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36216 FILM NUMBER: 19733431 MAIL ADDRESS: STREET 1: C/O AMERIGON INC STREET 2: 5462 IRWINDALE AVENUE CITY: IRWINDALE STATE: CA ZIP: 91706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ideal Power Inc. CENTRAL INDEX KEY: 0001507957 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL INDUSTRIAL APPARATUS [3620] IRS NUMBER: 141999058 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4120 FREIDRICH LANE STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78744 BUSINESS PHONE: 512-264-1542 MAIL ADDRESS: STREET 1: 4120 FREIDRICH LANE STREET 2: SUITE 100 CITY: AUSTIN STATE: TX ZIP: 78744 FORMER COMPANY: FORMER CONFORMED NAME: Ideal Power Converters, Inc. DATE OF NAME CHANGE: 20101215 4 1 tv518252_4.xml OWNERSHIP DOCUMENT X0306 4 2019-04-04 0 0001507957 Ideal Power Inc. IPWR 0000941593 BELL LON E 4120 FREIDRICH LANE SUITE 100 AUSTIN TX 78744 1 1 0 0 CEO and President Option to Purchase Stock 5.49 2019-04-04 4 D 0 12742 0.00 D 2024-01-02 Common Stock 12742 0 D Option to Purchase Stock 7.32 2019-04-04 4 D 0 12834 0.00 D 2025-01-02 Common Stock 12834 0 D Option to Purchase Stock 7.94 2019-04-04 4 D 0 12646 0.00 D 2026-01-04 Common Stock 12646 0 D Option to Purchase Stock 3.15 2019-04-04 4 D 0 27875 0.00 D 2027-01-03 Common Stock 27875 0 D The option was issued from the Ideal Power Inc. (formerly known as Ideal Power Converters, Inc.) Amended & Restated 2013 Equity Incentive Plan, as in existence on the date of grant. The right to purchase the common stock vests as follows: the right to purchase 3,185 shares of common stock vests on March 31, 2014; the right to purchase 3,186 shares of common stock vests on June 30, 2014; the right to purchase 3,185 shares of common stock vests on September 30, 2014; and the right to purchase 3,186 shares vests on December 31, 2014. The right to purchase the common stock vests as follows: the right to purchase 3,208 shares of common stock vests on March 31, 2015; the right to purchase 3,209 shares of common stock vests on June 30, 2015; the right to purchase 3,208 shares of common stock vests on September 30, 2015; and the right to purchase 3,209 shares vests on December 31, 2015. The right to purchase the common stock vests as follows: the right to purchase 3,161 shares of common stock vests on March 31, 2016; the right to purchase 3,162 shares of common stock vests on June 30, 2016; the right to purchase 3,161 shares of common stock vests on September 30, 2016; and the right to purchase 3,162 shares vests on December 31, 2016. The right to purchase the common stock vests as follows: the right to purchase 6,968 shares of common stock vests on March 31, 2017; the right to purchase 6,969 shares of common stock vests on June 30, 2017; the right to purchase 6,969 shares of common stock vests on September 30, 2017; and the right to purchase 6,969 shares vests on December 31, 2017. Derivative security voluntarily forfeited pursuant to an Award Forfeiture Agreement, dated April 4, 2019. /s/ Lon E. Bell 2019-04-04