0001144204-12-006501.txt : 20120208 0001144204-12-006501.hdr.sgml : 20120208 20120208082148 ACCESSION NUMBER: 0001144204-12-006501 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120208 DATE AS OF CHANGE: 20120208 GROUP MEMBERS: FIRST ROBINSON FINANCIAL CORP EMPLOYEE STOCK OWNERSH GROUP MEMBERS: FIRST ROBINSON SAVINGS BANK, N.A. 401(K) RETIREMENT SAVINGS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST ROBINSON FINANCIAL CORP CENTRAL INDEX KEY: 0001035991 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 364145294 STATE OF INCORPORATION: DE FISCAL YEAR END: 0819 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-51249 FILM NUMBER: 12579807 BUSINESS ADDRESS: STREET 1: 501 EAST MAIN STREET CITY: ROBINSON STATE: IL ZIP: 62454 BUSINESS PHONE: 6185448621 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST BANKERS TRUST CO NA CENTRAL INDEX KEY: 0000941473 IRS NUMBER: 370622729 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1201 BROADWAY CITY: QUINCY STATE: IL ZIP: 62301 BUSINESS PHONE: 2172288064 MAIL ADDRESS: STREET 1: 1201 BROADWAY CITY: QUINCY STATE: IL ZIP: 62301 SC 13G/A 1 v301589_sc13ga.htm FORM SC 13G/A

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

(Amendment No. 9)*

 

 

First Robinson Financial Corporation

(Name of Issuer)

 

Common Stock,_$0.01 par value

(Title of Class of Securities)

 

 

336188-10-7

(CUSIP Number)

 

 

_____________December 31, 2011____________

Date of Event Which Requires Filing of the Statement

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

SRule 13d-1(b)
£Rule 13d-1(c)
£Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

 

CUSIP No. 336188-10-7 13G Page 2 of 8 Pages

 

 

1.

 

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

First Robinson Savings Bank, N.A. 401(k) Retirement Savings Plan

IRS I.D. No. 37-0867684

 

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) £

(b) S

 

3.

 

SEC USE ONLY

 

 

4.

 

CITIZENSHIP OR PLACE OF ORGANIZATION

Federally Chartered Stock Savings Institution’s 401(k) Retirement Savings Plan organized in Illinois

 

 

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

 

5.

 

SOLE VOTING POWER

0

 

6.

 

SHARED VOTING POWER

24,061

 

7.

 

SOLE DISPOSITIVE POWER

0

 

8.

 

SHARED DISPOSITIVE POWER

24,061

  

 

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

24,061

 

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

£

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

5.6%

 

12.

 

TYPE OF REPORTING PERSON

EP

 

 

 
 

  

CUSIP No. 336188-10-7 13G Page 3 of 8 Pages

 

 

1.

 

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

First Robinson Financial Corporation Employee Stock Ownership Plan

IRS I.D. No. 36-4162718

 

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) £

(b) S

 

3.

 

SEC USE ONLY

 

 

4.

 

CITIZENSHIP OR PLACE OF ORGANIZATION

Delaware Chartered Corporation’s Employee Stock Ownership Plan organized in Illinois

 

 

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

 

5.

 

SOLE VOTING POWER

0

 

6.

 

SHARED VOTING POWER

64,498

 

7.

 

SOLE DISPOSITIVE POWER

0

 

8.

 

SHARED DISPOSITIVE POWER

64,498

 

 

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

64,498

 

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

15.1%

 

12.

 

TYPE OF REPORTING PERSON

EP

 

 
 

 

CUSIP No. 336188-10-7 13G Page 4 of 8 Pages

 

 

1.

 

NAME OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

First Bankers Trust Services, Inc.

IRS I.D. No. 20-1171923

 

2.

 

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a) £

(b) S

 

3.

 

SEC USE ONLY

 

 

4.

 

CITIZENSHIP OR PLACE OF ORGANIZATION

Illinois

 

 

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

 

5.

 

SOLE VOTING POWER

0

 

6.

 

SHARED VOTING POWER

88,559

 

7.

 

SOLE DISPOSITIVE POWER

0

 

8.

 

SHARED DISPOSITIVE POWER

88,559

 

 

9.

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

88,559

 

10.

 

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

¨

 

11.

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

20.7 %

 

12.

 

TYPE OF REPORTING PERSON

BK

 

 

 
 

 

CUSIP No. 336188-10-7 13G Page 5 of 8 Pages

 

Item 1(a) Name of Issuer:   First Robinson Financial Corporation
   
(b) Address of Issuer’s Principal Executive Offices: 
  501 E. Main Street
  P.O. Box 8598
  Robinson, Illinois 62454
   
Item 2(a) Name of Person Filing:
  First Robinson Savings Bank N.A. 401(k) Retirement Savings Plan
  (“401(k)”)
  First Robinson Financial Corporation Employee Stock Ownership
  Plan (“ESOP”)
  First Bankers Trust Services, Inc. (the “Trustee”), the trustee of
  ESOP and 401(k).
   
Item 2(b) Address of Principal Business Office:
  The business address of the 401(k) and ESOP is:
  501 E. Main
  P.O. Box 8598
  Robinson, Illinois 62454
   
  The business address of the Trustee is:
  2321 Koch’s Lane
  Quincy, Illinois 62301
   
Item 2(c) Citizenship:
  Illinois

 

Item 3 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

(a) £ Broker or dealer registered under Section 15 of the Exchange Act;
     
(b) £ Bank as defined in Section 3(a)(6) of the Exchange Act;
     
(c) £ Insurance company as defined in Section 3(a)(19) of the Exchange Act;
     
(d) £ Investment company registered under Section 8 of the Investment Company Act;

 

 
 

 

CUSIP No. 336188-10-7 13G Page 6 of 8 Pages

 

(e) £ An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
     
(f) S An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
     
(g) £ A parent holding company or control person in accordance with Rule 13d-1(b)(ii)(G);
     
(h) £ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
     
(i) £ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
     
(j) £ Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
     
If this statement is filed pursuant to Rule 13d-1(c), check this box.  £

 

Item 4 Ownership:

  

  (a) Amount beneficially owned:   88,559 shares of common stock
     
  (b) Percent of Class:   20.7%
     
  (c) Number of shares as to which such person has:

 

    (i) sole power to vote or to direct the vote:      0
       
    (ii) shared power to vote or to direct the vote:  88,559
       
    (iii) sole power to dispose or to direct the disposition of:   0
       
    (iv) shared power to dispose or to direct the disposition of:   88,559

 

  The First Robinson Savings Bank, N.A. 401(k) Retirement Savings Plan is the tax qualified retirement plan of the bank.   It holds 24,061 shares of Common Stock (5.6% of the outstanding shares).  Pursuant to the 401(k), participants in the 401(k) are entitled to instruct the Trustee as to the voting and the disposition of the shares. 
   
  The Trustee may be deemed to beneficially own the 24,061 shares held by the 401(k).  However, the Trustee expressly disclaims beneficial ownership of all such shares.

 

 

 
 

 

CUSIP No. 336188-10-7 13G Page 7 of 8 Pages

 

The ESOP holds an aggregate of 64,498 shares of Common Stock (15.1% of the outstanding shares). 64,498 shares have been allocated to ESOP accounts and there are no unallocated shares. Pursuant to the ESOP, participants in the ESOP are entitled to instruct the Trustee as to the voting of the shares allocated to their ESOP accounts. The ESOP has sole voting and dispositive power with respect to shares held by it which have not been allocated to participant accounts. On each issue with respect to which stockholders are entitled to vote, the Trustee is required to vote the shares held by the ESOP which have not been allocated to participant accounts in the manner directed under the ESOP.

 

 The Trustee may be deemed to beneficially own the 64,498 shares held by the ESOP. However, the Trustee expressly disclaims beneficial ownership of all such shares.

 

Item 5 Ownership of Five Percent or Less of a Class:

Not Applicable.

 

Item 6Ownership of More than Five Percent on Behalf of Another Person:

 

The 401(k) Plan and ESOP Plan hold all of their shares of Common Stock on behalf of the participants in such plan. Dividends paid on shares of Common Stock, which are held in participants' accounts, are credited to their accounts. The proceeds from the sale of shares of Common Stock, which are held in participants' accounts, are likewise credited to their accounts. When a participant withdraws from a plan, the vested portion of the participant's account is distributed to the participant.

 

Item 7Identification and Classification of the Subsidiary which Acquired the Security Being Reported on by the Parent Holding Company:

Not Applicable.

 

Item 8Identification and Classification of Members of the Group:

See Item 4 above.

 

Item 9Notice of Dissolution of Group:

Not Applicable.

 

 
 

 

CUSIP No. 336188-10-7 13G Page 8 of 8 Pages

   

Item 10Certification:

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

After reasonable inquiry and to the best of its knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.

 

Dated this 8th day of February, 2012

 

First Robinson Financial Corporation Employee Stock Ownership Plan

First Robinson Savings Bank, N.A. 401(k) Retirement Savings Plan

 

By: First Bankers Trust Services, Inc. as Trustee

 

By:    /s/ Linda Shultz  
     
Name:  Linda Shultz  
     
Title:  Trust Officer  

 

 

First Bankers Trust Services, Inc.

 

By:  /s/ Linda Shultz  
     
Name:  Linda Shultz  
     
Title:  Trust Officer