SC 13G/A 1 l18468asc13gza.htm HOME CITY FINANCIAL CORP/FIRST BANKERS TRUST SC 13G/A Home City Financial Corp SC 13G/A
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 8)*

Home City Financial Corporation
(Name of Issuer)
Common shares, no par value
(Title of Class of Securities)
43706C 10 0
(CUSIP Number)
December 31, 2005
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     þ Rule 13d-1(b)

     o Rule 13d-1(c)

     o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 
 


 

                     
CUSIP No.
 
43706C 10 0 

 

           
1   NAMES OF REPORTING PERSONS:
Home City Financial Corporation Employee Stock Ownership Plan
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Ohio
       
  5   SOLE VOTING POWER:
     
NUMBER OF   -0-
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    74,390
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  74,390
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  8.9%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  EP


 

                     
CUSIP No.
 
43706C 10 0 

 

           
1   NAMES OF REPORTING PERSONS:
First Bankers Trust Services, Inc.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  Illinois
       
  5   SOLE VOTING POWER:
     
NUMBER OF   17,061
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   -0-
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   -0-
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    74,390
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  74,390
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  8.9%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  BK


 

     
Item 1(a).  
Name of Issuer:
   
 
   
Home City Financial Corporation
   
 
Item 1(b).  
Address of Issuer’s Principal Executive Offices:
   
 
   
2454 N. Limestone Street
   
Springfield, Ohio 45503
   
 
Item 2(a).  
Name of Persons Filing:
   
 
   
First Bankers Trust Services, Inc.
   
Home City Financial Corporation Employee Stock Ownership Plan
   
 
Item 2(b).  
Address of Principal Business Office or, if none, Residence:
   
 
   
First Bankers Trust Services, Inc.
   
2321 Kochs Lane
   
P.O. Box 4005
   
Quincy, Illinois 62305
   
 
   
Home City Financial Corporation Employee Stock Ownership Plan
   
First Bankers Trust Services, Inc., Trustee
   
2321 Kochs Lane
   
P.O. Box 4005
   
Quincy, Illinois 62305
   
 
Item 2(c).  
Citizenship:
   
 
   
First Bankers Trust Services, Inc.
   
Organized in Illinois
   
 
   
Home City Financial Corporation Employee Stock Ownership Plan:
   
Organized in Ohio
   
 
Item 2(d).  
Title and Class of Securities:
   
 
   
Common shares, no par value
   
 
Item 2(e).  
CUSIP Number:
   
 
   
43706C 10 0

 


 

     
Item 3.  
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
         
(a)   o  
Broker or Dealer registered under Section 15 of the Act (15 U.S.C. 78o).
       
 
(b)   þ  
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
       
 
(c)   o  
Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
       
 
(d)   o  
Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
       
 
(e)   o  
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E).
       
 
(f)   þ  
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F).
       
 
(g)   o  
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G).
       
 
(h)   o  
A savings association as defined in Section 13(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
       
 
(i)   o  
A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
       
 
(j)   o  
A group, in accordance with § 240.13d-1(b)(1)(ii)(J).
     
Item 4.  
Ownership:
   
 
   
First Bankers Trust Company, N.A.
  (a)   Amount Beneficially Owned:
 
      74,390
 
  (b)   Percent of Class:
 
      8.9%

 


 

  (c)   Number of shares as to which such person has:
  (i)   sole power to vote or to direct the vote:
      17,061
 
  (ii)   shared power to vote or to direct the vote:
      -0-
 
  (iii)   sole power to dispose or to direct the disposition of:
      -0-
 
  (iv)   shared power to dispose or to direct the disposition of:
      74,390
      Home City Financial Corporation Employee Stock Ownership Plan
  (a)   Amount Beneficially Owned:
      74,390
 
  (b)   Percent of Class:
      8.9%
 
  (c)   Number of Shares as to which such person has:
  (i)   sole power to vote or to direct the vote:
      -0-
 
  (ii)   shared power to vote or to direct the vote:
      -0-
 
  (iii)   sole power to dispose or to direct the disposition of:
      -0-
 
  (iv)   shared power to dispose or to direct the disposition of:
      74,390
      There are 74,390 common shares owned by the Home City Financial Corporation Employee Stock Ownership Plan (the “Plan”). First Bankers Trust Services, Inc., is the Trustee of the Plan. Under the terms of the Plan and the Trust Agreement, the Trustee votes all of the shares allocated to the accounts of participants as directed by the participants to whose accounts such shares have been allocated. With respect to unallocated shares or allocated shares with respect to which no instructions have been received, the Plan provides that the Trustee shall vote such shares in the Trustee’s discretion. Of the total 74,390 shares held in the Plan as of December 31, 2005, 57,329 shares were allocated to Plan participants.

 


 

      Although the Trustee has general authority to sell assets, because the Plan provides that the Trustee is to invest primarily in shares of the issuer, the authority to dispose of such shares is limited by the Plan.
     
Item 5.  
Ownership of Five Percent or Less of a Class:
   
 
   
Inapplicable
   
 
Item 6.  
Ownership of More Than Five Percent on Behalf of Another Person:
   
 
   
Inapplicable
   
 
Item 7.  
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
   
 
   
Inapplicable
   
 
Item 8.  
Identification and Classification of Members of the Group:
   
 
   
Inapplicable
   
 
Item 9.  
Notice of Dissolution of Group:
   
 
   
Inapplicable

 


 

     
Item 10.  
Certification:
   
 
   
By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.
Signature:
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
         
  FIRST BANKERS TRUST SERVICES, INC.
 
 
Date: 2-7-06  By:   /s/ Linda Shultz    
    Trust Officer   
       
 
         
  HOME CITY FINANCIAL CORPORATION
EMPLOYEE STOCK OWNERSHIP PLAN
 
 
  By  First Bankers Trust Services, Inc., Trustee    
       
       
 
         
     
Date: 2-7-06  By:   /s/ Linda Shultz    
    Trust Officer   
       
 

 


 

EXHIBIT A
AGREEMENT FOR JOINT FILING OF SCHEDULE 13G
     The undersigned hereby agree that the Schedule 13G being filed with the Securities and Exchange Commission to report their beneficial ownership of more than 5% of the common shares of Home City Financial Corporation, an Ohio corporation, shall be, and is, filed on behalf of each of the undersigned.
         
  FIRST BANKERS TRUST SERVICES, INC.
 
 
Date: 2-7-06  By:   /s/ Linda Shultz    
    Trust Officer   
       
 
         
  HOME CITY FINANCIAL CORPORATION
EMPLOYEE STOCK OWNERSHIP PLAN
 
 
  By  First Bankers Trust Services, Inc., Trustee    
       
       
 
         
     
Date: 2-7-06  By:   /s/ Linda Shultz    
    Trust Officer