0001127602-12-033734.txt : 20121212 0001127602-12-033734.hdr.sgml : 20121212 20121212164907 ACCESSION NUMBER: 0001127602-12-033734 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121211 FILED AS OF DATE: 20121212 DATE AS OF CHANGE: 20121212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRISSOM J DAVID CENTRAL INDEX KEY: 0000941418 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13163 FILM NUMBER: 121259663 MAIL ADDRESS: STREET 1: MAYFAIR CAPITAL INC CAPITAL HOLDINGS CTR STREET 2: 400 MARKET STREET SUITE 2510 CITY: LOUISVILLE STATE: KY ZIP: 40202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YUM BRANDS INC CENTRAL INDEX KEY: 0001041061 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 133951308 STATE OF INCORPORATION: NC FISCAL YEAR END: 0526 BUSINESS ADDRESS: STREET 1: 1441 GARDINER LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 BUSINESS PHONE: 5028748300 MAIL ADDRESS: STREET 1: 1900 COLONEL SANDERS LANE CITY: LOUISVILLE STATE: KY ZIP: 40213 FORMER COMPANY: FORMER CONFORMED NAME: TRICON GLOBAL RESTAURANTS INC DATE OF NAME CHANGE: 19970627 FORMER COMPANY: FORMER CONFORMED NAME: GREAT AMERICAN RESTAURANT CO DATE OF NAME CHANGE: 19970618 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2012-12-11 0001041061 YUM BRANDS INC YUM 0000941418 GRISSOM J DAVID 4969 U.S. HWY 42 LOUISVILLE KY 40222 1 Common Stock 2012-12-11 4 M 0 2756 21.7775 A 74370.24 D Common Stock 2012-12-11 4 M 0 5056 25.3125 A 79426.24 D Common Stock 10000 I By Indep. IRA - GT Common Stock 5400 I By Indep. Retirement Acct. #1 Common Stock 10600 I By Indep. Retirement Acct. #4 Employee Stock Option (Right to Buy) 21.7775 2012-12-11 4 M 0 2756 0 D 2005-11-02 2014-11-02 Common Stock 2756 0 D Employee Stock Option (Right to Buy) 25.3125 2012-12-11 4 M 0 5056 0 D 2006-11-01 2015-11-01 Common Stock 5056 0 D /s/ M. Gayle Hobson, POA 2012-12-12