0000941390-13-000002.txt : 20130130 0000941390-13-000002.hdr.sgml : 20130130 20130130115230 ACCESSION NUMBER: 0000941390-13-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130128 FILED AS OF DATE: 20130130 DATE AS OF CHANGE: 20130130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAGELSTEIN DAVID A CENTRAL INDEX KEY: 0000941390 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23661 FILM NUMBER: 13557696 BUSINESS ADDRESS: STREET 1: 1411 N WOODWARD STREET 2: STE 313 CITY: BIRMINHAM STATE: MI ZIP: 48009 MAIL ADDRESS: STREET 1: 36801 WOODWARD AVE STREET 2: STE 313 CITY: BIRMINGHAM STATE: MI ZIP: 48009 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ROCKWELL MEDICAL, INC. CENTRAL INDEX KEY: 0001041024 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 383317208 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30142 S WIXOM RD CITY: WIXOM STATE: MI ZIP: 48393 BUSINESS PHONE: 2489609009 MAIL ADDRESS: STREET 1: 30142 S WIXOM RD CITY: WIXOM STATE: MI ZIP: 48393 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 20120530 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL MEDICAL, INC. DATE OF NAME CHANGE: 20120525 FORMER COMPANY: FORMER CONFORMED NAME: ROCKWELL MEDICAL TECHNOLOGIES INC DATE OF NAME CHANGE: 19970722 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-01-28 0 0001041024 ROCKWELL MEDICAL, INC. RMTI 0000941390 HAGELSTEIN DAVID A 36801 WOODWARD AVE STE 313 BIRMINGHAM MI 48009 0 0 1 0 Common Stock 1384861 D Common Stock 426391 I By self as trustee of the David Hagelstein Charitable Remainder Unitrust Common Stock Warrant 7.18 2013-01-28 4 J 0 862502 D 2013-01-28 Common Stock 862502 0 D Common Stock Warrant 7.18 2013-01-28 4 J 0 862502 A 2013-07-31 Common Stock 862502 862502 D Pursuant to its terms, the David Hagelstein Charitable Remainder Unitrust made a distribution at the end of the fourth quarter of 2012 of 12,431 shares of common stock of Rockwell Medical, Inc. to the David Hagelstein Revocable Living Trust. The distribution is an exempt transaction pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. Issuer originally issued Common Stock Warrants to purchase 862,502 shares of Issuer's common stock on November 28, 2007 at an exercise price of $7.18 per share. Such Warrants became exercisable on November 28, 2008. The David Hagelstein Revocable Living Trust acquired these Warrants to purchase the 862,502 shares of Issuer's common stock through acquisitions on October 22, 2010 (with respect to 400,000 shares), November 23, 2010 (with respect to 313,000 shares), March 1, 2011 (with respect to 53,668 shares), May 4, 2011 (with respect to 25,000 shares) and November 21, 2011 (with respect to 70,834 shares). On January 28, 2013, Issuer amended the Warrants acquired by the David Hagelstein Revocable Living Trust by extending the expiration date of the Warrants from January 28, 2013 to July 31, 2013. The amendment results in the deemed cancellation of the 'old' Warrants and the grant of replacement Warrants. Fred B. Green as attorney-in-fact 2013-01-30