-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PkF8Q8MO/o4qPuq8+UEiWfyIyhUIlyVWgkKfakOftanFlyQhPgyjJFZZxWHjnJiB ZxfcWWULg+AHCR6rCAQvTQ== 0000094136-97-000015.txt : 19970515 0000094136-97-000015.hdr.sgml : 19970515 ACCESSION NUMBER: 0000094136-97-000015 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970331 FILED AS OF DATE: 19970514 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STERLING ELECTRONICS CORP CENTRAL INDEX KEY: 0000094136 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 741261194 STATE OF INCORPORATION: NV FISCAL YEAR END: 0330 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-05522 FILM NUMBER: 97603273 BUSINESS ADDRESS: STREET 1: 4201 SOUTHWEST FWY CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 7138814200 MAIL ADDRESS: STREET 1: 4201 SOUTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77027 FORMER COMPANY: FORMER CONFORMED NAME: STERLING ELECTRONICS INC DATE OF NAME CHANGE: 19680718 COMPANY DATA: COMPANY CONFORMED NAME: MCCONKEY JAMES V III CENTRAL INDEX KEY: 0001038924 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] OFFICER STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 4201 SOUTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77027 BUSINESS PHONE: 7136279800 MAIL ADDRESS: STREET 1: 4201 SOUTHWEST FREEWAY CITY: HOUSTON STATE: TX ZIP: 77027 5 1 FORM 5 OMB APPROVAL OMB Number 3235-0362 Expires September 30, 1998 Estimated average burden hours per response ....... 1.0 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 [ ] Check this box if no longer subject of Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). [ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported ================================================================================ 1. Name and Address of Reporting Person McConkey, III James V - -------------------------------------------------------------------------------- (Last) (First) (Middle) 4201 Southwest Freeway - -------------------------------------------------------------------------------- (Street) Houston, Texas 77027 - -------------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol SEC ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ================================================================================ 4. Statement for Month/Year March 1997 ================================================================================ 5. If Amendment, Date of Original (Month/Year) ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Senior Vice President ================================================================================ 7. Individual or Joint/Group Reporting (Check applicable line) __X__ Form Filed by One Reporting Person ______ Form Filed by More than One Reporting Person Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned =================================================================================================================
1.Title of Security 2.Trans- 3.Trans- 4.Security Acquired (A) 5.Amount of 6.Ownership- 7. Nature of (Instr.3) action action or Disposed of (D) Securities Form Indirect Date Code (Instr.3, 4 and 5) Beneficially Direct(D) Beneficial (mm/ (Instr.8) Owned at End or Indirect (I) Ownership Day/ of Issuer's (Instr.4) (Instr. 4) Year) Fiscal Year (Instr. 3 & 4) Amount (A)or (D) Price - ---------------------------------------------------------------------------------------------------------------- Common Stock 5/24/96 A 1,577 A 15.10 0 - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - ----------------------------------------------------------------------------------------------------------------- - -----------------------------------------------------------------------------------------------------------------
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ====================================================================================================================================
1.Title 2.Conver- 3. Trans- 4. Trans- 5 Number 6. Date Exercis 7.Title 8. Price 9. Number 10. Owner 11.Nature of sion or action action of able and and of of ship of of Deriva- Exercise Date Code- Deriva- Expiration Amount Deriva- Deriva- Deriva- Indirect tive Price of MM/DD/YY (Inst 8) tive Date of Under- tive tive tive Benefi- Security Deriva- Securities MM/DD/YY lying Security Securities Security cial (Inst 3) tive Acquired(A) Securities (Instr5) Benefi- Direct(D) Owner- Security or (Instr. 3 cially or Indirect ship Disposed(D) and 4) (Instr4) (I)(Instr4) (Instr4) --------- ------------------- ------------- (A)(D) Date Expira- Title Amount Exer- tion or # of cisable Shares - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Common Stock Options 10.95 10/15/96 A 2,800 10/15/97 10/15/01 Stock 2,800 - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Common Stock Options 10.95 10/15/96 A 2,800 10/15/98 10/15/01 Stock 2,800 - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Common Stock Options 10.95 10/15/96 A 2,800 10/15/99 10/15/01 Stock 2,800 - ------------------------------------------------------------------------------------------------------------------------------------ Incentive Common Stock Options 10.43 Anytime 3/10/00 Stock 5,512 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 13,912 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
================================================================================ Explanation of Responses: By /s/ James V. McConkey, III May 9, 1997 - ------------------------------------------------------------------------ **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----