0001104659-16-122413.txt : 20160520 0001104659-16-122413.hdr.sgml : 20160520 20160520193823 ACCESSION NUMBER: 0001104659-16-122413 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160518 FILED AS OF DATE: 20160520 DATE AS OF CHANGE: 20160520 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Red Rock Resorts, Inc. CENTRAL INDEX KEY: 0001653653 STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011] IRS NUMBER: 475081182 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1505 SOUTH PAVILION CENTER DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: 7024953000 MAIL ADDRESS: STREET 1: 1505 SOUTH PAVILION CENTER DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89135 FORMER COMPANY: FORMER CONFORMED NAME: Station Casinos Corp. DATE OF NAME CHANGE: 20150921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERTITTA LORENZO J CENTRAL INDEX KEY: 0000942850 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37754 FILM NUMBER: 161667598 MAIL ADDRESS: STREET 1: 2960 W SAHARA AVENUE CITY: LAS VEGAS STATE: NV ZIP: 89102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERTITTA FRANK J III CENTRAL INDEX KEY: 0000941343 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37754 FILM NUMBER: 161667599 MAIL ADDRESS: STREET 1: 2411 W SAHARA AVE CITY: LAS VEGAS STATE: NV ZIP: 89102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: L & T Fertitta Family Business Trust CENTRAL INDEX KEY: 0001671238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37754 FILM NUMBER: 161667600 BUSINESS ADDRESS: STREET 1: 1505 SOUTH PAVILION CENTER DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: 702-495-3000 MAIL ADDRESS: STREET 1: 1505 SOUTH PAVILION CENTER DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LNA Investments, LLC CENTRAL INDEX KEY: 0001671229 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37754 FILM NUMBER: 161667602 BUSINESS ADDRESS: STREET 1: 1505 SOUTH PAVILION CENTER DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: 702-495-3000 MAIL ADDRESS: STREET 1: 1505 SOUTH PAVILION CENTER DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fertitta Investment LLC CENTRAL INDEX KEY: 0001673194 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37754 FILM NUMBER: 161667604 BUSINESS ADDRESS: STREET 1: 1505 SOUTH PAVILION CENTER DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: 702-495-3000 MAIL ADDRESS: STREET 1: 1505 SOUTH PAVILION CENTER DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FI Station Investor LLC CENTRAL INDEX KEY: 0001671226 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37754 FILM NUMBER: 161667605 BUSINESS ADDRESS: STREET 1: 1505 SOUTH PAVILION CENTER DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: 702-495-3000 MAIL ADDRESS: STREET 1: 1505 SOUTH PAVILION CENTER DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: F & J Fertitta Family Business Trust CENTRAL INDEX KEY: 0001671945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37754 FILM NUMBER: 161667601 BUSINESS ADDRESS: STREET 1: 1505 SOUTH PAVILION CENTER DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: 702-495-3000 MAIL ADDRESS: STREET 1: 1505 SOUTH PAVILION CENTER DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fertitta Business Management LLC CENTRAL INDEX KEY: 0001671225 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37754 FILM NUMBER: 161667606 BUSINESS ADDRESS: STREET 1: 1505 SOUTH PAVILION CENTER DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: 702-495-3000 MAIL ADDRESS: STREET 1: 1505 SOUTH PAVILION CENTER DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89135 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KVF Investments, LLC CENTRAL INDEX KEY: 0001671227 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37754 FILM NUMBER: 161667603 BUSINESS ADDRESS: STREET 1: 1505 SOUTH PAVILION CENTER DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89135 BUSINESS PHONE: 702-495-3000 MAIL ADDRESS: STREET 1: 1505 SOUTH PAVILION CENTER DRIVE CITY: LAS VEGAS STATE: NV ZIP: 89135 4 1 a4.xml 4 X0306 4 2016-05-18 0 0001653653 Red Rock Resorts, Inc. RRR 0001671225 Fertitta Business Management LLC C/O RED ROCK RESORTS, INC. 1505 SOUTH PAVILION CENTER DRIVE LAS VEGAS NV 89135 1 0 1 0 0001671226 FI Station Investor LLC C/O RED ROCK RESORTS, INC. 1505 SOUTH PAVILION CENTER DRIVE LAS VEGAS NV 89135 1 0 1 0 0001673194 Fertitta Investment LLC C/O RED ROCK RESORTS, INC. 1505 SOUTH PAVILION CENTER DRIVE LAS VEGAS NV 89135 1 0 1 0 0001671227 KVF Investments, LLC C/O RED ROCK RESORTS, INC. 1505 SOUTH PAVILION CENTER DRIVE LAS VEGAS NV 89135 1 0 1 0 0001671229 LNA Investments, LLC C/O RED ROCK RESORTS, INC. 1505 SOUTH PAVILION CENTER DRIVE LAS VEGAS NV 89135 1 0 1 0 0001671945 F & J Fertitta Family Business Trust C/O RED ROCK RESORTS, INC. 1505 SOUTH PAVILION CENTER DRIVE LAS VEGAS NV 89135 1 0 1 0 0001671238 L & T Fertitta Family Business Trust C/O RED ROCK RESORTS, INC. 1505 SOUTH PAVILION CENTER DRIVE LAS VEGAS NV 89135 1 0 1 0 0000941343 FERTITTA FRANK J III C/O RED ROCK RESORTS, INC. 1505 SOUTH PAVILION CENTER DRIVE LAS VEGAS NV 89135 1 0 1 0 0000942850 FERTITTA LORENZO J C/O RED ROCK RESORTS, INC. 1505 SOUTH PAVILION CENTER DRIVE LAS VEGAS NV 89135 1 0 1 0 Class B Common Stock 2016-05-18 4 D 0 497965 0.0000 D 22613985 I See Footnotes Class B Common Stock 2016-05-18 4 D 0 471683 0.0000 D 22771819 D LLC Units 2016-05-18 4 D 0 497965 18.33 D Class A Common Stock 497965 22613985 I See Footnotes LLC Units 2016-05-18 4 D 0 471683 18.33 D Class A Common Stock 471683 22771819 D This Form 4 is being filed by (i) FI Station Investor LLC ("FI Station"); (ii) Fertitta Investment LLC ("Fertitta Investment"), in its capacity as the majority member of FI Station; (iii) KVF Investments, LLC ("KVF") in its capacity as a member of FI Station and Fertitta Investment; (iv) LNA Investments, LLC ("LNA") in its capacity as a member of FI Station and Fertitta Investment; (v) Fertitta Business Management LLC ("FBM"), in its capacity as the direct owner of the Issuer's securities as set forth herein and as a member of Fertitta Investment; (vi) F & J Fertitta Family Business Trust (the "F&J Trust"), in its capacity as a member of FBM; (vii) L & T Fertitta Family Business Trust (the "L&T Trust"), in its capacity as a member of FBM; (viii) Frank J. Fertitta III; and (x) Lorenzo J. Fertitta. The Issuer used the proceeds from the sale of shares of Class A Common Stock for the exercise of the underwriters' option to purchase shares to cover overallotment in the Issuer's initial public offering (the "Overallotment Option") to purchase LLC units and an equivalent number of shares of the Issuer's Class B Common Stock from each of FI Station Investor and Fertitta Business Management LLC on the same day immediately after completion of the closing of the Overallotment Option. These securities were sold by FI Station Investor LLC which is owned by Fertitta Investment, KVF and LNA. Fertitta Investment is owned by FBM, KVF and LNA. FI Station and Fertitta Investment are managed by Fertitta Holdco LLC, which is owned and managed by Frank J. Fertitta III and Lorenzo J. Fertitta. KVF is managed by Frank J. Fertitta III and is beneficially owned by various trusts established for the benefit for his three children. Frank J. Fertitta III disclaims beneficial ownership of any shares of Class A Common Stock, Class B Common Stock and LLC Units (as defined herein) beneficially owned by KVF, except to the extent of any pecuniary interest therein. LNA is managed by Lorenzo J. Fertitta and is beneficially owned by various trusts established for the benefit of his three children. Lorenzo J. Fertitta disclaims beneficial ownership of any shares of Class A Common Stock, Class B Common Stock and LLC Units beneficially owned by LNA, except to the extent of any pecuniary interest therein. FBM is owned and controlled (i) 50% by the F&J Trust, a revocable trust for which Frank J. Fertitta III has sole investment and voting power, and (ii) 50% by the L&T Trust, a revocable trust for which Lorenzo J. Fertitta has sole investment and voting power. Each of the Reporting Persons disclaims beneficial ownership of any shares of Class A Common Stock, Class B Common Stock and LLC Units beneficially owned by the other Reporting Persons, except to the extent of any pecuniary interest therein. The LLC Units are exchangeable (together with a corresponding number of Class B Shares) at any time and from time to time for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash. The LLC Units have no expiration date. /s/ John Hertig, Attorney-in-Fact for Fertitta Business Management LLC 2016-05-20 /s/ John Hertig, Attorney-in-Fact for FI Station Investor LLC 2016-05-20 /s/ John Hertig, Attorney-in-Fact for Fertitta Investment LLC 2016-05-20 /s/ John Hertig, Attorney-in-Fact for KVF Investments, LLC 2016-05-20 /s/ John Hertig, Attorney-in-Fact for LNA Investments, LLC 2016-05-20 /s/ John Hertig, Attorney-in-Fact for F & J Fertitta Family Business Trust 2016-05-20 /s/ John Hertig, Attorney-in-Fact for L & T Fertitta Family Business Trust 2016-05-20 /s/ John Hertig, Attorney-in-Fact for Frank J. Fertitta III 2016-05-20 /s/ John Hertig, Attorney-in-Fact for Lorenzo J. Fertitta 2016-05-20