0001104659-16-122413.txt : 20160520
0001104659-16-122413.hdr.sgml : 20160520
20160520193823
ACCESSION NUMBER: 0001104659-16-122413
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160518
FILED AS OF DATE: 20160520
DATE AS OF CHANGE: 20160520
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Red Rock Resorts, Inc.
CENTRAL INDEX KEY: 0001653653
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 475081182
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1505 SOUTH PAVILION CENTER DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: 7024953000
MAIL ADDRESS:
STREET 1: 1505 SOUTH PAVILION CENTER DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
FORMER COMPANY:
FORMER CONFORMED NAME: Station Casinos Corp.
DATE OF NAME CHANGE: 20150921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FERTITTA LORENZO J
CENTRAL INDEX KEY: 0000942850
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37754
FILM NUMBER: 161667598
MAIL ADDRESS:
STREET 1: 2960 W SAHARA AVENUE
CITY: LAS VEGAS
STATE: NV
ZIP: 89102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FERTITTA FRANK J III
CENTRAL INDEX KEY: 0000941343
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37754
FILM NUMBER: 161667599
MAIL ADDRESS:
STREET 1: 2411 W SAHARA AVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: L & T Fertitta Family Business Trust
CENTRAL INDEX KEY: 0001671238
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37754
FILM NUMBER: 161667600
BUSINESS ADDRESS:
STREET 1: 1505 SOUTH PAVILION CENTER DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: 702-495-3000
MAIL ADDRESS:
STREET 1: 1505 SOUTH PAVILION CENTER DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LNA Investments, LLC
CENTRAL INDEX KEY: 0001671229
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37754
FILM NUMBER: 161667602
BUSINESS ADDRESS:
STREET 1: 1505 SOUTH PAVILION CENTER DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: 702-495-3000
MAIL ADDRESS:
STREET 1: 1505 SOUTH PAVILION CENTER DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fertitta Investment LLC
CENTRAL INDEX KEY: 0001673194
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37754
FILM NUMBER: 161667604
BUSINESS ADDRESS:
STREET 1: 1505 SOUTH PAVILION CENTER DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: 702-495-3000
MAIL ADDRESS:
STREET 1: 1505 SOUTH PAVILION CENTER DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FI Station Investor LLC
CENTRAL INDEX KEY: 0001671226
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37754
FILM NUMBER: 161667605
BUSINESS ADDRESS:
STREET 1: 1505 SOUTH PAVILION CENTER DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: 702-495-3000
MAIL ADDRESS:
STREET 1: 1505 SOUTH PAVILION CENTER DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: F & J Fertitta Family Business Trust
CENTRAL INDEX KEY: 0001671945
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37754
FILM NUMBER: 161667601
BUSINESS ADDRESS:
STREET 1: 1505 SOUTH PAVILION CENTER DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: 702-495-3000
MAIL ADDRESS:
STREET 1: 1505 SOUTH PAVILION CENTER DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fertitta Business Management LLC
CENTRAL INDEX KEY: 0001671225
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37754
FILM NUMBER: 161667606
BUSINESS ADDRESS:
STREET 1: 1505 SOUTH PAVILION CENTER DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: 702-495-3000
MAIL ADDRESS:
STREET 1: 1505 SOUTH PAVILION CENTER DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KVF Investments, LLC
CENTRAL INDEX KEY: 0001671227
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37754
FILM NUMBER: 161667603
BUSINESS ADDRESS:
STREET 1: 1505 SOUTH PAVILION CENTER DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: 702-495-3000
MAIL ADDRESS:
STREET 1: 1505 SOUTH PAVILION CENTER DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
4
1
a4.xml
4
X0306
4
2016-05-18
0
0001653653
Red Rock Resorts, Inc.
RRR
0001671225
Fertitta Business Management LLC
C/O RED ROCK RESORTS, INC.
1505 SOUTH PAVILION CENTER DRIVE
LAS VEGAS
NV
89135
1
0
1
0
0001671226
FI Station Investor LLC
C/O RED ROCK RESORTS, INC.
1505 SOUTH PAVILION CENTER DRIVE
LAS VEGAS
NV
89135
1
0
1
0
0001673194
Fertitta Investment LLC
C/O RED ROCK RESORTS, INC.
1505 SOUTH PAVILION CENTER DRIVE
LAS VEGAS
NV
89135
1
0
1
0
0001671227
KVF Investments, LLC
C/O RED ROCK RESORTS, INC.
1505 SOUTH PAVILION CENTER DRIVE
LAS VEGAS
NV
89135
1
0
1
0
0001671229
LNA Investments, LLC
C/O RED ROCK RESORTS, INC.
1505 SOUTH PAVILION CENTER DRIVE
LAS VEGAS
NV
89135
1
0
1
0
0001671945
F & J Fertitta Family Business Trust
C/O RED ROCK RESORTS, INC.
1505 SOUTH PAVILION CENTER DRIVE
LAS VEGAS
NV
89135
1
0
1
0
0001671238
L & T Fertitta Family Business Trust
C/O RED ROCK RESORTS, INC.
1505 SOUTH PAVILION CENTER DRIVE
LAS VEGAS
NV
89135
1
0
1
0
0000941343
FERTITTA FRANK J III
C/O RED ROCK RESORTS, INC.
1505 SOUTH PAVILION CENTER DRIVE
LAS VEGAS
NV
89135
1
0
1
0
0000942850
FERTITTA LORENZO J
C/O RED ROCK RESORTS, INC.
1505 SOUTH PAVILION CENTER DRIVE
LAS VEGAS
NV
89135
1
0
1
0
Class B Common Stock
2016-05-18
4
D
0
497965
0.0000
D
22613985
I
See Footnotes
Class B Common Stock
2016-05-18
4
D
0
471683
0.0000
D
22771819
D
LLC Units
2016-05-18
4
D
0
497965
18.33
D
Class A Common Stock
497965
22613985
I
See Footnotes
LLC Units
2016-05-18
4
D
0
471683
18.33
D
Class A Common Stock
471683
22771819
D
This Form 4 is being filed by (i) FI Station Investor LLC ("FI Station"); (ii) Fertitta Investment LLC ("Fertitta Investment"), in its capacity as the majority member of FI Station; (iii) KVF Investments, LLC ("KVF") in its capacity as a member of FI Station and Fertitta Investment; (iv) LNA Investments, LLC ("LNA") in its capacity as a member of FI Station and Fertitta Investment; (v) Fertitta Business Management LLC ("FBM"), in its capacity as the direct owner of the Issuer's securities as set forth herein and as a member of Fertitta Investment; (vi) F & J Fertitta Family Business Trust (the "F&J Trust"), in its capacity as a member of FBM; (vii) L & T Fertitta Family Business Trust (the "L&T Trust"), in its capacity as a member of FBM; (viii) Frank J. Fertitta III; and (x) Lorenzo J. Fertitta.
The Issuer used the proceeds from the sale of shares of Class A Common Stock for the exercise of the underwriters' option to purchase shares to cover overallotment in the Issuer's initial public offering (the "Overallotment Option") to purchase LLC units and an equivalent number of shares of the Issuer's Class B Common Stock from each of FI Station Investor and Fertitta Business Management LLC on the same day immediately after completion of the closing of the Overallotment Option.
These securities were sold by FI Station Investor LLC which is owned by Fertitta Investment, KVF and LNA. Fertitta Investment is owned by FBM, KVF and LNA. FI Station and Fertitta Investment are managed by Fertitta Holdco LLC, which is owned and managed by Frank J. Fertitta III and Lorenzo J. Fertitta. KVF is managed by Frank J. Fertitta III and is beneficially owned by various trusts established for the benefit for his three children. Frank J. Fertitta III disclaims beneficial ownership of any shares of Class A Common Stock, Class B Common Stock and LLC Units (as defined herein) beneficially owned by KVF, except to the extent of any pecuniary interest therein. LNA is managed by Lorenzo J. Fertitta and is beneficially owned by various trusts established for the benefit of his three children.
Lorenzo J. Fertitta disclaims beneficial ownership of any shares of Class A Common Stock, Class B Common Stock and LLC Units beneficially owned by LNA, except to the extent of any pecuniary interest therein. FBM is owned and controlled (i) 50% by the F&J Trust, a revocable trust for which Frank J. Fertitta III has sole investment and voting power, and (ii) 50% by the L&T Trust, a revocable trust for which Lorenzo J. Fertitta has sole investment and voting power.
Each of the Reporting Persons disclaims beneficial ownership of any shares of Class A Common Stock, Class B Common Stock and LLC Units beneficially owned by the other Reporting Persons, except to the extent of any pecuniary interest therein.
The LLC Units are exchangeable (together with a corresponding number of Class B Shares) at any time and from time to time for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash. The LLC Units have no expiration date.
/s/ John Hertig, Attorney-in-Fact for Fertitta Business Management LLC
2016-05-20
/s/ John Hertig, Attorney-in-Fact for FI Station Investor LLC
2016-05-20
/s/ John Hertig, Attorney-in-Fact for Fertitta Investment LLC
2016-05-20
/s/ John Hertig, Attorney-in-Fact for KVF Investments, LLC
2016-05-20
/s/ John Hertig, Attorney-in-Fact for LNA Investments, LLC
2016-05-20
/s/ John Hertig, Attorney-in-Fact for F & J Fertitta Family Business Trust
2016-05-20
/s/ John Hertig, Attorney-in-Fact for L & T Fertitta Family Business Trust
2016-05-20
/s/ John Hertig, Attorney-in-Fact for Frank J. Fertitta III
2016-05-20
/s/ John Hertig, Attorney-in-Fact for Lorenzo J. Fertitta
2016-05-20