0000950170-24-091144.txt : 20240805
0000950170-24-091144.hdr.sgml : 20240805
20240805213457
ACCESSION NUMBER: 0000950170-24-091144
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240801
FILED AS OF DATE: 20240805
DATE AS OF CHANGE: 20240805
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FERTITTA FRANK J III
CENTRAL INDEX KEY: 0000941343
ORGANIZATION NAME:
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37754
FILM NUMBER: 241176802
MAIL ADDRESS:
STREET 1: 2411 W SAHARA AVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Red Rock Resorts, Inc.
CENTRAL INDEX KEY: 0001653653
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
ORGANIZATION NAME: 05 Real Estate & Construction
IRS NUMBER: 475081182
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1505 SOUTH PAVILION CENTER DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: 7024953000
MAIL ADDRESS:
STREET 1: 1505 SOUTH PAVILION CENTER DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
FORMER COMPANY:
FORMER CONFORMED NAME: Station Casinos Corp.
DATE OF NAME CHANGE: 20150921
4
1
ownership.xml
4
X0508
4
2024-08-01
0001653653
Red Rock Resorts, Inc.
RRR
0000941343
FERTITTA FRANK J III
C/O RED ROCK RESORTS, INC.
1505 SOUTH PAVILION CENTER DRIVE
LAS VEGAS
NV
89135
true
true
true
false
Chief Executive Officer
false
Class A Common Stock
2024-08-01
4
P
false
50000
54.49
A
45897301
I
See Footnotes
Class A Common Stock
2024-08-01
4
P
false
17000
54.49
A
45914301
I
See Footnotes
Class A Common Stock
2024-08-02
4
P
false
17000
51.91
A
45931301
I
See Footnotes
Class A Common Stock
2024-08-02
4
P
false
50000
51.91
A
45981301
I
See Footnotes
Represents shares of Class A Common Stock acquired by The Frank J. Fertitta, III and Jill Ann Fertitta Family Trust (the "F&J Fertitta Family Trust"), a revocable trust established for the benefit of Frank J. Fertitta III and Jill Ann Fertitta and for which Frank J. Fertitta III is co-trustee and has shared investment and voting power.
Represents shares of Class A Common Stock acquired by the Lorenzo J. Fertitta 2006 Irrevocable Trust (the "LJF Irrevocable Trust"), an irrevocable trust established for the benefit of Lorenzo J. Fertitta's three children and for which Frank J. Fertitta III is trustee and has sole investment and voting power.
Represents shares of Class A Common Stock acquired by the LJF Irrevocable Trust.
Represents shares of Class A Common Stock acquired by the F&J Fertitta Family Trust.
Frank J. Fertitta III is a director of the Issuer, and also a beneficial owner of 10% or more of the Issuer's Class A Common Stock (assuming that all of the units of membership interest in Station Holdco LLC (the "LLC Units") beneficially owned by Frank J. Fertitta III were exchanged for the Issuer's Class A Common Stock) as a result of his ownership interest in FBM Sub 1 LLC ("FBM Sub 1"), Fertitta Business Management LLC ("FBM") and FI Station Investor LLC ("FI Station"). The LLC Units are exchangeable at any time and from time to time for a number of shares of the Issuer's Class A Common Stock at an exchange rate determined in accordance with the Exchange Agreement or, at the election of the Issuer, cash. The LLC Units have no expiration date.
(Continued from Footnote 5) FI Station is owned by Fertitta Investment LLC ("Fertitta Investment"), KVF Investments, LLC ("KVF") and LNA Investments, LLC ("LNA"). Fertitta Investment is owned by FBM, KVF and LNA. FI Station and Fertitta Investment are managed by Fertitta Holdco LLC, which is owned and managed by Frank J. Fertitta III and Lorenzo J. Fertitta. KVF is managed by Frank J. Fertitta III and is beneficially owned by various trusts established for the benefit of his three children. LNA is managed by Lorenzo J. Fertitta and is beneficially owned by various trusts established for the benefit of his three children. FBM Sub 1 is owned and controlled by FBM. FBM is owned and controlled (i) 50% by the F & J Fertitta Family Business Trust (the "F&J Trust"), a revocable trust for which Frank J. Fertitta III has sole investment and voting power, and (ii) 50% by the L & T Fertitta Family Business Trust (the "L&T Trust"),
(Continued from Footnote 6) a revocable trust for which Frank J. Fertitta III has sole investment and voting power. Certain Class A Common Stock of the Issuer are held by (i) The Frank J. Fertitta, III and Jill Ann Fertitta Family Trust (the "F&J Fertitta Family Trust"), a revocable trust established for the benefit of Frank J. Fertitta III and Jill Ann Fertitta and for which Frank J. Fertitta III is co-trustee and has shared investment and voting power,
(Continued from Footnote 7) (ii) the Lorenzo J. Fertitta 2006 Irrevocable Trust (the "LJF Irrevocable Trust"), an irrevocable trust established for the benefit of Lorenzo J. Fertitta's three children and for which Frank J. Fertitta III is trustee and has sole investment and voting power and (iii) the F & J Fertitta Grandchildren's 2020 Irrevocable Trust, an irrevocable trust established for the benefit of the Reporting Person's grandchildren (the "F&J 2020 Trust") for which Lorenzo J. Fertitta Jr., the Reporting Person's nephew, serves as trustee.
Based on the Reporting Person's retained right to remove the trustee of the F&J 2020 Trust, the Reporting Person may be deemed to be a beneficial owner of any shares transferred to the F&J 2020 Trust.
Frank J. Fertitta III disclaims beneficial ownership of any shares of Class A Common Stock or LLC Units beneficially owned by FI Station, Fertitta Investment, FBM Sub 1, FBM, KVF, LNA, the F&J Trust, the L&T Trust, the F&J Fertitta Family Trust, the LJF Irrevocable Trust, and the F&J 2020 Trust, except to the extent of any pecuniary interest therein.
By: /s/ Daniel Schafer, Attorney-in-Fact for Frank J. Fertitta III
2024-08-05