0000899243-19-022111.txt : 20190820
0000899243-19-022111.hdr.sgml : 20190820
20190820164614
ACCESSION NUMBER: 0000899243-19-022111
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190816
FILED AS OF DATE: 20190820
DATE AS OF CHANGE: 20190820
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FERTITTA FRANK J III
CENTRAL INDEX KEY: 0000941343
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37754
FILM NUMBER: 191040235
MAIL ADDRESS:
STREET 1: 2411 W SAHARA AVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Red Rock Resorts, Inc.
CENTRAL INDEX KEY: 0001653653
STANDARD INDUSTRIAL CLASSIFICATION: HOTELS & MOTELS [7011]
IRS NUMBER: 475081182
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1505 SOUTH PAVILION CENTER DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
BUSINESS PHONE: 7024953000
MAIL ADDRESS:
STREET 1: 1505 SOUTH PAVILION CENTER DRIVE
CITY: LAS VEGAS
STATE: NV
ZIP: 89135
FORMER COMPANY:
FORMER CONFORMED NAME: Station Casinos Corp.
DATE OF NAME CHANGE: 20150921
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-08-16
0
0001653653
Red Rock Resorts, Inc.
RRR
0000941343
FERTITTA FRANK J III
C/O RED ROCK RESORTS, INC.
1505 SOUTH PAVILION CENTER DRIVE
LAS VEGAS
NV
89135
1
0
1
0
Class A Common Stock
2019-08-16
4
P
0
104680
18.499
A
46526183
I
See footnotes
Class A Common Stock
2019-08-16
4
P
0
26170
18.499
A
46552353
I
See footnotes
Class A Common Stock
2019-08-19
4
P
0
640
19.576
A
46552993
I
See footnotes
Class A Common Stock
2019-08-19
4
P
0
160
19.576
A
46553153
I
See footnotes
Represents shares of Class A Common Stock acquired by The Frank J. Fertitta, III and Jill Ann Fertitta Family Trust (the "F&J Fertitta Family Trust"), a revocable trust established for the benefit of Frank J. Fertitta III and Jill Ann Fertitta and for which Frank J. Fertitta III is co-trustee and has shared investment and voting power.
Represents shares of Class A Common Stock acquired by the Lorenzo J. Fertitta 2006 Irrevocable Trust (the "LJF Irrevocable Trust"), an irrevocable trust established for the benefit of Lorenzo J. Fertitta's three children and for which Frank J. Fertitta III is trustee and has sole investment and voting power.
Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.995 to $18.965.
Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.52 to $19.62.
Frank J. Fertitta III is a director of the Issuer, and also a beneficial owner of 10% or more of the Issuer's Class A Common Stock (assuming that all of the units of membership interest in Station Holdco LLC (the "LLC Units") beneficially owned by Frank J. Fertitta III were exchanged for the Issuer's Class A Common Stock) as a result of his ownership interest in FBM Sub 1 LLC ("FBM Sub 1"), Fertitta Business Management LLC ("FBM") and FI Station Investor LLC ("FI Station"). The LLC Units are exchangeable at any time and from time to time for an equal number of shares of the Issuer's Class A Common Stock or, at the election of the Issuer, cash. The LLC Units have no expiration date.
FI Station is owned by Fertitta Investment LLC ("Fertitta Investment"), KVF Investments, LLC ("KVF") and LNA Investments, LLC ("LNA"). Fertitta Investment is owned by FBM, KVF and LNA. FI Station and Fertitta Investment are managed by Fertitta Holdco LLC, which is owned and managed by Frank J. Fertitta III and Lorenzo J. Fertitta. KVF is managed by Frank J. Fertitta III and is beneficially owned by various trusts established for the benefit of his three children. LNA is managed by Lorenzo J. Fertitta and is beneficially owned by various trusts established for the benefit of his three children. FBM Sub 1 is owned and controlled by FBM. FBM is owned and controlled (i) 50% by the F & J Fertitta Family Business Trust (the "F&J Trust"), a revocable trust for which Frank J. Fertitta III has sole investment and voting power, and (ii) 50% by the L & T Fertitta Family Business Trust (the "L&T Trust"), a revocable trust for which Lorenzo J. Fertitta has sole investment and voting power.
Frank J. Fertitta III disclaims beneficial ownership of any shares of Class A Common Stock or LLC Units beneficially owned by FI Station, Fertitta Investment, FBM Sub 1, FBM, KVF, LNA, the F&J Trust, the L&T Trust, the F&J Fertitta Family Trust and the LJF Irrevocable Trust, except to the extent of any pecuniary interest therein.
/s/ John Hertig, Attorney-in-Fact for Frank J. Fertitta III
2019-08-20