-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EdeqrF/gGrIIPbFV1zLpEjTckcN1kinaGX/wlKlZEi7sXx3nObTO6dzDhJ7T6ApY wN6t8RL+V16hLdoJ9GHXAw== 0000891836-98-000101.txt : 19980309 0000891836-98-000101.hdr.sgml : 19980309 ACCESSION NUMBER: 0000891836-98-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980228 FILED AS OF DATE: 19980306 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND BANCORP INC CENTRAL INDEX KEY: 0001048486 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954654552 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 333-38911 FILM NUMBER: 98559308 BUSINESS ADDRESS: STREET 1: 601 S GLENOAKS BLVD CITY: LOS ANGELES STATE: CA ZIP: 91502 BUSINESS PHONE: 8188484265 MAIL ADDRESS: STREET 1: 601 SOUTH GLENOAKS BLVD CITY: LOS ANGELES STATE: CA ZIP: 91502 COMPANY DATA: COMPANY CONFORMED NAME: DELTEC INTERNATIONAL SA CENTRAL INDEX KEY: 0000941330 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 535 MADISON AVE - 26TH FLOOR STREET 2: C/O DELTEC ASSET MANAGEMENT CORP CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122302963 MAIL ADDRESS: STREET 1: 535 MADISON AVE 26TH FLOOR STREET 2: C/O DELTEC ASSET MANAGEMENT CORP CITY: NEW YORK STATE: NY ZIP: 10022 4 1 FORM 4 :----------: U.S. SECURITIES AND EXCHANGE COMMISSION : FORM 4 : WASHINGTON, D.C. 20552 :----------: STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |_| CHECK THIS BOX IF Filed pursuant to Section 16(a) of the NO LONGER SUBJECT Securities Exchange Act of 1934, TO SECTION 16. Section 17(a) of the Public Utility FORM 4 OR FORM 5 Holding Company Act of 1935 or OBLIGATIONS MAY Section 30(f) of the Investment CONTINUE. SEE Company Act of 1940 INSTRUCTION 1(B). ================================================================================ 1. Name and Address of Reporting Person DELTEC INTERNATIONAL S.A. ----------------------------------------------------------------------------- (Last) (First) (Middle) DELTEC HOUSE, LYFORD CAY ----------------------------------------------------------------------------- (Street) NASSAU, BAHAMAS ----------------------------------------------------------------------------- (City) (State) (Zip) ================================================================================ 2. Issuer Name and Ticker or Trading Symbol HIGHLAND BANCORP, INC. (HBNK) ----------------------------------------------------------------------------- ================================================================================ 3. IRS or Social Security Number of Reporting Person (Voluntary) ----------------------------------------------------------------------------- ================================================================================ 4. Statement for Month/Year FEBRUARY 1998 ----------------------------------------------------------------------------- ================================================================================ 5. If Amendment, Date of Original (Month/Year) ----------------------------------------------------------------------------- ================================================================================ 6. Relationship of Reporting Person to Issuer (Check all applicable) _____ Director _X__ 10% Owner _____ Officer (give title below) ____ Other (Specify below) ----------------------------------------------------------------------------- ================================================================================ TABLE I-NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
1.Title of Security 2.Trans- 3.Trans- 4.Securities Acquired (A) 5.Amount of 6.Ownership 7.Nature of (Instr. 3) action action or Disposed of (D) Securities Bene- Form: Direct Indirect Date Code (Instr. 3, 4 and 5) ficially Owned (D) or Beneficial (Month/ (Instr. 8) ------------------------ at End of Indirect (I) Ownership Day/ ------------ Amount (A) or Price Month (Instr. (Instr. 4) (Instr. 4) Year) Code V (D) 3 and 4) - ------------------- --------- ------------ ------------------------ ------------------ -------------- --------------- - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 02/04/98 p 1,062 1/2 A 35 1/2 580,671 3/4 I Through Subsidiary - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over) (Print or Type Responses)
FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) 1. Title of Derivative Security (Instr. 3) --------------------------------------------------------------------------- ================================================================================ 2. Conversion or Exercise Price of Derivative Security --------------------------------------------------------------------------- ================================================================================ 3. Transaction Date (Month/Date/Year) --------------------------------------------------------------------------- ================================================================================ 4. Transaction Code (Instr. 8) Code V ------------------ ------------ ================================================================================ 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) (A) (D) ------------------ ------------ ================================================================================ 6. Date Exercisable and Expiration Date (Month/Day/Year) Date Exercisable Expiration Date ------------------------ ------------------------ ================================================================================ 7. Title and Amount of Underlying Securities (Instr. 3 and 4) Title Amount or Number of Shares ------------------ -------------------------- ================================================================================ 8. Price of Derivative Security (Instr. 5) ================================================================================ 9. Number of Derivative Securities Beneficially Owned at End of Month (Instr. 4) --------------------------------------------------------------------------- ================================================================================ 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) --------------------------------------------------------------------------- ================================================================================ 11. Nature of Indirect Beneficial Ownership (Instr. 4) --------------------------------------------------------------------------- ================================================================================ Explanation of Responses: ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). DELTEC INTERNATIONAL S.A. /s/ March 2, 1998 --------------------------------------- --------------- **Signature of Reporting Person Date Andre J. Feldman Vice President Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedure. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----