-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A7Wr2Nzlhm4xZ5OAHwlx7L2YJ0FU17f/pZ8i6sz7uILzpdS/u+BWsXRJod9Ts3OX 8PZT0EWswOo8X7eMU9Ce5A== 0001001348-97-000122.txt : 19970610 0001001348-97-000122.hdr.sgml : 19970610 ACCESSION NUMBER: 0001001348-97-000122 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970516 FILED AS OF DATE: 19970606 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUMMO MINERALS CORP CENTRAL INDEX KEY: 0000941230 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS METAL ORES [1090] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27272 FILM NUMBER: 97620182 BUSINESS ADDRESS: STREET 1: 1776 LINCOLN ST STREET 2: STE 1100 CITY: ENVER STATE: CO ZIP: 80203 MAIL ADDRESS: STREET 1: 1776 LINCOLN ST STREET 2: STE 1100 CITY: DENVER STATE: CO ZIP: 80203 COMPANY DATA: COMPANY CONFORMED NAME: SUPERIOR PARTNERS LTD CENTRAL INDEX KEY: 0001040215 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 3/A BUSINESS ADDRESS: STREET 1: 1776 LINCOLN ST STE 1100 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 3038378800 MAIL ADDRESS: STREET 1: 1700 LINCOLN ST STE 1800 CITY: DENVER STATE: CO ZIP: 80203 3/A 1 FORM 3 U.S. Securities and Exchange Commission Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES OMB APPROVAL OME Number 3235-0104 Expires:April 30, 1997 Estimated average burden hours per response .. 0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934. Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Superior Partners, Ltd. (Last) (First) (Middle) 444 Madison Avenue (Street) New York New York 10022 (City) (State) (Zip) 2. Date of Event Requiring Statement (Month/Day/Year) 05/16/97 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Summo Minerals Corporation 5. Relationship of Reporting Person to Issuer (Check all applicable) Director X 10% Owner Officer (give title Other (specify below) below) Chief Financial Officer 6. If Amendment, Date of Original (Month/Day/Year) 06/05/97 Table I Non-Derivative Securities Beneficially Owned 1. Title of 2. Amount of 3. Ownership 4. Nature of Security Securities Form: Direct Indirect (Instr. 4) Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr. 4) (Instr. 5) (Instr. 5) Common Stock 2,743,200 (D) Common Stock 1,597,280 (I) By James C. Dudley Common Stock 548,640 (I) By Elisabeth C. Dudley Common Stock 150,876 (I) By Henry C. Dudley Common Stock 616,090 (I) By Greenhouse Associates Common Stock 100,000 (I) By Highstead Foundation Table II Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 4) Warrants to purchase 2. Date Exercisable and Expiration Date (Month/Day/Year) - Date Exercisable current - Expiration Date 5/16/99 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) - Title Common Stock - Amount or Number of Shares 4,539,996 4. Conversion or Exercise Price of Derivative Security $1.25 Cdn. 5. Ownership Form of (D) 2,743,200 Derivative Security: (I) 1,597,280 By James C. Direct (D) or Indirect (I) Dudley and Nature of Indirect (I) 548,640 By Elisabeth C. Beneficial Ownership Dudley (I) 150,876 By Henry C. Dudley Table II Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 4) Warrants to purchase 2. Date Exercisable and Expiration Date (Month/Day/Year) - Date Exercisable current - Expiration Date 10/19/98 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) - Title Common Stock - Amount or Number of Shares 616,090 4. Conversion or Exercise Price of Derivative Security $1.10 Cdn. 5. Ownership Form of (D) By Greenhouse Associates Derivative Security: Direct (D) or Indirect (I) and Nature of Indirect Beneficial Ownership Explanation of Responses: Date: June 6, 1997 /s/ Frank E. Shanley Frank E. Shanley, as attorney-in-fact for Superior Partners, Ltd., James D. Dudley, Elisabeth C. Dudley, Henry C. Dudley, Greenhouse Associates and Highstead Foundation ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. REPORTING PERSON AS REQUESTED BY GENERAL INSTRUCTION 5(b)(v) TO FORM 3 1. Superior Partners, Ltd. 444 Madison Avenue New York, New York 10022 2. James C. Dudley 444 Madison Avenue New York, New York 10022 3. Elisabeth C. Dudley 444 Madison Avenue New York, New York 10022 4. Henry C. Dudley 444 Madison Avenue New York, New York 10022 5. Greenhouse Associates 444 Madison Avenue New York, New York 10022 6. Highstead Foundation 444 Madison Avenue New York, New York 10022 -----END PRIVACY-ENHANCED MESSAGE-----