-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J9VnL6pLDE+0SWeOsPteTDUAjPepImggVqczHb4mCdP5RLJP5Av+VsUGCBi+Sf4U AW0Pi16ICs+zzqmXBYYizQ== 0001001348-97-000089.txt : 19970501 0001001348-97-000089.hdr.sgml : 19970501 ACCESSION NUMBER: 0001001348-97-000089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19961130 FILED AS OF DATE: 19970430 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUMMO MINERALS CORP CENTRAL INDEX KEY: 0000941230 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS METAL ORES [1090] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27272 FILM NUMBER: 97590996 BUSINESS ADDRESS: STREET 1: 1776 LINCOLN ST STREET 2: STE 1100 CITY: ENVER STATE: CO ZIP: 80203 MAIL ADDRESS: STREET 1: 1776 LINCOLN ST STREET 2: STE 1100 CITY: DENVER STATE: CO ZIP: 80203 COMPANY DATA: COMPANY CONFORMED NAME: ST MARY MINERALS INC CENTRAL INDEX KEY: 0001006039 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 1776 LINCOLN ST STE 1100 CITY: DENVER STATE: CO ZIP: 80203 BUSINESS PHONE: 3038618140 4 1 FORM 4 U.S. Securities and Exchange Commission Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Check this box if no longer OMB APPROVAL subject to Section 16. Form 4 or OME Number 3235-0287 Form 5 obligations may continue. Expires:April 30,1997 See Instruction 1(b). Estimated average burden hours per response .. 0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934. Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person St. Mary Minerals Inc. (Last) (First) (Middle) 1776 Lincoln Street, Suite 1100 (Street) Denver CO 80203 (City) (State) (Zip) 2. Issuer Name and Ticker or Trading Symbol Summo Minerals Corporation (DOTK) 3. IRS or Social Security Number of Reporting Persons (Voluntary) 4. Statement for Month/Year 11/96 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person to Issuer (Check all applicable) Director X 10% Owner Officer (give title Other (specify below) below) TABLE I NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED 1. Title of 2. Transaction 3. Transaction Security Date Code Common Stock 11/12/96 P 4. Securities Acquired (A) or Disposed of (D) Amount (A) or (D) Price 616,090 A $677,700 Canadian 5. Amount of Securities Beneficially Owned at End of Month 15,755,183 6. Ownership Form: Direct (D) or Indirect (I) D 7. Nature of Indirect Beneficial Ownership not applicable TABLE II DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security Common Stock Purchase Warrants 2. Conversion or Exercise Price of Derivative Security $1.10 Canadian 3. Transaction Date (Month/Day/Year) 11/12/96 4. Transaction Code (P) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (A) 616,090 6. Date Exercisable: Expiration Date (Month/Day/Year) 11/12/96 Expire 11/1298 7. Title and Amount of Underlying Securities Common 616,090 8. Price of Derivative Security not applicable 9. Number of Derivative Securities Beneficially Owned at End of Month 6,111,090 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (D) 11. Nature of Indirect Beneficial Ownership not applicable Explanation of Responses: /s/ Mark A. Hellerstein November 15, 1996 Mark A. Hellerstein Date Signature of Reporting Person ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). NOTE: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----