-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AuW6UZs07h7AlmT0kph3OhhvmONd6+uPPNGX0lATdgk8UWNIHhlvIWgbusjy3Yrv qhyyBDVCqOX4SEv2+1G4ag== 0001001348-97-000077.txt : 19970430 0001001348-97-000077.hdr.sgml : 19970430 ACCESSION NUMBER: 0001001348-97-000077 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19970206 FILED AS OF DATE: 19970429 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUMMO MINERALS CORP CENTRAL INDEX KEY: 0000941230 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS METAL ORES [1090] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27272 FILM NUMBER: 97589435 BUSINESS ADDRESS: STREET 1: 1776 LINCOLN ST STREET 2: STE 1100 CITY: ENVER STATE: CO ZIP: 80203 MAIL ADDRESS: STREET 1: 1776 LINCOLN ST STREET 2: STE 1100 CITY: DENVER STATE: CO ZIP: 80203 COMPANY DATA: COMPANY CONFORMED NAME: MASON ROBERT L CENTRAL INDEX KEY: 0001037497 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: 4145 STAULO CRES STREET 2: VANCOUVER BC CITY: CANADA MAIL ADDRESS: STREET 1: 4145 STAULO CRES STREET 2: VANCOUVER B C CITY: CANADA 3 1 FORM 3 U.S. Securities and Exchange Commission Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES OMB APPROVAL OME Number 3235-0104 Expires:April 30, 1997 Estimated average burden hours per response .. 0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934. Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 1. Name and Address of Reporting Person Mason Robert L. (Last) (First) (Middle) 4145 Staulo Cres. (Street) Vancouver British Columbia Canada V1T 6L4 (City) (State) (Country) (Postal) 2. Date of Event Requiring Statement (Month/Day/Year) 02/06/97 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Issuer Name and Ticker or Trading Symbol Summo Minerals Corporation (SUMO) 5. Relationship of Reporting Person to Issuer (Check all applicable) X Director 10% Owner Officer (give title Other (specify below) below) 6. If Amendment, Date of Original (Month/Day/Year) Table I Non-Derivative Securities Beneficially Owned 1. Title of 2. Amount of 3. Ownership 4. Nature of Security Securities Form: Direct Indirect (Instr. 4) Beneficially (D) or Beneficial Owned Indirect (I) Ownership (Instr. 4) (Instr. 5) (Instr. 5) Common Stock 16,100 (D) Common Stock 24,900 (I) Held jointly with spouse Table II Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivative Security (Instr. 4) Options to Purchase Common Stock 2. Date Exercisable and Expiration Date (Month/Day/Year) - Date Exercisable 02/06/97* - Expiration Date 02/06/02 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) - Title Common Stock - Amount or Number 150,000 of Shares 4. Conversion or Exercise $1.50 Cdn. Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) (D) 6. Nature of Indirect Beneficial Ownership Explanation of Responses: * No more than 25% of the options may be exercised before February 6, 1998. No more than 50% may be exercised before February 6, 1999. No more than 75% may be exercised before February 6, 2002. /s/ James D. Frank, Attorney in Fact 04/24/97 James D. Frank, Attorney in Fact Date for Robert L. Mason ** Signature of Reporting Person ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, See Instruction 6 for procedure. -----END PRIVACY-ENHANCED MESSAGE-----