-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RQGf5plP3L+u11eVPBK614b/HxPsEPf4dY268tVxQKE6TI+sitmsdiMHtu7ZyUty 6qTw4TpRAjj46EYNO5jSwQ== 0000909654-99-000068.txt : 19990210 0000909654-99-000068.hdr.sgml : 19990210 ACCESSION NUMBER: 0000909654-99-000068 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SGV BANCORP INC CENTRAL INDEX KEY: 0000940511 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954524789 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-49447 FILM NUMBER: 99525405 BUSINESS ADDRESS: STREET 1: 225 NORTH BARRANCA AVE CITY: WEST COVINA STATE: CA ZIP: 91791 BUSINESS PHONE: 8188594200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FED S&L ASSOC SAN GABRIEL VALLEY EMPLOYEE STOCK OWN PL CENTRAL INDEX KEY: 0001031985 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 951186705 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 225 NORTH BARRANCA STREET CITY: WEST COVINA STATE: CA ZIP: 91791 BUSINESS PHONE: 8188594200 MAIL ADDRESS: STREET 1: 225 NORTH BARRANCA STREET CITY: WEST COVINA STATE: CA ZIP: 91791 SC 13G 1 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* SGV BANCORP, INC. _______________________________________________________________ (Name of Issuer) Common Stock par value $.01 per share _______________________________________________________________ (Title of Class of Securities) 78422T-10-2 _______________________________________________________________ (CUSIP Number) _______________________________________________________________ (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: /x/ Rule 13d-1(b) /_/ Rule 13d-1(c) /_/ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2-95) Page 1 of 5 pages 2 - -------------------------------------------------------------------------------- CUSIP NO. 78422T-10-2 13G Page 2 of 5 Pages - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Federal Savings and Loan Association of San Gabriel Valley Employee Stock Ownership Plan IRS ID No. 95-1186705 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* _ (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Federally chartered stock savings institution's employee stock benefit plan organized in California. - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 95,470 SHARES ----------------------------------------------------------- 6 SHARED VOTING POWER BENEFICIALLY 87,988 OWNED BY ----------------------------------------------------------- 7 SOLE DISPOSITIVE POWER EACH 183,458 REPORTING ----------------------------------------------------------- 8 SHARED DISPOSITIVE POWER PERSON WITH -0- - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 183,458 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.4% of 2,181,323 shares of Common Stock outstanding as of December 31, 1998. - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* EP - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 3 FIRST FEDERAL SAVINGS AND LOAN ASSOCIATION OF SAN GABRIEL VALLEY EMPLOYEE STOCK OWNERSHIP PLAN SCHEDULE 13G Item 1(a) Name of Issuer: SGV Bancorp, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 225 North Barranca Street West Covina, California 91791-1605 Item 2(a) Name of Person Filing: First Federal Savings and Loan Associatin of San Gabriel Employee Stock Ownership Plan Trustee: CNA Trust 3080 S. Bristol Street, Suite 200 Costa Mesa, California 92626 Item 2(b) Address of Principal Business Offices or, if none, Residence: 225 North Barranca Street West Covina, California 91791-1605 Item 2(c) Citizenship: Federally chartered stock savings institution's employee stock benefit plan organized in California. Item 2(d) Title of Class of Securities: Common Stock par value $.01 per share Item 2(e) CUSIP Number: 78422T-10-2 Item 3 The person filing this statement is an employee benefit plan which is subject to the provisions of the Employee Retirement Income Security Act of 1974. Item 4 Ownership. As of December 31, 1998, the reporting person beneficially owned 183,458 shares of the issuer. This number of shares represents 8.4% of the common stock, par value $.01, of the issuer, based upon 2,181,323 shares of such common stock outstanding as of December 31, 1998. As of December 31, 1998, the reporting person has sole power to vote or to direct the vote of 95,470 of the shares and shares voting power over 87,988 shares. The reporting person has the sole power to dispose or direct the disposition of 183,458 shares of common stock. Page 3 of 5 pages 4 Item 5 Ownership of Five Percent or Less of a Class. N/A Item 6 Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8 Identification and Classification of Members of the Group. N/A Item 9 Notice of Dissolution of Group. N/A Page 4 of 5 pages 5 Item 10 Certification. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 8, 1999 _____________________________________________________ (Date) /s/ Ronald A. Ott _____________________________________________________ (Signature) Executive Vice President/Chief Financial Officer _____________________________________________________ (Title) Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----