-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HBOVKJ97eFfKwF9nL0KW0fsl9mnhW9q5mN317QbustTymFPnKicSQEFnp6cqMlLL qoP2eT6R5BlM1Yz9Itx1sg== 0000909654-97-000054.txt : 19970222 0000909654-97-000054.hdr.sgml : 19970222 ACCESSION NUMBER: 0000909654-97-000054 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SGV BANCORP INC CENTRAL INDEX KEY: 0000940511 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954524789 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49447 FILM NUMBER: 97528781 BUSINESS ADDRESS: STREET 1: 225 NORTH BARRANCA AVE CITY: WEST COVINA STATE: CA ZIP: 91791 BUSINESS PHONE: 8188594200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FED S&L ASSOC SAN GABRIEL VALLEY EMPLOYEE STOCK OWN PL CENTRAL INDEX KEY: 0001031985 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 951186705 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 225 NORTH BARRANCA STREET CITY: WEST COVINA STATE: CA ZIP: 91791 BUSINESS PHONE: 8188594200 MAIL ADDRESS: STREET 1: 225 NORTH BARRANCA STREET CITY: WEST COVINA STATE: CA ZIP: 91791 SC 13G 1 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* SGV BANCORP, INC. ___________________________________________________ (Name of Issuer) Common Stock par value $.01 per share ___________________________________________________ (Title of Class of Securities) 78422T-10-2 ___________________________________________________ (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2-95) Page 1 of 5 pages 2 ________________________________________________________________________________ CUSIP NO. 78422T-10-2 13G Page 2 of 5 Pages ________________________________________________________________________________ ________________________________________________________________________________ 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Federal Savings and Loan Association of San Gabriel Valley Employee Stock Ownership Plan IRS ID No. 95-1186705 ________________________________________________________________________________ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* _ (a) |_| (b) |_| ________________________________________________________________________________ 3 SEC USE ONLY ________________________________________________________________________________ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Federally chartered stock savings institution's employee stock benefit plan organized in California. ________________________________________________________________________________ 5 SOLE VOTING POWER NUMBER OF 150,022 SHARES ___________________________________________________________ 6 SHARED VOTING POWER BENEFICIALLY 40,914 OWNED BY ___________________________________________________________ 7 SOLE DISPOSITIVE POWER EACH 190,936 REPORTING ___________________________________________________________ 8 SHARED DISPOSITIVE POWER PERSON WITH -0- ________________________________________________________________________________ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 190,936 ________________________________________________________________________________ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* ________________________________________________________________________________ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.6% of 2,521,976 shares of Common Stock outstanding as of December 31, 1996. ________________________________________________________________________________ 12 TYPE OF REPORTING PERSON* EP ________________________________________________________________________________ *SEE INSTRUCTION BEFORE FILLING OUT! 3 FIRST FEDERAL SAVINGS AND LOAN ASSOCIATION OF SAN GABRIEL VALLEY EMPLOYEE STOCK OWNERSHIP PLAN SCHEDULE 13G Item 1(a) Name of Issuer: SGV Bancorp, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 225 North Barranca Street P.O. Box 1080 West Covina, California 91791-1080 Item 2(a) Name of Person Filing: First Federal Savings and Loan Associatin of San Gabriel Employee Stock Ownership Plan Trustee: California Central Trust Bank 3080 S. Bristol Street, Suite 200 Costa Mesa, California 92626 Item 2(b) Address of Principal Business Offices or, if none, Residence: 225 North Barranca Street P.O. Box 1080 West Covina, California 91791-1080 Item 2(c) Citizenship: Federally chartered stock savings institution's employee stock benefit plan organized in California. Item 2(d) Title of Class of Securities: Common Stock par value $.01 per share Item 2(e) CUSIP Number: 78422T-10-2 Item 3 The person filing this statement is an employee benefit plan which is Subject to the provisions of the Employee Retirement Income Security Act of 1974. Item 4 Ownership. As of December 31, 1996, the reporting person beneficially owned 190,936 shares of the issuer. This number of shares represents 7.6% of the common stock, par value $.01, of the issuer, based upon 2,521,976 shares of such common stock outstanding as of December 31, 1996. As of December 31, 1996, the reporting person has sole power to vote or to direct the vote of 150,022 of the shares and shares voting power over 40,914 shares. The reporting person has the sole power to dispose or direct the disposition of 190,936 shares of common stock. Page 3 of 5 pages 4 Item 5 Ownership of Five Percent or Less of a Class. N/A Item 6 Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8 Identification and Classification of Members of the Group. N/A Item 9 Notice of Dissolution of Group. N/A Page 4 of 5 pages 5 Item 10 Certification. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and are not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 6, 1997 ________________________________________________________ (Date) /s/ Ronald A. Ott ________________________________________________________ (Signature) Executive Vice President and Chief Executive Officer ________________________________________________________ (Title) Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----