-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CHMmEz/QFNhflvPCECgAQANchEDyYWpzo4hzmPNHYernFu9CFJjjH9v9jGBc44HO NnwzXBq1CQ5SSsdG31ycBQ== 0000909654-00-000188.txt : 20000214 0000909654-00-000188.hdr.sgml : 20000214 ACCESSION NUMBER: 0000909654-00-000188 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SGV BANCORP INC CENTRAL INDEX KEY: 0000940511 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 954524789 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49447 FILM NUMBER: 536317 BUSINESS ADDRESS: STREET 1: 225 NORTH BARRANCA AVE CITY: WEST COVINA STATE: CA ZIP: 91791 BUSINESS PHONE: 6268594200 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST FED S&L ASSOC SAN GABRIEL VALLEY EMPLOYEE STOCK OWN PL CENTRAL INDEX KEY: 0001031985 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 951186705 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 225 NORTH BARRANCA STREET CITY: WEST COVINA STATE: CA ZIP: 91791 BUSINESS PHONE: 8188594200 MAIL ADDRESS: STREET 1: 225 NORTH BARRANCA STREET CITY: WEST COVINA STATE: CA ZIP: 91791 SC 13G/A 1 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* SGV BANCORP, INC. -------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share ------------------------------------------------ (Title of Class of Securities) 78422T-10-2 ----------------------------- (CUSIP Number) December 31, 1999 ----------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |X| Rule 13d-1(b) |_| Rule 13d-1(c) |_| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SEC 1745 (2-95) Page 1 of 5 pages 2 - -------------------------- ------------------------ --------------------------- CUSIP NO. 78422T-10-2 13G Page 2 of 5 Pages - -------------------------- ------------------------ --------------------------- - --- ------------------------------------------------------------------------ 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON First Federal Savings and Loan Association of San Gabriel Valley Employee Stock Ownership Plan - --- ------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /__/ (b) /__/ - --- ------------------------------------------------------------------------ 3 SEC USE ONLY - --- ------------------------------------------------------------------------ 4 CITIZENSHIP OR PLACE OF ORGANIZATION Federally chartered stock savings institution's employee stock benefit plan organized in California. - ----------------- ---- ------------------------------------------------------ NUMBER OF 5 SOLE VOTING POWER SHARES 68,194 BENEFICIALLY OWNED BY ---- ------------------------------------------------------ EACH 6 SHARED VOTING POWER REPORTING 114,630 PERSON WITH ---- ------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 182,824 - --- ------------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER -0- - --- ------------------------------------------------------------------------ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 182,824 - --- ------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - --- ------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 8.2% of 2,221,871 shares of Common Stock outstanding as of December 31, 1999. - --- ------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* EP - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! 3 FIRST FEDERAL SAVINGS AND LOAN ASSOCIATION OF SAN GABRIEL VALLEY EMPLOYEE STOCK OWNERSHIP PLAN SCHEDULE 13G/A Item 1(a) Name of Issuer: SGV Bancorp, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 225 North Barranca Street West Covina, California 91791-1080 Item 2(a) Name of Person Filing: First Federal Savings and Loan Association of San Gabriel Valley Employee Stock Ownership Plan Trustee: California Central Trust Bank 3080 S. Bristol Street, Suite 200 Costa Mesa, California 92626 Item 2(b) Address of Principal Business Offices or, if none, Residence: 225 North Barranca Street West Covina, California 91791-1080 Item 2(c) Citizenship: Federally chartered stock savings institution's employee stock benefit plan organized in California. Item 2(d) Title of Class of Securities: Common Stock par value $.01 per share Item 2(e) CUSIP Number: 78422T-10-2 Item 3 The person filing this statement is an employee benefit plan which is subject to the provisions of the Employee Retirement Income Security Act of 1974. Item 4 Ownership. As of December 31, 1999, the reporting person beneficially owned 182,824 shares of the issuer. This number of shares represents 8.2% of the common stock, par value $ .01, of the issuer, based upon 2,221,871shares of such common stock outstanding as of December 31, 1999. As of December 31, 1999, the reporting person has sole power to vote or to direct the vote of 68,194 of the shares and shares voting power over 114,630 shares. The reporting person has the sole power to dispose or direct the disposition of 182,824 shares of common stock. Page 3 of 5 pages 4 Item 5 Ownership of Five Percent or Less of a Class. N/A Item 6 Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. N/A Item 8 Identification and Classification of Members of the Group. N/A Item 9 Notice of Dissolution of Group. N/A SEC 1745 (2-95) Page 4 of 5 pages 5 Item 10 Certification. By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and are not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 11, 2000 -------------------------------------------- (Date) /s/ Ronald A. Ott -------------------------------------------- (Signature) Ronald A. Ott Executive Vice President and Chief Financial Officer -------------------------------------------- (Name/Title) Page 6 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----