0001127602-21-021667.txt : 20210707 0001127602-21-021667.hdr.sgml : 20210707 20210707134518 ACCESSION NUMBER: 0001127602-21-021667 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210611 FILED AS OF DATE: 20210707 DATE AS OF CHANGE: 20210707 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Catlett Janet Anne CENTRAL INDEX KEY: 0001747846 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-04462 FILM NUMBER: 211077050 MAIL ADDRESS: STREET 1: 22 WEST FRONTAGE ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STEPAN CO CENTRAL INDEX KEY: 0000094049 STANDARD INDUSTRIAL CLASSIFICATION: SOAP, DETERGENT, CLEANING PREPARATIONS, PERFUMES, COSMETICS [2840] IRS NUMBER: 361823834 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 BUSINESS PHONE: 8474467500 MAIL ADDRESS: STREET 1: EDENS & WINNETKA ROAD CITY: NORTHFIELD STATE: IL ZIP: 60093 FORMER COMPANY: FORMER CONFORMED NAME: STEPAN CHEMICAL CO /DE/ DATE OF NAME CHANGE: 19840108 4/A 1 form4a.xml PRIMARY DOCUMENT X0306 4/A 2021-06-11 2021-06-16 0000094049 STEPAN CO SCL 0001747846 Catlett Janet Anne 22 WEST FRONTAGE ROAD NORTHFIELD IL 60093 1 VP, CHRO Common Stock 2021-06-11 5 J 0 E 1.629 132.044 A 3145.879 D Common Stock 2021-06-15 5 J 0 E 1.044 130.87 A 3146.923 D Share Units 2021-06-15 5 J 0 E 6.046 130.87 A Common Stock 6.046 2600.443 D This Form 4/A revises the transaction codes previously reported on the reporting person's Form 4 filed on June 16, 2021. The transactions were not required to be reported and are exempt under Rule 16a-11. Share Units are acquired under the Management Incentive Plan (As Amended and Restated Effective January 1, 2015) ("MIP"), a nonqualified deferred compensation plan which allows MIP participants to elect to defer all or a portion of their deferred compensation into accounts pursuant to MIP provisions. Share Units convert on a one-for-one basis into Common Stock. Reflects acquisition of Share Units pursuant to a dividend equivalent feature of the MIP, generally payable at end of employment, unless otherwise elected. Price reported is the price of Common Stock on the date the dividend equivalents are payable pursuant to a dividend equivalent feature of the MIP. This Form 4/A revises the transaction codes previously reported on the reporting person's Form 4 filed on June 16, 2021. The transactions were not required to be reported and are exempt under Rule 16a-11. /s/ Stephanie J. Pacitti, Attorney-in-Fact for Janet A. Catlett 2021-07-07