0000914190-21-000381.txt : 20211029 0000914190-21-000381.hdr.sgml : 20211029 20211029164532 ACCESSION NUMBER: 0000914190-21-000381 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211027 FILED AS OF DATE: 20211029 DATE AS OF CHANGE: 20211029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan Brian F. CENTRAL INDEX KEY: 0000940454 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38207 FILM NUMBER: 211363890 MAIL ADDRESS: STREET 1: 16305 36TH AVENUE N CITY: MINNEAPOLIS STATE: MN ZIP: 55446 FORMER NAME: FORMER CONFORMED NAME: SULLIVAN BRIAN F DATE OF NAME CHANGE: 19950307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Celcuity Inc. CENTRAL INDEX KEY: 0001603454 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MEDICAL LABORATORIES [8071] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 BUSINESS PHONE: 763-392-0767 MAIL ADDRESS: STREET 1: 16305 36TH AVENUE N STREET 2: SUITE 100 CITY: MINNEAPOLIS STATE: MN ZIP: 55446 FORMER COMPANY: FORMER CONFORMED NAME: Celcuity LLC DATE OF NAME CHANGE: 20140324 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-10-27 0001603454 Celcuity Inc. CELC 0000940454 Sullivan Brian F. 16305 36TH AVENUE N. SUITE 100 MINNEAPOLIS MN 55446 1 1 1 0 Chief Executive Officer Common Stock 2755774 D Stock Option (right to buy) 8.40 2027-05-17 Common Stock 21500 21500 D Stock Option (right to buy) 9.50 2027-09-19 Common Stock 8220 8220 D Stock Option (right to buy) 26.00 2028-08-13 Common Stock 3769 3769 D Stock Option (right to buy) 25.77 2028-10-17 Common Stock 14675 14675 D Stock Option (right to buy) 19.72 2029-08-12 Common Stock 50000 50000 D Stock Option (right to buy) 19.72 2029-08-12 Common Stock 4985 4985 D Stock Option (right to buy) 5.9 2030-08-12 Common Stock 20000 20000 D Stock Option (right to buy) 5.9 2021-09-19 2030-08-12 Common Stock 17281 17281 D Stock Option (right to buy) 10.35 2030-12-28 Common Stock 11081 11081 D Stock Option (right to buy) 14.84 2031-02-02 Common Stock 12859 12859 D Stock Option (right to buy) 15.92 2031-03-18 Common Stock 11889 11889 D Stock Option (right to buy) 27.94 2031-04-12 Common Stock 13509 13509 D Stock Option (right to buy) 20.04 2022-08-11 2031-08-11 Common Stock 17000 17000 D Stock Option (right to buy) 20.04 2031-08-11 Common Stock 20000 20000 D Stock Option (right to buy) 17.19 2021-10-27 4 A 0 6569 0 A 2031-10-27 Common Stock 6569 6569 D Fully vested. 3,668 shares vest on 10/17/19; the remaining 11,007 shares vest 1/36th per month thereafter. 12,500 shares vest on 8/12/20; the remaining 37,500 shares vest 1/36th per month thereafter. 5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter. 2,770 shares vest on 12/29/21; the remaining 8,311 shares vest 1/36th per month thereafter. 3,214 shares vest on 2/2/22; the remaining 9,645 shares vest 1/36th per month thereafter. 2,972 shares vest on 3/18/22; the remaining 8,917 shares vest 1/36th per month thereafter. 3,377 shares vest on 4/12/22; the remaining 10,132 shares vest 1/36th per month thereafter. 5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter. 1,642 shares vest on 10/27/22; the remaining 4,927 shares vest 1/36th per month thereafter. /s/ Eric O. Madson as attorney-in-fact for Brian F. Sullivan pursuant to Power of Attorney previously filed. 2021-10-29