-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VT3dFKxAQtl9TAE3/C2YNHUwE6fkIWHi5zGAum6JxzZrRGVBXVFESRoqbZ0MJRjM UUnuEvijIXC5NnnDGyDP/A== 0001005477-97-000570.txt : 19970223 0001005477-97-000570.hdr.sgml : 19970223 ACCESSION NUMBER: 0001005477-97-000570 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970221 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOLAR MATES INC CENTRAL INDEX KEY: 0000940183 STANDARD INDUSTRIAL CLASSIFICATION: OPHTHALMIC GOODS [3851] IRS NUMBER: 112396918 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-50407 FILM NUMBER: 97540517 BUSINESS ADDRESS: STREET 1: 8125 25TH COURT E CITY: SARASOTA STATE: FL ZIP: 34243 BUSINESS PHONE: 9413593599 MAIL ADDRESS: STREET 1: 800 THIRD AVENUE CITY: NNEW YORK STATE: NY ZIP: 10022 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEVITT STEPHEN CENTRAL INDEX KEY: 0001033647 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: C/O SOLAR MATES INC STREET 2: 8125 25TH COURT EAST CITY: SARNSOTA STATE: FL ZIP: 34243 BUSINESS PHONE: 9418598599 MAIL ADDRESS: STREET 1: C/O SOLAR MATES INC STREET 2: 8125 25TH COURT EAST CITY: SARNSOTA STATE: FL ZIP: 34243 SC 13G/A 1 SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ----------------- SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1)* SOLAR-MATES, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.001 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 833970 10 6 - -------------------------------------------------------------------------------- (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G CUSIP No. 833970 10 6 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Stephen Nevitt - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S.A. - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 1,419,193 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 0 Person -------------------------------------------------------- With 7 Sole Dispositive Power 1,419,193 -------------------------------------------------------- 8 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 1,419,193 - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 46.5% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G CUSIP No. 833970 10 6 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Nevitt Family Trust - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 506,103 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 0 Person -------------------------------------------------------- With 7 Sole Dispositive Power 506,103 -------------------------------------------------------- 8 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 506,103 - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 21.2% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G CUSIP No. 833970 10 6 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person David B. Newman - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S.A. - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 530,163 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 0 Person -------------------------------------------------------- With 7 Sole Dispositive Power 530,163 -------------------------------------------------------- 8 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 530,163 - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 22.0% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G CUSIP No. 833970 10 6 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Milton Nevitt - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S.A. - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 278,781 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 0 Person -------------------------------------------------------- With 7 Sole Dispositive Power 278,781 -------------------------------------------------------- 8 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 278,781 - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 11.7% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G CUSIP No. 833970 10 6 - -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Michael J. Guccione - -------------------------------------------------------------------------------- 2 Check the Appropriate Box If a Member of a Group* a. |_| b. |_| - -------------------------------------------------------------------------------- 3 SEC Use Only - -------------------------------------------------------------------------------- 4 Citizenship or Place of Organization U.S.A. - -------------------------------------------------------------------------------- 5 Sole Voting Power Number of Shares 175,188 Beneficially -------------------------------------------------------- Owned By 6 Shared Voting Power Each Reporting 0 Person -------------------------------------------------------- With 7 Sole Dispositive Power 175,188 -------------------------------------------------------- 8 Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9 Aggregate Amount Beneficially Owned by Each Reporting Person 175,188 - -------------------------------------------------------------------------------- 10 Check Box If the Aggregate Amount in Row (9) Excludes Certain Shares* |_| - -------------------------------------------------------------------------------- 11 Percent of Class Represented By Amount in Row (9) 7.2% - -------------------------------------------------------------------------------- 12 Type of Reporting Person* IN - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Item 1(a). Name of Issuer: Solar-Mates, Inc. Item 1(b). Address of Issuer's Principal Executive Officer. 8125 25th Court East, Sarasota, Florida 34243 Item 2(a) (b) (c). Name, Address of Principal Business Office and Citizenship of Person Filing: This statement is filed pursuant to Rule 13D-1(f)(1) under the Securities Exchange Act of 1934 on behalf of the following reporting persons. Except as otherwise indicated, the address of the principal business office of each of such persons is 8125 25th Court East, Sarasota, Florida 34243. 1. Nevitt Family Trust, a trust; 2. Milton Nevitt, a United States citizen; 3. Stephen Nevitt, a United States citizen; 4. Michael J. Guccione, a United States citizen; 5. David B. Newman, a United States Citizen, having a principal business office c/o Cooperman Levitt Winikoff Lester & Newman, P.C., 800 Third Avenue, New York, New York 10022. Attached as Exhibit A hereto is the Joint Filing Statement, dated February 12, 1996, entered into among such persons pursuant to which it was agreed that this statement be filed on behalf of all such persons. Item 2(d). Title of Class of securities: Common Stock, par value $.001 per share Item 2(e). CUSIP Number: 833970 10 6 Item 3. Not Applicable Item 4. Ownership: See Items 5 through 9 and Item 11 of the cover pages Item 5. Ownership of Five Percent or Loss of a Class. Not Applicable Item 6. Ownership of More then Five Percent on Behalf of Another Person. The beneficiaries of the Nevitt Family Trust, Stephen Nevitt and Barbara Rudolph, are the children of Milton Nevitt. The beneficiaries have the right to receive the proceeds from the sale of the securities held by the trust. Item 7. Identification and Classification of the Subsidiary which acquired the Security Being Imported on by the Parent Holding Company. Not Applicable Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable Item 10. Certification: By signing below I certify that, to the best of my knowledge and belief, the securites referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 12, 1997 As of December 31, 1996 Nevitt FAMILY TRUST By: /s/ Stephen Nevitt -------------------------- Name: Stephen Nevitt Title: Trustee /s/ Stephen Nevitt -------------------------- Stephen Nevitt /s/ Milton Nevitt -------------------------- Milton Nevitt /s/ Michael J. Guccione -------------------------- Michael J. Guccione /s/ David B. Newman -------------------------- David B. Newman EXHIBIT A JOINT FILING AGREEMENT The undersigned hereby agree that the statemnet on Schedule 130 with respect to the common Stock, par value $.001 per share of the Solar-Mates Inc., dated February 12, 1997, is, and any amendments thereto signed by each of the undersigned shall be, filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 230-1(f) under the Securities Exchange Act of 1934. Dated: February 12, 1997 As of December 31, 1996 Nevitt FAMILY TRUST By: /s/ Stephen Nevitt ---------------------------- Name: Stephen Nevitt Title: Trustee /s/ Stephen Nevitt ---------------------------- Stephen Nevitt ____________________________ Milton Nevitt /s/ Michael J. Guccione ---------------------------- Michael J. Guccione /s/ David B. Newman ---------------------------- David B. Newman Page 10 of 10 -----END PRIVACY-ENHANCED MESSAGE-----