0001140361-15-045107.txt : 20151218
0001140361-15-045107.hdr.sgml : 20151218
20151218170142
ACCESSION NUMBER: 0001140361-15-045107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151218
FILED AS OF DATE: 20151218
DATE AS OF CHANGE: 20151218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SFX Entertainment, INC
CENTRAL INDEX KEY: 0001553588
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-AMUSEMENT & RECREATION SERVICES [7900]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 902 BROADWAY
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 646-561-6400
MAIL ADDRESS:
STREET 1: 902 BROADWAY
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
FORMER COMPANY:
FORMER CONFORMED NAME: SFX HOLDING Corp
DATE OF NAME CHANGE: 20120705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SILLERMAN ROBERT F X
CENTRAL INDEX KEY: 0000940128
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36119
FILM NUMBER: 151297442
MAIL ADDRESS:
STREET 1: 150 EAST 58TH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10155
4
1
doc1.xml
FORM 4
X0306
4
2015-12-18
0
0001553588
SFX Entertainment, INC
SFXE
0000940128
SILLERMAN ROBERT F X
902 BROADWAY, 15TH FLOOR
NEW YORK
NY
10010
1
1
1
0
CEO & Chrmn of Bd of Directors
Common Stock
2015-12-18
4
J
0
108000
0
D
2593000
D
Common Stcok
31112868
I
By Sillerman Investment Company III LLC
Common Stock
1333000
D
Common Stock
2189950
I
By ESFX LLC
The transaction reported in this row represents the transfer of shares to the counterparty to a certain nominee agreement with Mr. Sillerman. The counterparty previously named Mr. Sillerman as nominee with respect to these shares. Following this transfer, these shares are no longer subject to the nominee agreement and Mr. Sillerman is no longer a beneficial owner of such shares.
These shares are beneficially owned by Mr. Sillerman pursuant to nominee agreements with various stockholders of the Company (including one partnership controlled by Mr. Sillerman) (such stockholders, the "Beneficiaries") that name Mr. Sillerman as nominee with respect to such shares. Mr. Sillerman has the exclusive right to vote and dispose of the shares subject to the nominee agreements. The nominee agreements may be terminated upon the earlier of (i) two business days after delivery by the Beneficiary to Mr. Sillerman of written notice to terminate the agreement or (ii) two business days after delivery by Mr. Sillerman to the Beneficiary of his written notice of resignation as nominee. Mr. Sillerman disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
These shares are owned directly by Sillerman Investment Company III LLC ("SIC"), of which Mr. Sillerman is the manager and the sole member.
This row includes 100,000 restricted shares that will vest on December 31, 2015, 1,000,000 restricted shares that will vest on February 11, 2016, and 233,000 restricted shares that will vest on October 15, 2016, all subject to accelerated vesting under certain conditions as set forth in Mr. Sillerman's employment agreement.
These shares are owned directly by ESFX LLC. Mr. Sillerman is the manager of ESFX LLC and has the exclusive right to vote and dispose of the shares of Common Stock owned by ESFX LLC. In addition, SIC owns 50% of the membership interest in ESFX LLC. Mr. Sillerman disclaims beneficial ownership of these shares owned directly by ESFX LLC except to the extent of his pecuniary interest therein.
/s/ Robert FX Sillerman
2015-12-18