0001209191-17-022226.txt : 20170322
0001209191-17-022226.hdr.sgml : 20170322
20170322121052
ACCESSION NUMBER: 0001209191-17-022226
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170320
FILED AS OF DATE: 20170322
DATE AS OF CHANGE: 20170322
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOLDEN ENTERTAINMENT, INC.
CENTRAL INDEX KEY: 0001071255
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990]
IRS NUMBER: 411913991
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
BUSINESS PHONE: 7028914284
MAIL ADDRESS:
STREET 1: 6595 S JONES BLVD
CITY: LAS VEGAS
STATE: NV
ZIP: 89118
FORMER COMPANY:
FORMER CONFORMED NAME: LAKES ENTERTAINMENT INC
DATE OF NAME CHANGE: 20020806
FORMER COMPANY:
FORMER CONFORMED NAME: LAKES GAMING INC
DATE OF NAME CHANGE: 19980929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SARTINI BLAKE L
CENTRAL INDEX KEY: 0000939979
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24993
FILM NUMBER: 17706090
MAIL ADDRESS:
STREET 1: 2411 WEST SAHARA AVENUE
CITY: LAS VEGAS
STATE: NV
ZIP: 89102
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-20
0
0001071255
GOLDEN ENTERTAINMENT, INC.
GDEN
0000939979
SARTINI BLAKE L
6595 S. JONES BLVD.
LAS VEGAS
NV
89118
1
1
1
0
Chairman, President and CEO
Employee Stock Option (right to buy)
13.50
2017-03-20
4
A
0
200000
0.00
A
2027-03-19
Common Stock
200000
200000
D
1/4 of the total number of shares of common stock subject to the option vest on 03/20/18, and 1/48 of the total number of shares of common stock subject to the option vest on the last day of each one-month period following 03/20/18. Notwithstanding the foregoing vesting schedule, in no event may the option be exercised prior to the earlier of (i) 08/01/18, or (ii) immediately prior to the consummation of a "change in control" under Section 2.8(a), (c) or (d) of the Golden Entertainment, Inc. 2015 Incentive Award Plan which results in an "ownership change" as defined in Section 382 of the Internal Revenue Code of 1986, as amended, or any successor statute.
/s/ Blake L. Sartini
2017-03-21