0001209191-17-022226.txt : 20170322 0001209191-17-022226.hdr.sgml : 20170322 20170322121052 ACCESSION NUMBER: 0001209191-17-022226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170320 FILED AS OF DATE: 20170322 DATE AS OF CHANGE: 20170322 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDEN ENTERTAINMENT, INC. CENTRAL INDEX KEY: 0001071255 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 411913991 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 BUSINESS PHONE: 7028914284 MAIL ADDRESS: STREET 1: 6595 S JONES BLVD CITY: LAS VEGAS STATE: NV ZIP: 89118 FORMER COMPANY: FORMER CONFORMED NAME: LAKES ENTERTAINMENT INC DATE OF NAME CHANGE: 20020806 FORMER COMPANY: FORMER CONFORMED NAME: LAKES GAMING INC DATE OF NAME CHANGE: 19980929 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SARTINI BLAKE L CENTRAL INDEX KEY: 0000939979 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24993 FILM NUMBER: 17706090 MAIL ADDRESS: STREET 1: 2411 WEST SAHARA AVENUE CITY: LAS VEGAS STATE: NV ZIP: 89102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-20 0 0001071255 GOLDEN ENTERTAINMENT, INC. GDEN 0000939979 SARTINI BLAKE L 6595 S. JONES BLVD. LAS VEGAS NV 89118 1 1 1 0 Chairman, President and CEO Employee Stock Option (right to buy) 13.50 2017-03-20 4 A 0 200000 0.00 A 2027-03-19 Common Stock 200000 200000 D 1/4 of the total number of shares of common stock subject to the option vest on 03/20/18, and 1/48 of the total number of shares of common stock subject to the option vest on the last day of each one-month period following 03/20/18. Notwithstanding the foregoing vesting schedule, in no event may the option be exercised prior to the earlier of (i) 08/01/18, or (ii) immediately prior to the consummation of a "change in control" under Section 2.8(a), (c) or (d) of the Golden Entertainment, Inc. 2015 Incentive Award Plan which results in an "ownership change" as defined in Section 382 of the Internal Revenue Code of 1986, as amended, or any successor statute. /s/ Blake L. Sartini 2017-03-21