-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ibkj+s56Re0eJ+nX0QvwBBFXtw+GboERDmmSuG7D9YzimvuGV1dHcOef14rz6nzU N/HhtQbMFJueJFsnP89r3w== 0001398344-09-000068.txt : 20090127 0001398344-09-000068.hdr.sgml : 20090127 20090127124936 ACCESSION NUMBER: 0001398344-09-000068 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090127 DATE AS OF CHANGE: 20090127 EFFECTIVENESS DATE: 20090127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEWGATE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000939761 IRS NUMBER: 042941344 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03871 FILM NUMBER: 09547461 BUSINESS ADDRESS: STREET 1: 80 FIELD POINT RD STREET 2: 12TH FL CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2036610700 MAIL ADDRESS: STREET 1: 80 FIELD POINT RD CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: NEWGATE LLP /CT DATE OF NAME CHANGE: 19980123 FORMER COMPANY: FORMER CONFORMED NAME: NEWGATE MANAGEMENT ASSOCIATES /NY DATE OF NAME CHANGE: 19970725 13F-HR 1 fp0000430_13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12-31-2008 Check here if Amendment [_]; Amendment Number: This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Newgate Capital Management LLC Address: One Sound Shore Drive Greenwich, CT 06830 Form 13F File Number: 28-4822 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sonia Rosenbaum Title: Managing Director Phone: 203-661-0700 Signature, Place, and Date of Signing: /s/ Sonia Rosenbaum Greenwich, CT 1-27-2009 --------------------- ------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 183 Form 13F Information Table Value Total: $ 1,149,957 ----------- (thousands) List of Other Included Managers: NONE
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: - ------------------------------- ---------- --------- ----------- ---------- ---------- --------- ----------------------- NAME OF ISSUER TITLE OF CUSIP FAIR SHARES OR INVESTMENT OTHER VOTING AUTHORITY CLASS NUMBER MARKET PRINCIPAL DISCRETION MANAGERS -------- ------ ------- VALUE AMOUNT (A) (B) (C) SOLE SHARED NONE - ------------------------------- ---------- --------- ----------- ---------- ---------- --------- ----------------------- ABERDEEN ASIA PACIFIC INCOME FUND COM 003009107 16,013,553 3,724,082 SOLE N/A 3,724,082 0 ACERGY SP ADR 00443E104 2,358,731 408,085 SOLE N/A 402,239 5,846 AFRICAN BANK INVESTMENTS ADR 00828W109 1,000,002 74,627 SOLE N/A 74,627 0 AGRIUM INC COM 008916108 6,685,384 195,880 SOLE N/A 192,972 2,908 ALCOA INC COM 013817101 2,997,119 266,174 SOLE N/A 262,241 3,933 ALLIANCE NATIONAL MUNI INCOME COM 01864U106 351,732 37,181 SOLE N/A 37,181 0 ALLIANCEBERNSTEIN INCOME FUND COM 01881E101 7,560,999 1,067,938 SOLE N/A 1,067,938 0 AMERICA MOVIL SP ADR 02364W105 36,100,127 1,164,896 SOLE N/A 1,151,752 13,144 ANGLO AMERICAN ADR 03485P201 5,182,311 445,982 SOLE N/A 442,338 3,644 ANGLOGOLD ASHANTI SP ADR 035128206 8,406,660 303,380 SOLE N/A 298,031 5,349 APACHE CORP COM 037411105 5,484,514 73,588 SOLE N/A 72,541 1,047 APPLE INC COM 037833100 278,753 3,266 SOLE N/A 3,266 0 ARCH COAL INC COM 039380100 3,574,156 219,408 SOLE N/A 216,159 3,249 BAIDU.COM ADR 056752108 11,306,448 86,593 SOLE N/A 85,637 956 BANCO BRADESCO SP ADR 059460303 9,281,866 940,412 SOLE N/A 927,871 12,541 BANCO ITAU HOLDING SP ADR 059602201 8,965,802 772,914 SOLE N/A 759,186 13,728 BANCO SANTANDER CHILE SP ADR 05965X109 12,623,831 360,372 SOLE N/A 352,617 7,755 BANCOLOMBIA SP ADR 05968L102 4,109,483 175,995 SOLE N/A 173,921 2,074 BHP BILLITON SP ADR 088606108 3,352,378 78,144 SOLE N/A 77,030 1,114 BLACKROCK CORPORATE HIGH YIELD FUND III COM 09255M104 39,309 10,829 SOLE N/A 10,829 0 BLACKROCK CORPORATE HIGH YIELD FUND V COM 09255N102 4,374,764 725,500 SOLE N/A 725,500 0 BLACKROCK CORPORATE HIGH YIELD FUND VI COM 09255P107 1,729,116 275,776 SOLE N/A 275,776 0 BLACKROCK INVT QUALITY MUNI COM 09247D105 2,297,716 266,866 SOLE N/A 266,866 0 BLACKROCK LTD DURATION INCOME COM 09249W101 7,749,067 722,187 SOLE N/A 722,187 0 BLACKROCK MUN INCOME TRUST II COM 09249N101 3,753,896 412,516 SOLE N/A 412,516 0 BLACKROCK MUNICIPAL INCOME TRUST SH BEN 09248F109 856,598 103,579 SOLE N/A 103,579 0 BLACKROCK MUNIHOLDINGS FL INCOME COM 09254P108 6,731,701 735,705 SOLE N/A 735,705 0 BLACKROCK MUNIHOLDINGS FUND II COM 09253P109 2,557,815 272,108 SOLE N/A 272,108 0 BLACKROCK MUNIHOLDINGS INCOME II COM 09254C107 6,778,354 718,046 SOLE N/A 718,046 0 BLACKROCK MUNIVEST FUND COM 09253R105 4,954,936 742,869 SOLE N/A 742,869 0 BLACKROCK MUNIYIELD CA INSURED COM 09254N103 4,747,270 504,492 SOLE N/A 504,492 0 BLACKROCK MUNIYIELD NY INSURED COM 09255E102 3,997,486 464,824 SOLE N/A 464,824 0 BLACKROCK MUNIYIELD QUAL II COM 09254G108 4,451,210 518,789 SOLE N/A 518,789 0 BLACKROCK PFD & EQ ADVANTAGE COM 092508100 168,812 20,217 SOLE N/A 20,217 0 BLACKROCK PRFD OPP TRUST COM 09249V103 3,684,293 494,536 SOLE N/A 494,536 0 BLACKROCK SENIOR HIGH INCOME FUND COM 09255T109 79,164 32,985 SOLE N/A 32,985 0 BRASIL TELECOM SP ADR 105530109 10,831,041 280,379 SOLE N/A 277,102 3,277 BUCYRUS INTERNATIONAL COM 118759109 1,251,822 67,593 SOLE N/A 66,592 1,001 BUNGE LIMITED COM G16962105 6,271,521 121,142 SOLE N/A 119,363 1,779 CALAMOS CONVERTIBLE & HIGH INCOME COM 12811P108 6,754,888 796,567 SOLE N/A 796,567 0 CALAMOS CONVERTIBLE OPP & INCOME SH BEN 128117108 7,175,965 865,617 SOLE N/A 865,617 0 CALAMOS GLOBAL DYNAMIC INCOME FUND COM 12811L107 1,349,179 233,422 SOLE N/A 233,422 0 CAMECO CORP COM 13321L108 4,460,264 258,566 SOLE N/A 254,863 3,703 CEMIG SP ADR 204409601 8,823,251 642,158 SOLE N/A 628,289 13,869 CENTURY ALUMINUM COMPANY COM 156431108 647,660 64,766 SOLE N/A 63,796 970 CF INDUSTRIES HOLDINGS COM 125269100 4,882,080 99,310 SOLE N/A 97,924 1,386 CHESAPEAKE ENERGY CORP COM 165167107 736,786 45,565 SOLE N/A 44,894 671 CHICAGO BRIDGE & IRON COM 167250109 1,367,584 136,078 SOLE N/A 134,086 1,992 CHINA LIFE INSURANCE SP ADR 16939P106 50,808,418 1,095,009 SOLE N/A 1,070,878 24,131 CHINA MOBILE SP ADR 16941M109 54,408,127 1,069,973 SOLE N/A 1,051,807 18,166 CHUNGHWA TELECOM SP ADR 17133Q304 9,724,275 623,351 SOLE N/A 615,043 8,308 CIA DE MINAS BUENAVENTURA SP ADR 204448104 13,549,026 680,172 SOLE N/A 672,462 7,710 CIA VALE DO RIO DOCE SP ADR 204412209 21,263,792 1,755,887 SOLE N/A 1,719,128 36,759 CLIFFS NATURAL RESOURCES COM 18683K101 3,444,417 134,495 SOLE N/A 132,499 1,996 CNOOC SP ADR 126132109 25,963,472 272,611 SOLE N/A 266,471 6,140 COMPANHIA DE BEBIDAS SP ADR 20441W203 15,668,149 353,603 SOLE N/A 349,623 3,980 CONSOL ENERGY COM 20854P109 2,068,620 72,380 SOLE N/A 71,293 1,087 CREDICORP COM G2519Y108 10,753,690 215,246 SOLE N/A 212,789 2,457 DESARROLLADORA HOMEX SP ADR 25030W100 4,160,128 182,222 SOLE N/A 178,264 3,958 DREYFUS STRATEGIC MUNI BOND FUND COM 26202F107 1,242,076 223,395 SOLE N/A 223,395 0 DRIL-QUIP INC COM 262037104 1,787,262 87,141 SOLE N/A 85,872 1,269 DWS HIGH INCOME TRUST COM 23337C109 2,919,626 999,872 SOLE N/A 999,872 0 EATON VANCE LTD DURATION FUND COM 27828H105 5,961,108 602,741 SOLE N/A 602,741 0 EATON VANCE SHORT DURATION DIV INCOME COM 27828V104 330,872 28,401 SOLE N/A 28,401 0 EMCOR GROUP COM 29084Q100 313,594 13,981 SOLE N/A 13,981 0 EVERGREEN INCOME ADVANTAGE FUND COM 30023Y105 5,505,421 999,169 SOLE N/A 999,169 0 EVERGREEN MANAGED INCOME FUND COM 30024Y104 6,301,387 617,783 SOLE N/A 617,783 0 FOMENTO ECONOMICO MEXICO SP ADR 344419106 21,406,220 710,462 SOLE N/A 702,506 7,956 FOSTER WHEELER COM G36535139 1,625,167 69,511 SOLE N/A 68,577 934 FREEPORT MCMORAN COPPER COM 35671D857 2,094,386 85,695 SOLE N/A 84,464 1,231 GAFISA SP ADR 362607301 3,390,901 366,188 SOLE N/A 358,142 8,046 GERDAU SP ADR 373737105 9,942,999 1,506,515 SOLE N/A 1,475,682 30,833 GOLD FIELDS SP ADR 38059T106 5,025,851 506,128 SOLE N/A 494,123 12,005 GOLDCORP INC COM 380956409 1,232,192 39,080 SOLE N/A 39,080 0 GREAT BASIN GOLD LTD COM 390124105 3,103,173 2,424,354 SOLE N/A 2,393,031 31,323 GRUPO TELEVISA SP ADR 40049J206 9,122,558 610,613 SOLE N/A 597,154 13,459 HELIOS ADVANTAGE INCOME FUND COM 42327W107 971,748 1,104,259 SOLE N/A 1,104,259 0 HELIOS HIGH INCOME FUND COM 42327X105 33,529 35,669 SOLE N/A 35,669 0 HELIOS STRATEGIC INCOME FUND I COM 42328A104 801,686 943,160 SOLE N/A 943,160 0 HENDERSON LAND DEVELOPMENT ADR 425166303 171,612 45,400 SOLE N/A 45,400 0 HESS CORP COM 42809H107 3,644,784 67,949 SOLE N/A 66,975 974 HUANENG POWER INTL ADR 443304100 12,045,854 412,812 SOLE N/A 403,230 9,582 ICICI BANK ADR 45104G104 11,898,406 618,099 SOLE N/A 608,144 9,955 IMPALA PLATINUM ADR 452553308 268,760 18,283 SOLE N/A 18,283 0 ING PRIME RATE TRUST SH BEN 44977W106 5,739,032 1,749,705 SOLE N/A 1,749,705 0 IPATH DJ-AIG LIVESTOCK IPTH LV 06739H743 1,989,775 59,414 SOLE N/A 59,414 0 IPATH MSCI INDIA MSCI IN 06739F291 8,316,922 262,861 SOLE N/A 262,511 350 ISHARES FTSE/XINHUA CHINA 25 MSCI CH 464287184 36,052,401 1,239,340 SOLE N/A 1,237,608 1,732 ISHARES GOLDMAN SACHS NAT RES COM 464287374 7,110,059 280,808 SOLE N/A 280,808 0 ISHARES MSCI EMERGING MKT MSCI EM 464287234 13,044,028 522,388 SOLE N/A 516,262 6,126 ISHARES MSCI HONG KONG INDEX MSCI HK 464286871 1,736,747 167,478 SOLE N/A 167,140 338 ISHARES MSCI SINGAPORE MSCI SG 464286673 1,317,652 186,901 SOLE N/A 186,629 272 ISHARES MSCI SOUTH AFRICA MSCI SA 464286780 13,839,860 359,197 SOLE N/A 358,547 650 ISHARES MSCI SOUTH KOREA MSCI SK 464286772 12,835,109 458,888 SOLE N/A 458,215 673 ISHARES MSCI TAIWAN MSCI TW 464286731 3,092,060 407,386 SOLE N/A 406,765 621 ISHARES MSCI TURKEY MSCI TR 464286715 3,226,575 118,974 SOLE N/A 118,798 176 KB FINANCIAL GROUP SP ADR 48241A105 3,804,371 145,205 SOLE N/A 142,092 3,113 KINROSS GOLD CORP COM 496902404 4,860,117 263,850 SOLE N/A 260,064 3,786 KOREA FUND COM 500634100 1,333,565 38,744 SOLE N/A 38,671 73 LARSEN & TOUBRO LTD - P-NOTE COM 5632J5619 493,210 31,039 SOLE N/A 31,039 0 LMP CORPORATE LOAN FUND COM 50208B100 61,448 10,057 SOLE N/A 10,057 0 LUKOIL SP ADR 677862104 8,212,474 248,111 SOLE N/A 247,763 348 MCDERMOTT INTL COM 580037109 943,787 95,525 SOLE N/A 94,132 1,393 MFS MULTIMARKET INCOME TRUST SH BEN 552737108 4,014,633 834,643 SOLE N/A 834,643 0 MOBILE TELESYSTEMS SP ADR 607409109 18,351,923 687,853 SOLE N/A 678,987 8,866 MONSANTO COM 61166W101 5,317,545 75,587 SOLE N/A 74,470 1,117 MORGAN STANLEY EMERG MKT DOMESTIC DEBT FD COM 617477104 3,180,694 303,212 SOLE N/A 303,212 0 MORGAN STANLEY INDIA INVEST COM 61745C105 2,895,213 231,617 SOLE N/A 231,309 308 MORGAN STANLEY INSD MUNI INCOME COM 61745P791 898,551 83,664 SOLE N/A 83,664 0 MORGAN STANLEY MUNI PREMIUM INCOME COM 61745P429 877,046 151,738 SOLE N/A 151,738 0 MORGAN STANLEY QUALITY MUNI INCOME COM 61745P734 881,402 93,270 SOLE N/A 93,270 0 MOSAIC COM 61945A107 4,220,404 121,977 SOLE N/A 120,162 1,815 MTN GROUP ADR 62474M108 280,395 23,464 SOLE N/A 23,464 0 NATIONAL OILWELL VARCO COM 637071101 3,572,419 146,171 SOLE N/A 144,138 2,033 NEW AMERICA HIGH INCOME FUND COM 641876107 42,432 47,147 SOLE N/A 47,147 0 NEWMONT MINING CORP COM 651639106 3,421,608 84,069 SOLE N/A 82,808 1,261 NEXEN COM 65334H102 4,077,488 231,939 SOLE N/A 228,635 3,304 NICHOLAS-APPLEGATE CONV & INCOME COM 65370F101 117,670 25,360 SOLE N/A 25,360 0 NICHOLAS-APPLEGATE CONV & INCOME II COM 65370G109 2,318,614 539,213 SOLE N/A 539,213 0 NICHOLAS-APPLEGATE EQUITY & CONV INCOME FD COM 65370K100 148,216 12,219 SOLE N/A 12,219 0 NORSK HYDRO SP ADR 656531605 994,394 243,724 SOLE N/A 243,724 0 NUCOR CORP COM 670346105 5,757,814 124,628 SOLE N/A 122,831 1,797 NUVEEN DIVIDEND ADV MUNI III COM 67070X101 4,917,689 490,298 SOLE N/A 490,298 0 NUVEEN FLOATING RATE INCOME COM 67072T108 1,748,495 289,486 SOLE N/A 289,486 0 NUVEEN GLOBAL GOVERNMENT ENHANCED COM 67073C104 319,620 20,064 SOLE N/A 20,064 0 NUVEEN INSD DVD ADV MUNI FUND COM 67071L106 2,809,717 245,176 SOLE N/A 245,176 0 NUVEEN INSD MUNI OPPORTUNITY COM 670984103 2,518,821 235,184 SOLE N/A 235,184 0 NUVEEN INV QUALITY MUNI FUND COM 67062E103 4,487,622 434,006 SOLE N/A 434,006 0 NUVEEN MULTI-STRATEGY INCOME & GROWTH FD COM 67073B106 4,112,520 894,026 SOLE N/A 894,026 0 NUVEEN MULTI-STRATEGY INCOME & GROWTH FD II COM 67073D102 4,235,040 869,618 SOLE N/A 869,618 0 NUVEEN PREMIUM INC MUNI FUND IV COM 6706K4105 2,167,891 236,928 SOLE N/A 236,928 0 NUVEEN QUALITY PREFERRED COM 67071S101 86,216 17,740 SOLE N/A 17,740 0 NUVEEN QUALITY PREFERRED II COM 67072C105 1,465,995 290,872 SOLE N/A 290,872 0 NUVEEN SELECT QUALITY MUNI FUND COM 670973106 1,001,669 96,967 SOLE N/A 96,967 0 OAO GAZPROM SP ADR 368287207 9,322,108 654,183 SOLE N/A 653,369 814 OCCIDENTAL PETROLEUM CORP COM 674599105 3,551,288 59,198 SOLE N/A 58,319 879 PEABODY ENERGY CORP COM 704549104 2,892,390 127,138 SOLE N/A 125,299 1,839 PETROCHINA SP ADR 71646E100 7,212,007 81,052 SOLE N/A 79,168 1,884 PETROLEO BRASILEIRO SP ADR 71654V101 58,566,454 2,869,498 SOLE N/A 2,836,830 32,668 PHILIPPINE LONG DISTANCE SP ADR 718252604 6,404,778 136,417 SOLE N/A 133,387 3,030 PIMCO CORPORATE OPPORTUNITY COM 72201B101 4,068,333 388,942 SOLE N/A 388,942 0 PIMCO FLOATING RATE STRATEGY FUND COM 72201J104 146,050 23,748 SOLE N/A 23,748 0 PIMCO HIGH INCOME FUND COM 722014107 87,612 15,843 SOLE N/A 15,843 0 PIMCO MUNICIPAL INCOME FUND II COM 72200W106 853,240 126,219 SOLE N/A 126,219 0 POSCO SP ADR 693483109 22,035,157 292,826 SOLE N/A 286,393 6,433 POTASH CORP OF SASKATCHEWAN COM 73755L107 5,318,554 72,638 SOLE N/A 71,556 1,082 RIO TINTO SP ADR 767204100 1,484,352 16,695 SOLE N/A 16,448 247 SADIA SA SP ADR 786326108 587,255 119,848 SOLE N/A 118,043 1,805 SASOL SP ADR 803866300 12,467,177 411,051 SOLE N/A 403,100 7,951 SCHNITZER STEEL COM 806882106 2,697,585 71,649 SOLE N/A 70,587 1,062 SHINHAN FINANCIAL SP ADR 824596100 26,395,546 559,702 SOLE N/A 547,487 12,215 SILICONWARE PRECISION SP ADR 827084864 7,075,848 1,586,513 SOLE N/A 1,552,829 33,684 SIMS GROUP SP ADR 829160100 2,842,752 228,885 SOLE N/A 225,448 3,437 SOUTHERN COPPER COM 84265V105 6,029,984 375,466 SOLE N/A 367,536 7,930 SOUTHWESTERN ENERGY COM 845467109 4,235,298 146,196 SOLE N/A 144,266 1,930 STATOILHYDRO SP ADR 85771P102 2,261,828 135,764 SOLE N/A 133,718 2,046 STERLITE INDUSTRIES ADR 859737207 1,915,550 347,020 SOLE N/A 339,990 7,030 SPDR GOLD TRUST GLD SHS 78463V107 1,299,098 15,015 SOLE N/A 15,015 0 T-3 ENERGY SERVICES COM 87306E107 1,142,136 120,989 SOLE N/A 119,115 1,874 TAIWAN SEMICONDUCTOR SP ADR 874039100 18,521,890 2,344,543 SOLE N/A 2,326,585 17,958 TATA MOTORS SP ADR 876568502 2,932,394 658,965 SOLE N/A 644,257 14,708 TECK COMINCO COM 878742204 736,804 149,757 SOLE N/A 147,495 2,262 TEMPLETON GLOBAL INCOME FUND COM 880198106 11,465,870 1,475,659 SOLE N/A 1,475,659 0 TENARIS SP ADR 88031M109 3,750,616 178,771 SOLE N/A 176,149 2,622 TERRA INDUSTRIES COM 880915103 3,512,119 210,685 SOLE N/A 207,550 3,135 TEVA PHARMACEUTICAL SP ADR 881624209 12,274,847 288,345 SOLE N/A 285,082 3,263 TOTAL SP ADR 89151E109 7,155,599 129,396 SOLE N/A 127,563 1,833 TRANSOCEAN COM H8817H100 2,083,549 44,096 SOLE N/A 44,096 0 TURKCELL ILETISIM HIZMET SP ADR 900111204 21,221,117 1,455,495 SOLE N/A 1,428,634 26,861 ULTRA PETROLEUM CORP COM 903914109 3,964,233 114,872 SOLE N/A 113,241 1,631 UNIBANCO GDR 90458E107 13,421,582 207,700 SOLE N/A 203,127 4,573 UNITED STATES STEEL COM 912909108 1,484,020 39,893 SOLE N/A 39,298 595 VALERO ENERGY COM 91913Y100 2,546,141 117,659 SOLE N/A 115,889 1,770 VAN KAMPEN DYNAMIC CREDIT OPP COM 921166104 81,989 11,564 SOLE N/A 11,564 0 VAN KAMPEN SENIOR INCOME TRUST COM 920961109 3,707,384 1,448,197 SOLE N/A 1,448,197 0 VIMPELCOM SP ADR 68370R109 17,513,260 2,445,986 SOLE N/A 2,415,206 30,780 VIVO PARTICIPACOES SP ADR 92855S200 14,117,858 1,125,826 SOLE N/A 1,113,261 12,565 WEATHERFORD INTERNATIONAL COM G95089101 4,583,882 423,649 SOLE N/A 417,514 6,135 WESTERN ASSET GLOBAL HIGH INCOME FUND COM 79550G102 220,186 30,287 SOLE N/A 30,287 0 WSP HOLDINGS ADR 92934F104 47,981 11,370 SOLE N/A 11,370 0 XTO ENERGY COM 98385X106 1,856,542 52,638 SOLE N/A 51,898 740 YAMANA GOLD COM 98462Y100 4,815,033 623,709 SOLE N/A 614,383 9,326 YANZHOU COAL MINING SP ADR 984846105 5,710,192 759,334 SOLE N/A 743,076 16,258
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