0001193125-13-217840.txt : 20130514 0001193125-13-217840.hdr.sgml : 20130514 20130514061526 ACCESSION NUMBER: 0001193125-13-217840 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130514 DATE AS OF CHANGE: 20130514 EFFECTIVENESS DATE: 20130514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RIT CAPITAL PARTNERS PLC CENTRAL INDEX KEY: 0000939334 IRS NUMBER: 000000000 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12645 FILM NUMBER: 13839204 BUSINESS ADDRESS: STREET 1: SPENCER HOUSE, 27 ST. JAME'S PLACE STREET 2: LONDON SWIA 1NR UNITED KINGDOM MAIL ADDRESS: STREET 1: SPENCER HOUSE, 27 ST. JAMES PLACE STREET 2: LONDON SWIA 1NR UNITED KINGDOM 13F-HR 1 d538284d13fhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [_]; Amendment Number: _________ This Amendment (Check only one): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RIT Capital Partners plc Address: 27 St. James's Place London SW1A 1NR England Form 13F File Number: 28-12645 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Graeme Womack Title: Compliance Manager Phone: (44) 20 7514 1956 Signature, Place, and Date of Signing: /S/ Graeme Womack London, England May 14, 2013 -------------------------- Graeme Womack Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 30 Form 13F Information Table Value Total: $ 346,981 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 01 28-12644 J. Rothschild Capital Management Limited FORM 13F INFORMATION TABLE - 31/st/ March 2013
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 --------------------------- ---------- --------- -------- ------------------ ---------- --------- --------------------- VOTING AUTHORITY TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER --------------------- NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE --------------------------- ---------- --------- -------- --------- --- ---- ---------- --------- --------- ------ ---- 3M CO COM 88579Y101 8,501 80,000 SH SOLE 80,000 AMERICAN EXPRESS CO COM 025816109 10,118 150,000 SH SOLE 150,000 AMERICAN INTL GROUP INC COM NEW 026874784 36,870 950,000 SH SOLE 950,000 BERKSHIRE HATHAWAY INC CL B NEW 084670702 7,804 75,000 SH SOLE 75,000 CL A LTD BROOKFIELD ASSET MGMT INC VT SH 112585104 7,402 200,000 SH SOLE 200,000 CHARTER COMMUNICATIONS INC CL A NEW 16117M305 10,417 100,000 SH SOLE 100,000 CME GROUP INC COM 12572Q105 8,592 140,000 SH SOLE 140,000 COACH INC COM 189754104 38,711 775,000 SH SOLE 775,000 COGENT COMMUNICATIONS GROUP COM NEW 19239V302 8,184 310,000 SH SOLE 310,000 COLGATE PALMOLIVE CO COM 194162103 10,622 90,000 SH SOLE 90,000 ESTEE LAUDER COS INC CL A 518439104 8,963 140,000 SH SOLE 140,000 GENERAL MTRS CO COM 37045V100 31,703 1,140,000 SH SOLE 1,140,000 GLOBAL INDEMNITY SHS G39319101 11,351 553,491 SH SOLE 553,491 GOOGLE INC CL A 38259P508 6,346 8,000 SH SOLE 8,000 JOHNSON & JOHNSON COM 478160104 9,369 115,000 SH SOLE 115,000 LIBERTY GLOBAL INC COM SER A 530555101 8,441 115,000 SH SOLE 115,000 LORILLARD INC COM 544147101 9,682 240,000 SH SOLE 240,000 MCDONALD'S CORP COM 580135101 8,971 90,000 SH SOLE 90,000 MEAD JOHNSON NUT COM 582839106 9,290 120,000 SH SOLE 120,000 NIKE INC CL B 654106103 41,300 700,000 SH SOLE 700,000 QUALCOMM INC COM 747525103 8,032 120,000 SH SOLE 120,000 SCHLUMBERGER LTD COM 806857108 7,483 100,000 SH SOLE 100,000 SPX CORP PUT 784635954 986 97,000 PUT SOLE 97,000
FORM 13F INFORMATION TABLE - 31/st/ March 2013 THE ADT CORPORATION COM 00101J106 4,892 100,000 SH SOLE 100,000 THE NEW YORK TIMES COMPANY CL A 650111107 4,900 500,000 SH SOLE 500,000 TIVO INC COM 888706108 10,152 820,000 SH SOLE 820,000 VISA INC COM CL A 92826C839 9,336 55,000 SH SOLE 55,000 DISNEY WALT CO COM DISNEY 254687106 8,514 150,000 SH SOLE 150,000 BERKSHIRE HATHAWAY INC CL B NEW 084670702 25 230 SH DEFINED 01 230 GOOGLE INC CL A 38259P508 24 30 SH DEFINED 01 30