-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Amn0NWvee4SCCItGNI8p9NMSVeeVqQ18ADbPwBsujGJvAm2q8LapOPBUexkmSkHL x9KPjtV31XNCPQw5FxnUOw== 0000939334-03-000001.txt : 20030815 0000939334-03-000001.hdr.sgml : 20030815 20030815122200 ACCESSION NUMBER: 0000939334-03-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030514 FILED AS OF DATE: 20030815 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RIT CAPITAL PARTNERS PLC CENTRAL INDEX KEY: 0000939334 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31659 FILM NUMBER: 03850001 BUSINESS ADDRESS: STREET 1: SPENCER HOUSE, 27 ST. JAME'S PLACE STREET 2: LONDON SWIA 1NR UNITED KINGDOM MAIL ADDRESS: STREET 1: SPENCER HOUSE, 27 ST. JAMES PLACE STREET 2: LONDON SWIA 1NR UNITED KINGDOM ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVATEL WIRELESS INC CENTRAL INDEX KEY: 0001022652 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 860824673 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 9255 TOWNE CENTRE DR STREET 2: SUITE 225 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 8583208800 MAIL ADDRESS: STREET 1: 9255 TOWNE CENTRE DR STREET 2: SUITE 225 CITY: SAN DIEGO STATE: CA ZIP: 92121 3 1 edgar.xml PRIMARY DOCUMENT X0201 32003-05-14 0 0001022652 NOVATEL WIRELESS INC NVTL 0000939334 RIT CAPITAL PARTNERS PLC SPENCER HOUSE 27 ST. JAMES'S PLACE LONDON X0 SW1A 1NR 0010Common Stock, par value $0.001 per share85600DSeries B Convertible Preferred Stock, $0.001 par value.702003-05-141988-08-08Common Stock 337143DSecured Convertible Subordinated Note.702003-05-142004-05-14Common Stock576580DWarrant.702003-11-142008-11-14Common Stock222243DInformation created to satisfy SEC form input requirements. The Series B Preferred Stock has no expiration date.The aggregate liquidation preference and accrued but unpaid dividends on these preferred shares are convertible into shares of Common Stock at the rate of $0.70 per share of Common Stock, subject to certain adjustment s. As of 5/14/2003, the issue date, no dividends had accrued on these preferred shares. Represents Maturity Date of Note.Represents Shares of Common Stock issuable as of 5/14/2003 in connection with a Secured Convertible Subordinated Note issued by the Issuer in the original principal amount of $403,606. The holder has the right to convert the note into shares of Series B Preferred Stock at the rate of $1,000 per share, and, under certain circumstances, the Issuer has the right to satisfy unpaid principal and interest under the Note through the delivery of shares of Series B Preferred Stock at such rate. As noted in note (2) above, the aggregate liquidation preference and accrued but unpaid dividends on shares of Series B Preferred Stock are convertible into shares of Common Stock at the rate of $0.70 per share of Common Stock, subject to certain adjustments.Michael Sofaer, on behalf of RIT Capital Partners plc2003-08-15 -----END PRIVACY-ENHANCED MESSAGE-----