-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QPQs6fp27uSL7ZUVMAND8I476N2erY+20iBp2lMgHNf3+xjXeuMxqhkSSFOXF1un yG//dYf2JdQ2++cRKQRtJw== 0000941302-00-000096.txt : 20000320 0000941302-00-000096.hdr.sgml : 20000320 ACCESSION NUMBER: 0000941302-00-000096 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000317 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAPICS INC CENTRAL INDEX KEY: 0000848551 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 042711580 STATE OF INCORPORATION: GA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-41161 FILM NUMBER: 572590 BUSINESS ADDRESS: STREET 1: 1000 WINDWARD CONCOURSE PARKWAY CITY: ALPHARETTA STATE: GA ZIP: 30005 BUSINESS PHONE: 4047053000 MAIL ADDRESS: STREET 1: 1000 WINDWARD CONCOURSE PARKWAY CITY: ALPHARETTA STATE: GA ZIP: 30005 FORMER COMPANY: FORMER CONFORMED NAME: MARCAM CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FIR TREE PARTNERS CENTRAL INDEX KEY: 0000939318 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133745262 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1211 AVENUE OF THE AMERICAS STREET 2: 29TH FL CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2128276757 SC 13D/A 1 SCHEDULE 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ___________________ SCHEDULE 13D/A (RULE 13D-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13D-2(A) (AMENDMENT NO. 3) MAPICS, INC. ------------------------------------------------------------------------ (Name of Issuer) SHARES OF COMMON STOCK, PAR VALUE $0.01 PER SHARE ------------------------------------------------------------------------ (Title of Class of Securities) 564910107 ------------------------------------------------------------------------ (CUSIP NUMBER) FIR TREE PARTNERS 535 FIFTH AVENUE 31ST FLOOR NEW YORK, NEW YORK 10017 TEL. NO.: (212) 599-0090 ------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) - with copies to - Eliot D. Raffkind Akin, Gump, Strauss, Hauer & Feld, L.L.P. 1700 Pacific Avenue, Suite 4100 Dallas, Texas 75201-4618 (214) 969-2800 JANUARY 20, 2000 ------------------------------------------------------------------------ (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box / /. CUSIP No. 564910107 13D/A 1 NAME OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS Fir Tree, Inc. d/b/a Fir Tree Partners - 13-3466655 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A (a) / / GROUP* (b) / / 3 SEC USE ONLY 4 SOURCE OF FUNDS* AF, WC 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS / / REQUIRED PURSUANT TO ITEM 2(d) or 2(e) 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER 7 SOLE VOTING POWER 1,682,700 OF SHARES 8 SHARED VOTING POWER 0 BENEFICIALLY OWNED BY 9 SOLE DISPOSITIVE POWER 1,682,700 EACH REPORTING 10 SHARED DISPOSITIVE POWER 0 PERSON WITH 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,682,700 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) / / EXCLUDES CERTAIN SHARES* 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 9.6% 14 TYPE OF REPORTING PERSON* CO, IN *SEE INSTRUCTIONS BEFORE FILLING OUT AMENDMENT NO. 3 TO SCHEDULE 13D This Amendment No. 3 ("Amendment No. 3") to Schedule 13D is being filed on behalf of Fir Tree, Inc., a New York corporation, doing business as Fir Tree Partners ("Fir Tree Partners"), and Mr. Jeffrey Tannenbaum ("Mr. Tannenbaum"), the sole shareholder, executive officer, director, and principal, as an amendment to the Statement on Schedule 13D, relating to shares of common stock, par value $0.01 per share (the "Common Stock") of Mapics, Inc. (the "Issuer"), as filed on February 8, 1999, and amended from time to time (the "Statement"). The Statement is hereby further amended and supplemented as follows: ITEM 3. SOURCE AND AMOUNT OF FUNDS As of March 17, 2000, Fir Tree Partners had invested (i) $10,719,276 in shares of Common Stock through Fir Tree Value Fund, (ii) $3,958,494 in shares of Common Stock through Fir Tree Institutional and (iii) $1,446,803 in shares of Common Stock through Fir Tree LDC, all as described in Item 5 below. The source of these funds was the working capital of each of Fir Tree Value Fund, Fir Tree Institutional and Fir Tree LDC, as the case may be. ITEM 4. PURPOSE OF THE TRANSACTION Fir Tree Partners and Mr. Tannenbaum acquired shares of Common Stock for portfolio investment purposes, and do not have any present plans or proposals that relate to or would result in any change in the business, policies, management, structure or capitalization of the Issuer, but Fir Tree Partners and Mr. Tannenbaum reserve the right to consider or make such plans and/or proposals in the future. Fir Tree Partners and Mr. Tannenbaum reserve the right to acquire, or dispose of, additional securities of the Issuer, in the ordinary course of business, to the extent deemed advisable in light of its general investment and trading policies, market conditions or other factors. Fir Tree Partners may contact the Issuer, other shareholders and/or third parties regarding potential strategies to increase shareholder value. Other than as described above, neither Fir Tree Partners nor Mr. Tannenbaum has present plans or proposals that would result in or relate to any matters listed in subparagraphs (a) - (j) of Item 4 of the Special Instructions for Complying With Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) As of March 17, 2000, Fir Tree Partners and Mr. Tannenbaum are beneficial owners of 1,682,700 shares of Common Stock of the Issuer or 9.6% of the shares outstanding. The 1,682,700 shares described above are beneficially owned by Fir Tree Partners and Mr. Tannenbaum for the account of the Fir Tree Value Fund, Fir Tree Institutional or Fir Tree LDC, as the case may be. The number of shares beneficially owned by Fir Tree Partners and Mr. Tannenbaum and the percentage of outstanding shares represented thereby have been computed in accordance with Rule 13d-3 under the Act. The percentage of beneficial ownership of Fir Tree Partners and Mr. Tannenbaum on March 17, 2000, is based on 17,586,611 outstanding shares of Common Stock as of December 1, 1999, as reported in the Issuer's Annual Report on Form 10-K405 for the fiscal year ended December 31, 1999. (b) Fir Tree Partners and Mr. Tannenbaum for the account of each of Fir Tree Value Fund, Fir Tree Institutional and Fir Tree LDC have the power to vote and dispose of the shares of Common Stock held by each such entity. (c) The transactions in the Issuer's securities by Fir Tree Partners for the prior 60 days are as follows: TRANSACTION BUY/ QUANTITY PRICE PER DATE SELL (SHARES) SHARE ($) ---- ---- -------- --------- 1/12/2000 Sell 2,500 15.1250 1/19/2000 Sell 25,000 15.2250 1/20/2000 Sell 25,000 15.9375 1/20/2000 Sell 25,000 15.8750 2/10/2000 Sell 200,000 16.0625 3/1/2000 Sell 35,000 15.8750 3/3/2000 Sell 45,000 16.5000 3/3/2000 Sell 25,000 16.6000 3/6/2000 Sell 100 16.9688 3/8/2000 Sell 10,400 17.1478 3/8/2000 Sell 36,000 16.8993 3/9/2000 Sell 2,500 17.3750 3/10/2000 Sell 25,000 17.5000 (d) Not Applicable. (e) Not Applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: March 17, 2000 Fir Tree, Inc. d/b/a Fir Tree Partners By: /S/ JEFFREY TANNENBAUM ----------------------------- Jeffrey Tannenbaum, President /S/ JEFFREY TANNENBAUM ---------------------------------- Jeffrey Tannenbaum -----END PRIVACY-ENHANCED MESSAGE-----