0000930413-24-000915.txt : 20240311 0000930413-24-000915.hdr.sgml : 20240311 20240311123115 ACCESSION NUMBER: 0000930413-24-000915 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20240311 DATE AS OF CHANGE: 20240311 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ADMA BIOLOGICS, INC. CENTRAL INDEX KEY: 0001368514 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 562590442 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82025 FILM NUMBER: 24737219 BUSINESS ADDRESS: STREET 1: C/O ADMA BIOLOGICS, INC. STREET 2: 465 STATE ROUTE 17 CITY: RAMSEY STATE: NJ ZIP: 07446 BUSINESS PHONE: (201) 478-5552 MAIL ADDRESS: STREET 1: C/O ADMA BIOLOGICS, INC. STREET 2: 465 STATE ROUTE 17 CITY: RAMSEY STATE: NJ ZIP: 07446 FORMER COMPANY: FORMER CONFORMED NAME: R&R ACQUISITION VI, INC DATE OF NAME CHANGE: 20060707 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TEACHERS ADVISORS, LLC CENTRAL INDEX KEY: 0000939222 ORGANIZATION NAME: AD 09 Branch 9A IRS NUMBER: 133760073 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 730 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017-3206 BUSINESS PHONE: 212-490-9000 MAIL ADDRESS: STREET 1: 730 THIRD AVENUE CITY: NEW YORK STATE: NY ZIP: 10017-3206 FORMER COMPANY: FORMER CONFORMED NAME: TEACHERS ADVISORS INC DATE OF NAME CHANGE: 19990329 SC 13G/A 1 c108460_sc13ga.htm

CUSIP No. 000899104

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

 

(Amendment No. 1)*

 

ADMA Biologics, Inc.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

000899104

(CUSIP Number)

 

February 29, 2024

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

  x Rule 13d-1(b)
     
  o Rule 13d-1(c)
     
  o Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

(Continued on following page(s))

 

CUSIP No. 000899104

 

13G Page 2 of 9

 

1. NAME OF REPORTING PERSONS

 

  Nuveen Asset Management, LLC 27-4357327

 

2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o
    (b) o

 

3. SEC USE ONLY
   
   
4. CITIZENSHIP OR PLACE OF ORGANIZATION
   
  Delaware

 

NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH:

 

  5. SOLE VOTING POWER 4,955,411
       
  6. SHARED VOTING POWER 0
       
  7. SOLE DISPOSITIVE POWER 4,955,411
       
  8. SHARED DISPOSITIVE POWER 0

 

9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

4,955,411

 

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o
   

 

11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

2.17%

 

12. TYPE OF REPORTING PERSON

 

IA

 

CUSIP No. 000899104

 

13G Page 3 of 9

 

1. NAME OF REPORTING PERSONS  
     
  TIAA-CREF Investment Management, LLC  
     
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o
    (b) o
     
3. SEC USE ONLY  
     
     
4. CITIZENSHIP OR PLACE OF ORGANIZATION  
     
  Delaware  

 

NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH:

 

  5. SOLE VOTING POWER 3,855,058
       
  6. SHARED VOTING POWER 0
       
  7. SOLE DISPOSITIVE POWER 3,855,058
       
  8. SHARED DISPOSITIVE POWER 0

 

9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

3,855,058

 

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o
   

 

11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

1.69%

 

12. TYPE OF REPORTING PERSON

 

IA

 

CUSIP No. 000899104

 

13G Page 4 of 9

 

1. NAME OF REPORTING PERSONS  
     
  Teachers Advisors, LLC  
     
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o
    (b) o
     
3. SEC USE ONLY  
     
     
4. CITIZENSHIP OR PLACE OF ORGANIZATION  
     
  Delaware  

 

NUMBER OF SHARES BENEFICIALLY OWNED
BY EACH REPORTING PERSON WITH:

 

  5. SOLE VOTING POWER 2,230,535
       
  6. SHARED VOTING POWER 0
       
  7. SOLE DISPOSITIVE POWER 2,230,535
       
  8. SHARED DISPOSITIVE POWER 0

 

9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,230,535

 

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES o
   

 

11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

0.98%

 

12. TYPE OF REPORTING PERSON

 

IA

 

CUSIP No. 000899104

 

13G Page 5 of 9

 

Item 1(a). NAME OF ISSUER:
   
  ADMA Biologics, Inc.

 

Item 1(b). ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:

 

  465 State Route 17,
  Ramsey, NJ, 07446
  United States
   
Items 2(a)-2(c). NAME, ADDRESS OF PRINCIPAL BUSINESS OFFICE, AND CITIZENSHIP OF PERSONS FILING:
   
  Nuveen Asset Management, LLC (“NAM”)
  333 W. Wacker Drive
  Chicago, IL  60606
  Citizenship:  Delaware
   
  TIAA-CREF Investment Management, LLC (“TCIM”)
  730 Third Avenue
  New York, NY  10017-3206
  Citizenship:  Delaware
   
  Teachers Advisors, LLC (“TAL”)
  730 Third Avenue
  New York, NY  10017-3206
  Citizenship:  Delaware
 

CUSIP No. 000899104

 

13G Page 6 of 9

 

Item 2(d). TITLE OF CLASS OF SECURITIES:
   
  Common Stock
   
Item 2(e). CUSIP NUMBER:
   
  000899104
   
Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS A:

 

NAM

 

(a) o Broker or dealer registered under Section 15 of the Exchange Act.
(b) o Bank as defined in Section 3(a)(6) of the Exchange Act.
(c) o Insurance Company as defined in Section 3(a)(19) of the Exchange Act.
(d) o Investment Company registered under Section 8 of the Investment Company Act of 1940.
(e) x An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).  
(f) o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
(g) o A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).
(h) o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
(i) o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940.
(j) o Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
     
TCIM    
(a) o Broker or dealer registered under Section 15 of the Exchange Act.
(b) o Bank as defined in Section 3(a)(6) of the Exchange Act.
(c) o Insurance Company as defined in Section 3(a)(19) of the Exchange Act.
(d) o Investment Company registered under Section 8 of the Investment Company Act of 1940.
(e) x An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).  
(f) o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
(g) o A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).
(h) o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
(i) o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940.
(j) o Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
 

CUSIP No. 000899104

 

13G Page 7 of 9

 

TAL

 

(a) o Broker or dealer registered under Section 15 of the Exchange Act.
(b) o Bank as defined in Section 3(a)(6) of the Exchange Act.
(c) o Insurance Company as defined in Section 3(a)(19) of the Exchange Act.
(d) o Investment Company registered under Section 8 of the Investment Company Act of 1940.
(e) x An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).  
(f) o An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
(g) o A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).
(h) o A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
(i) o A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940.
(j) o Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

 

Item 4. OWNERSHIP  
       
  (a) Aggregate amount beneficially owned: 11,041,004
       
  (b) Percent of class: 4.84%
       
  (c) Number of shares as to which person has:  

 

    NAM   TCIM   TAL  
               
Sole Voting Power:   4,955,411   3,855,058   2,230,535  
               
Shared Voting Power:   0   0   0  
               
Sole Dispositive Power:   4,955,411   3,855,058   2,230,535  
               
Shared Dispositive Power:   0   0   0  

 

Item 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
   
  If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x.
   
Item 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
   
  See Exhibit A attached
 

CUSIP No. 000899104

 

13G Page 8 of 9

 

Item 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
   
  Not Applicable
   
Item 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
   
  Not Applicable
   
Item 9. NOTICE OF DISSOLUTION OF GROUP.
   
  Not Applicable
   
Item 10. CERTIFICATIONS.

 

  By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with nomination under §240.14a-11
   
  SIGNATURE.
   
  After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
   
  Date: March 11, 2024

 

  NUVEEN ASSET MANAGEMENT, LLC
   
  By:  /s/ Erik Mogavero
  Erik Mogavero
  Managing Director
  Head of Affiliate Compliance
   
  TIAA-CREF INVESTMENT MANAGEMENT, LLC
   
  By:  /s/ Stuart R. Brunet
  Stuart Brunet, Managing Director,
Chief Compliance Officer
   
  TEACHERS ADVISORS, LLC
   
  By:  /s/ Stuart R. Brunet
  Stuart Brunet, Managing Director,
Chief Compliance Officer
 

CUSIP No. 000899104

 

13G Page 9 of 9

 

EXHIBIT A

 

ITEM 6. OWNERSHIP.

 

Nuveen Asset Management, LLC (“NAM”), is a registered investment adviser affiliated with TCIM and TAL. NAM may be deemed to be a beneficial owner of 4,955,411 shares of Issuer’s common stock. TIAA-CREF Investment Management, LLC (“TCIM”) is the investment adviser to the College Retirement Equities Fund (“CREF”), a registered investment company, and may be deemed to be a beneficial owner of 3,855,058 shares of Issuer’s common stock owned by CREF. Teachers Advisors, LLC (“TAL”) is the investment adviser to three registered investment companies, TIAA-CREF Funds (“Funds”), TIAA-CREF Life Funds (“Life Funds”), and TIAA Separate Account VA-1 (“VA-1”), as well as one or more separately managed accounts of Advisors (collectively, the “Separate Accounts”), and may be deemed to be a beneficial owner of 2,230,535 shares of Issuer’s common stock owned separately by Funds, Life Funds, VA-1, and/or the Separate Accounts.. These shares were acquired in the ordinary course of business, and not with the purpose or effect of changing or influencing control of the Issuer.