0001209191-15-038111.txt : 20150501 0001209191-15-038111.hdr.sgml : 20150501 20150501175439 ACCESSION NUMBER: 0001209191-15-038111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150429 FILED AS OF DATE: 20150501 DATE AS OF CHANGE: 20150501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MAVENIR SYSTEMS INC CENTRAL INDEX KEY: 0001361470 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1700 INTERNATIONAL PARKWAY, SUITE 200 CITY: RICHARSON STATE: TX ZIP: 75081 BUSINESS PHONE: 469-916-4393 MAIL ADDRESS: STREET 1: 1700 INTERNATIONAL PARKWAY, SUITE 200 CITY: RICHARSON STATE: TX ZIP: 75081 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hunkapiller Michael CENTRAL INDEX KEY: 0001317102 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36171 FILM NUMBER: 15825781 MAIL ADDRESS: STREET 1: 400 HAMILTON AVENUE STREET 2: 4TH FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rubin Daniel CENTRAL INDEX KEY: 0001316624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36171 FILM NUMBER: 15825782 MAIL ADDRESS: STREET 1: 480 COWPER ST. STREET 2: 2ND FL. CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Di Bona Tony CENTRAL INDEX KEY: 0001316825 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36171 FILM NUMBER: 15825783 MAIL ADDRESS: STREET 1: 400 HAMILTON AVENUE STREET 2: 4TH FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shoch John CENTRAL INDEX KEY: 0001316618 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36171 FILM NUMBER: 15825784 MAIL ADDRESS: STREET 1: 400 HAMILTON AVENUE STREET 2: 4TH FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELLY DOUGLAS E CENTRAL INDEX KEY: 0001227887 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36171 FILM NUMBER: 15825785 MAIL ADDRESS: STREET 1: 400 HAMILTON AVENUE STREET 2: 4TH FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAYLOR CRAIG C CENTRAL INDEX KEY: 0000939105 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36171 FILM NUMBER: 15825786 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE. STREET 2: 4TH FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alloy Ventures 2005, LLC CENTRAL INDEX KEY: 0001355724 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36171 FILM NUMBER: 15825788 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVENUE, 4TH FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: (650) 687-5000 MAIL ADDRESS: STREET 1: 400 HAMILTON AVENUE, 4TH FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALLOY VENTURES 2005 LP CENTRAL INDEX KEY: 0001333202 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36171 FILM NUMBER: 15825787 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVENUE STREET 2: 4TH FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 6506875000 MAIL ADDRESS: STREET 1: 400 HAMILTON AVENUE STREET 2: 4TH FLOOR CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-04-29 1 0001361470 MAVENIR SYSTEMS INC MVNR 0001355724 Alloy Ventures 2005, LLC 400 HAMILTON AVENUE, 4TH FLOOR PALO ALTO CA 94301 0 0 1 0 0001333202 ALLOY VENTURES 2005 LP 400 HAMILTON AVENUE, 4TH FLOOR PALO ALTO CA 94301 0 0 1 0 0000939105 TAYLOR CRAIG C 400 HAMILTON AVENUE, 4TH FLOOR PALO ALTO CA 94301 0 0 1 0 0001227887 KELLY DOUGLAS E 400 HAMILTON AVENUE, 4TH FLOOR PALO ALTO CA 94301 0 0 1 0 0001316618 Shoch John 400 HAMILTON AVENUE, 4TH FLOOR PALO ALTO CA 94301 0 0 1 0 0001316825 Di Bona Tony 400 HAMILTON AVENUE, 4TH FLOOR PALO ALTO CA 94301 0 0 1 0 0001316624 Rubin Daniel 400 HAMILTON AVENUE, 4TH FLOOR PALO ALTO CA 94301 0 0 1 0 0001317102 Hunkapiller Michael 400 HAMILTON AVENUE, 4TH FLOOR PALO ALTO CA 94301 0 0 1 0 Common Stock 2015-04-29 4 U 0 3050605 17.55 D 0 I By Alloy Ventures 2005, L.P. These shares are being disposed of upon the completion of an exchange offer by Mitel Networks Corporation ("Mitel") and Roadster Subsidiary Corporation to purchase all of the issued and outstanding shares of common stock of the Issuer, pursuant to an Agreement and Plan of Merger dated February 28, 2015 and amended through the date of this form. The tender price per share of the shares of common stock is (i) $17.55 in cash; or (ii) 1.8320 shares of common stock of Mitel, at the election of the holder and subject to proration. All shares are held of record by Alloy Ventures 2005, L.P. ("Alloy Ventures 2005"). Craig Taylor, John Shoch, Douglas Kelly, Tony Di Bona, Daniel Rubin, Ammar Hanafi and Michael Hunkapiller are the managing members of Alloy Ventures 2005, LLC, the general partner of Alloy Ventures 2005, and may be deemed to share voting and dispositive power over the shares held by Alloy Ventures 2005. The Reporting Persons disclaim beneficial ownership of these shares of the Issuer's common stock except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that any Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. /s/ Ammar Hanafi, for Alloy Ventures 2005, LLC 2015-04-29 /s/ Ammar Hanafi, for Alloy Ventures 2005, LLC, the General Partner of Alloy Ventures 2005, L.P. 2015-04-29 /s/ Ammar Hanafi, for Craig C. Taylor 2015-04-29 /s/ Ammar Hanafi. for Douglas E. Kelly 2015-04-29 /s/ Ammar Hanafi, for John F. Shoch 2015-04-29 /s/ Ammar Hanafi, for Tony Di Bona 2015-04-29 /s/ Ammar Hanafi, for Daniel Rubin 2015-04-29 /s/ Ammar Hanafi, for Michael W. Hunkapiller 2015-04-29