0001562180-20-000889.txt : 20200204
0001562180-20-000889.hdr.sgml : 20200204
20200204215135
ACCESSION NUMBER: 0001562180-20-000889
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200131
FILED AS OF DATE: 20200204
DATE AS OF CHANGE: 20200204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STRAIN ROBERT D
CENTRAL INDEX KEY: 0001045862
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07349
FILM NUMBER: 20576225
MAIL ADDRESS:
STREET 1: 21700 ATLANTIC BLVD
STREET 2: ORBITAL SCIENCES CORP
CITY: DULLES
STATE: VA
ZIP: 20166
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALL Corp
CENTRAL INDEX KEY: 0000009389
STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411]
IRS NUMBER: 350160610
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 LONGS PEAK DRIVE
CITY: BROOMFIELD
STATE: CO
ZIP: 80021-2510
BUSINESS PHONE: 3034695511
MAIL ADDRESS:
STREET 1: PO BOX 5000
CITY: BROOMFIELD
STATE: CO
ZIP: 80038-5000
FORMER COMPANY:
FORMER CONFORMED NAME: BALL CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: BALL BROTHERS CO
DATE OF NAME CHANGE: 19731115
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2020-01-31
false
0000009389
BALL Corp
BLL
0001045862
STRAIN ROBERT D
BALL CORPORATION
10 LONGS PEAK DRIVE
BROOMFIELD
CO
80021
false
true
false
false
Sr. VP BallCorp & Pres. BATC
Common Stock
2020-01-31
4
M
false
23252.00
72.18
A
60730.5795
D
Common Stock
2020-01-31
4
F
false
8172.00
72.18
D
52558.5795
D
Common Stock
2020-01-31
4
M
false
4628.00
72.18
A
57186.5795
D
Common Stock
2020-01-31
4
F
false
2030.00
72.18
D
55156.5795
D
Restricted Stock Units
2020-01-31
4
M
false
11626.00
0.00
A
Common Stock
11626.00
51288.00
D
Restricted Stock Units
2020-01-31
4
M
false
23252.00
0.00
D
Common Stock
23252.00
28036.00
D
Restricted Stock Units
2020-01-31
4
M
false
4628.00
0.00
D
Common Stock
4628.00
23408.00
D
Restricted Stock Units
2020-01-31
4
M
false
1526.00
0.00
D
Common Stock
1526.00
21882.00
D
Common stock acquired upon the lapse of Table II Special Acquisition Restricted Stock Units (SAIP) based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.
Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units.
Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan.
Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC.
Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria.
Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria.
Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award.
/s/ Charles E. Baker, attorney-in-fact for Mr. Strain
2020-02-04